CHAPTER 118 —ALZHEIMER'S DISEASE AND RELATED DEMENTIAS RESEARCH
SUBCHAPTER I—GENERAL PROVISIONS
SUBCHAPTER II—COUNCIL ON ALZHEIMER'S DISEASE
SUBCHAPTER III—ADVISORY PANEL ON ALZHEIMER'S DISEASE
SUBCHAPTER IV—RESEARCH RELATING TO SERVICES FOR INDIVIDUALS WITH ALZHEIMER'S DISEASE AND RELATED DEMENTIAS AND THEIR FAMILIES
Part 1—Responsibilities of National Institute of Mental Health
Part 2—Responsibilities of Agency for Healthcare Research and Quality
Part 3—Responsibilities of Health Care Financing Administration
SUBCHAPTER V—EDUCATIONAL ACTIVITIES
SUBCHAPTER I—GENERAL PROVISIONS
§11201. Findings
The Congress finds that—
(1) best estimates indicate that between 2,000,000 and 3,000,000 Americans presently have Alzheimer's disease or related dementias;
(2) estimates of the number of individuals afflicted with Alzheimer's disease and related dementias are unreliable because current diagnostic procedures lack accuracy and sensitivity and because there is a need for epidemiological data on incidence and prevalence of such disease and dementias;
(3) studies estimate that between one-half and two-thirds of patients in nursing homes meet the clinical and mental status criteria for dementia;
(4) the cost of caring for individuals with Alzheimer's disease and related dementias is great, and conservative estimates range between $38,000,000,000 and $42,000,000,000 per year solely for direct costs;
(5) progress in the neurosciences and behavioral sciences has demonstrated the interdependence and mutual reinforcement of basic science, clinical research, and services research for Alzheimer's disease and related dementias;
(6) programs initiated as part of the Decade of the Brain are likely to provide significant progress in understanding the fundamental mechanisms underlying the causes of, and treatments for, Alzheimer's disease and related dementias;
(7) although substantial progress has been made in recent years in identifying possible leads to the causes of Alzheimer's disease and related dementias, and more progress can be expected in the near future, there is little likelihood of a breakthrough in the immediate future that would eliminate or substantially reduce—
(A) the number of individuals with the disease and dementias; or
(B) the difficulties of caring for the individuals;
(8) the responsibility for care of individuals with Alzheimer's disease and related dementias falls primarily on their families, and the care is financially and emotionally devastating;
(9) attempts to reduce the emotional and financial burden of caring for dementia patients is impeded by a lack of knowledge about such patients, how to care for such patients, the costs associated with such care, the effectiveness of various modes of care, the quality and type of care necessary at various stages of the disease, and other appropriate services that are needed to provide quality care;
(10) the results of the little research that has been undertaken concerning dementia has been inadequate or the results have not been widely disseminated;
(11) more knowledge is needed concerning—
(A) the epidemiology of, and the identification of risk factors for, Alzheimer's disease and related dementias;
(B) the development of methods for early diagnosis, functional assessment, and psychological evaluation of individuals with Alzheimer's disease for the purpose of monitoring the course of the disease and developing strategies for improving the quality of life for such individuals;
(C) the understanding of the optimal range and cost-effectiveness of community and institutional services for individuals with Alzheimer's disease and related dementias and their families, particularly with respect to the design, delivery, staffing, and mix of such services and the coordination of such services with other services, and with respect to the relationship of formal to informal support services;
(D) the understanding of optimal methods to combine formal support services provided by health care professionals with informal support services provided by family, friends, and neighbors of individuals with Alzheimer's disease, and the identification of ways family caregivers can be sustained through interventions to reduce psychological and social problems and physical problems induced by stress;
(E) existing data that are relevant to Alzheimer's disease and related dementias; and
(F) the costs incurred in caring for individuals with Alzheimer's disease and related dementias;
(12) it is imperative to provide appropriate coordination of the efforts of the Federal Government in the provision of services for individuals with Alzheimer's disease and related dementias;
(13) it is important to increase the understanding of Alzheimer's disease and related dementias by the diverse range of personnel involved in the care of individuals with such disease and dementias; and
(14) it is imperative that the Social Security Administration be provided information pertaining to Alzheimer's disease and related dementias, particularly for personnel in such Administration involved in the establishment and updating of criteria for determining whether an individual is under a disability for purposes of titles II and XVI of the Social Security Act [
(
References in Text
The Social Security Act, referred to in par. (14), is act Aug. 14, 1935, ch. 531,
Amendments
1992—Pars. (4) to (14).
"(4) the care for individuals with Alzheimer's disease and related dementias falls primarily on their families, and such care is very often financially and emotionally devastating;
"(5) the cost of caring for individuals with Alzheimer's disease and related dementias is great, and conservative estimates range between $38,000,000,000 and $42,000,000,000 per year solely for direct costs;
"(6) although substantial progress has been made in recent years in identifying possible leads to the causes of Alzheimer's disease and related dementias and more progress can be expected in the near future, there is little likelihood of a breakthrough in the foreseeable future which would eliminate or substantially reduce the number of individuals with such disease and dementias or the difficulties of caring for such individuals;".
Short Title of 1992 Amendment
Section 1 of
Short Title
Section 901 of title IX of
SUBCHAPTER II—COUNCIL ON ALZHEIMER'S DISEASE
§§11211, 11212. Repealed. Pub. L. 105–362, title VI, §601(a)(2)(E), Nov. 10, 1998, 112 Stat. 3286
Section 11211,
Section 11212,
SUBCHAPTER III—ADVISORY PANEL ON ALZHEIMER'S DISEASE
§11221. Establishment of Panel
(a) Composition; nonvoting ex officio members
There is established in the Department the Advisory Panel on Alzheimer's Disease (hereinafter referred to as the "Panel"). The Panel shall be composed of—
(1) 15 voting members appointed by the Director of the Office of Technology Assessment, of which—
(A) 3 shall be individuals who are biomedical research scientists with demonstrated achievements in biomedical research relating to Alzheimer's disease, including at least one individual who is a researcher at a center supported under
(B) 3 shall be individuals with demonstrated achievements in research relevant to services for the care of individuals with Alzheimer's disease and related dementias;
(C) 3 shall be individuals who are providers of services, or administrators of organizations which provide services, for individuals with Alzheimer's disease and related dementias and their families;
(D) 3 shall be individuals who are experts in the financing of health care services and long-term care services, including one individual who is a representative of private health care services insurers; and
(E) 3 shall be representatives of national voluntary organizations which are concerned with the problems of individuals with Alzheimer's disease and related dementias and their families; and
(2) the Chairman of the Council, the Director of the National Institute on Aging, the Director of the National Institute of Mental Health, the Assistant Administrator of the Agency for Healthcare Research and Quality, and the Assistant Secretary for Aging, who shall be nonvoting ex officio members.
(b) Appointment of members
The Director of the Office of Technology Assessment shall appoint members to the Panel under subsection (a)(1) of this section within 90 days after November 14, 1986.
(c) Chairman
The Secretary shall appoint a Chairman of the Panel from among the members appointed under subsection (a)(1) of this section.
(d) Term of office; vacancy
(1)(A) Except as provided in subparagraph (B), members of the Panel appointed under subsection (a)(1) of this section shall each serve for a term of 3 years.
(B) Of the members appointed under subsection (a)(1) of this section that are serving on the Panel on the day before October 24, 1992—
(i) five shall serve for a term that expires on October 24, 1992;
(ii) five shall serve for a term that expires 1 year after October 24, 1992; and
(iii) five shall serve for a term that expires 2 years after October 24, 1992.
(2) A vacancy on the Panel shall be filled in the same manner as the original appointment was made, and not later than 90 days after the date on which the vacancy first arises. A vacancy on the Panel shall not affect the powers of the Panel.
(e) Quorum; establishment of subcommittees
A majority of the members of the Panel appointed under subsection (a)(1) of this section shall constitute a quorum, but a lesser number may hold hearings. The Panel may establish such subcommittees as the Panel considers appropriate.
(f) Meetings
The Panel shall meet at the call of the Chairman, but not less than once per year.
(g) Executive Secretary; administrative staff and support
The Executive Secretary of the Council shall serve as Executive Secretary of the Panel. The Secretary shall provide the Panel with such additional administrative staff and support as may be necessary to enable the Panel to carry out its functions.
(h) Compensation; travel expenses
Each member of the Panel appointed under subsection (a)(1) of this section shall receive compensation at a rate at the daily equivalent of the maximum rate specified for GS–15 of the General Schedule under
(i) Abolishment of Panel; termination
Notwithstanding section 14 of the Federal Advisory Committee Act (5 U.S.C. App.) on September 30, 1996, the Panel shall be abolished and all programs established under this subchapter shall terminate.
(
References in Text
Section 14 of the Federal Advisory Committee Act, referred to in subsec. (i), is section 14 of
Codification
October 24, 1992, referred to in subsec. (d)(1)(B), was in the original "the date of the enactment of this subsection" and "such date", which were translated as meaning the date of enactment of
Amendments
1999—Subsec. (a)(2).
1993—Subsec. (a)(2).
1992—Subsec. (a)(2).
Subsec. (d).
Subsec. (f).
Subsec. (h).
Subsec. (i).
§11222. Functions of Panel
(a) The Panel shall assist the Secretary and the Council in the identification of priorities and emerging issues with respect to Alzheimer's disease and related dementias and the care of individuals with such disease and dementias. The Panel shall advise the Secretary and the Council with respect to the identification of—
(1) emerging issues in, and promising areas of, biomedical research relating to Alzheimer's disease and related dementias;
(2) emerging issues in, and promising areas of, research relating to services for individuals with Alzheimer's disease and related dementias and their families;
(3) emerging issues and promising initiatives in home and community based services, and systems of such services, for individuals with Alzheimer's disease and related dementias and their families; and
(4) emerging issues in, and innovative financing mechanisms for, payment for health care services and social services for individuals with Alzheimer's disease and related dementias and their families, particularly financing mechanisms in the private sector.
(b) The Panel shall prepare and transmit to the Congress, the Secretary, and the Council, and make available to the public, an annual report. Such report shall contain such recommendations as the Panel considers appropriate for administrative and legislative actions to improve services for individuals with Alzheimer's disease and related dementias and their families and to provide for promising biomedical research relating to Alzheimer's disease and related dementias.
(
§11223. Authorization of appropriations
There are authorized to be appropriated to carry out this subchapter such sums as may be necessary for each of the fiscal years 1992 through 1996.
(
Amendments
1992—
SUBCHAPTER IV—RESEARCH RELATING TO SERVICES FOR INDIVIDUALS WITH ALZHEIMER'S DISEASE AND RELATED DEMENTIAS AND THEIR FAMILIES
Amendments
1988—
Subchapter Referred to in Other Sections
This subchapter is referred to in
§11231. Transferred
Section,
§11232. Repealed. Pub. L. 100–607, title I, §142(c)(1)(A), Nov. 4, 1988, 102 Stat. 3057
Section,
§§11241, 11242. Transferred
Section 11241,
Section 11242,
§11243. Repealed. Pub. L. 100–607, title I, §142(c)(2)(A), Nov. 4, 1988, 102 Stat. 3057
Section,
Part 1—Responsibilities of National Institute of Mental Health
Amendments
1988—
§11251. Research program and plan
(a) Grants for research
The Director of the National Institute of Mental Health shall conduct, or make grants for the conduct of, research relevant to appropriate services and specialized care for individuals with Alzheimer's disease and related dementias and their families.
(b) Preparation of plan; contents; revision
The Director of the National Institute of Mental Health shall—
(1) ensure that the research conducted under subsection (a) of this section includes research concerning—
(A) mental health services and treatment modalities relevant to the mental, behavioral, and psychological problems associated with Alzheimer's disease and related dementias;
(B) the most effective methods for providing comprehensive multidimensional assessments to obtain information about the current functioning of, and needs for the care of, individuals with Alzheimer's disease and related dementias;
(C) the optimal range, types, and cost-effectiveness of services and specialized care for individuals with Alzheimer's disease and related dementias and for their families, in community and residential settings (including home care, day care, and respite care), and in institutional settings, particularly with respect to—
(i) the design of the services and care;
(ii) appropriate staffing for the provision of the services and care;
(iii) the timing of the services and care during the progression of the disease or dementias; and
(iv) the appropriate mix and coordination of the services and specialized care;
(D) the efficacy of various special care units in the United States for individuals with Alzheimer's disease, including an assessment of the costs incurred in operating such units, the evaluation of best practices for the development of appropriate standards to be used by such units, and the measurement of patient outcomes in such units;
(E) methods to combine formal support services provided by health care professionals for individuals with Alzheimer's disease and related dementias with informal support services provided for such individuals by their families, friends, and neighbors, including services such as day care services, respite care services, home care services, nursing home services, and other residential services and care, and an evaluation of the services actually used for such individuals and the sources of payment for such services;
(F) methods to sustain family members who provide care for individuals with Alzheimer's disease and related dementias through interventions to reduce psychological and social problems and physical problems induced by stress; and
(G) improved methods to deliver services for individuals with Alzheimer's disease and related dementias and their families, including services such as outreach services, comprehensive assessment and care management services, outpatient treatment services, home care services, respite care services, adult day care services, partial hospitalization services, nursing home services, and other residential services and care; and
(2) ensure that the research is coordinated with, and uses, to the maximum extent feasible, resources of, other Federal programs relating to Alzheimer's disease and dementia, including centers supported under
(
Prior Provisions
A prior section 931 of
Amendments
1992—Subsec. (a).
Subsec. (b).
Subsec. (b)(1).
Subsec. (b)(1)(A).
Subsec. (b)(1)(A)(iii).
Subsec. (b)(1)(A)(iv).
Subsec. (b)(1)(A)(v), (vii).
Subsec. (b)(1)(B).
Subsec. (b)(2).
Subsec. (c).
§11252. Dissemination
The Director of the National Institute of Mental Health shall disseminate the results of research conducted under this part to appropriate professional entities and to the public.
(
Prior Provisions
A prior section 932 of
§11253. Authorization of appropriations
There are authorized to be appropriated to carry out this part such sums as may be necessary for each of the fiscal years 1992 through 1996.
(
Amendments
1992—
Part 2—Responsibilities of Agency for Healthcare Research and Quality
Amendments
1999—
1992—
1988—
§11261. Research program
(a) Grants for research
The Director of the Agency for Healthcare Research and Quality shall conduct, or make grants for the conduct of, research relevant to appropriate services for individuals with Alzheimer's disease and related dementias and for their families.
(b) Research subjects
The Director of the Agency for Healthcare Research and Quality shall ensure that research conducted under subsection (a) of this section shall include research—
(1) concerning improving the organization, delivery, and financing of services for individuals with Alzheimer's disease and related dementias and for their families, including research on—
(A) the design, staffing, and operation of special care units for the individuals in institutional settings, as well as individuals in institutional settings,1 as well as individuals in home care, day care, and respite care; and
(B) the exploration and enhancement of services such as home care, day care, and respite care, that provide alternatives to institutional care;
(2) concerning the costs incurred by individuals with Alzheimer's disease and related dementias and by their families in obtaining services, particularly services that are essential to the individuals and that are not generally required by other patients under long-term care programs;
(3) concerning the costs, cost-effectiveness, and effectiveness of various interventions to provide services for individuals with Alzheimer's disease and related dementias and for their families;
(4) conducted in consultation with the Director of the National Institute on Aging and the Commissioner of the Administration on Aging, concerning the role of physicians in caring for persons with Alzheimer's disease and related dementias and for their families, including the role of a physician in connecting such persons with appropriate health care and supportive services, including those supported through State and area agencies on aging designated under section 3025(a)(1) and (2)(A) of this title; and
(5) conducted in consultation with the Director of the National Institute on Aging and the Commissioner of the Administration on Aging, concerning legal and ethical issues, including issues associated with special care units, facing individuals with Alzheimer's disease and related dementias and facing their families.
(
Prior Provisions
A prior section 11261,
Amendments
1999—Subsecs. (a), (b).
§11262. Dissemination
The Director of the National Center for Health Services Research and Health Care Technology Assessment shall disseminate the results of research conducted under this part to appropriate professional entities and to the public.
(
§11263. Authorization of appropriations
There are authorized to be appropriated to carry out this part such sums as may be necessary for each of the fiscal years 1992 through 1996.
(
Amendments
1992—
Part 3—Responsibilities of Health Care Financing Administration
Amendments
1988—
§11271. Research program and plan
(a) Grants for research
The Administrator of the National Health Care Financing Administration shall conduct, or make grants for the conduct of, research relevant to appropriate services for individuals with Alzheimer's disease and related dementias and their families.
(b) Preparation of plan; contents; revision
(1) Within 6 months after November 14, 1986, the Administrator of the Health Care Financing Administration shall prepare and transmit to the Chairman of the Council a plan for research to be conducted under (a) 1 of this section. The plan shall—
(A) provide for a determination of the types of services required by individuals with Alzheimer's disease and related dementias and their families to allow such individuals to remain living at home or in a community-based setting;
(B) provide for a determination of the costs of providing needed services to individuals with Alzheimer's disease and related dementias and their families, including the expenditures for institutional, home, and community-based services and the source of payment for such expenditures;
(C) provide for an assessment of the adequacy of benefits provided through the Medicare and Medicaid programs and through private health insurance for needed services for individuals with Alzheimer's disease and related dementias and their families; and
(D) provide for a determination of the costs to the Medicare and Medicaid programs and to private health insurers (if available) of providing covered benefits to individuals with Alzheimer's disease and related dementias and their families.
(2) Within one year after transmitting the plan required under paragraph (1), and annually thereafter, the Administrator of the Health Care Financing Administration shall prepare and transmit to the Chairman of the Council such revisions of such plan as the Administrator considers appropriate.
(c) Consultation for preparation and revision of plan
In preparing and revising the plan required by subsection (b) of this section, the Administrator of the Health Care Financing Administration shall consult with the Chairman of the Council and the heads of agencies within the Department.
(
1 So in original. Probably should be preceded by "subsection".
§11272. Dissemination
The Administrator of the Health Care Financing Administration shall disseminate the results of research conducted under this part to appropriate professional entities and to the public.
(
§11273. Authorization of appropriations
To carry out this part, there are authorized to be appropriated $2,000,000 for each of fiscal years 1988 through 1991.
(
§§11281, 11282. Transferred
Section 11281,
Section 11282,
§11283. Repealed. Pub. L. 100–607, title I, §142(c)(1)(A), Nov. 4, 1988, 102 Stat. 3057
Section,
SUBCHAPTER V—EDUCATIONAL ACTIVITIES
Amendments
1988—
§11291. Providing information for personnel of Social Security Administration
(a) The Secretary shall develop a mechanism to ensure the prompt provision of the most current information concerning Alzheimer's disease and related dementias to the Commissioner of Social Security, particularly information which will increase the understanding of personnel of the Social Security Administration concerning such disease and dementias.
(b) The Commissioner of Social Security shall ensure that information received under subsection (a) of this section is provided to personnel of the Social Security Administration, particularly personnel involved in the process of determining, for purposes of titles II and XVI of the Social Security Act [
(
References in Text
The Social Security Act, referred to in subsec. (b), is act Aug. 14, 1935, ch. 531,
Section Referred to in Other Sections
This section is referred to in
§11292. Education of public, individuals with Alzheimer's disease and their families, and health and long-term care providers
(a) Training models grants
(1) Grants
The Director of the National Institute on Aging may award grants to eligible entities to assist the entities in developing and evaluating model training programs—
(A) for—
(i) health care professionals, including mental health professionals;
(ii) health care paraprofessionals;
(iii) personnel, including information and referral, case management, and in-home services personnel (including personnel receiving support under the Older Americans Act of 1965 (
(iv) family caregivers providing care and treatment for individuals with Alzheimer's disease and related disorders; and
(v) personnel of local organizations (including community groups, business and labor groups, and religious, educational, and charitable organizations) that have traditionally not been involved in planning and developing long-term care services; and
(B) with attention to such variables as—
(i) curricula development for training and continuing education programs;
(ii) care setting; and
(iii) intervention technique.
(2) Eligible entity
To be eligible to receive grants under this subsection, an entity shall be—
(A) an educational institution providing training and education in medicine, psychology, nursing, social work, gerontology, or health care administration;
(B) an educational institution providing preparatory training and education of personnel for nursing homes, hospitals, and home or community settings; or
(C) an Alzheimer's Disease Research Center described in
(b) Educational grants
The Director of the National Institute on Aging is authorized to make grants to public and nonprofit private entities to assist such entities in establishing programs, for educating health care providers and the families of individuals with Alzheimer's disease or related disorders, regarding—
(1) caring for individuals with such diseases or disorders; and
(2) the availability in the community of public and private sources of assistance, including financial assistance, for caring for such individuals.
(c) Award of grants
In awarding grants under this section, the Director of the National Institute on Aging shall—
(1) award the grants on the basis of merit;
(2) award the grants in a manner that will ensure access to the programs described in subsections (a) and (b) of this section by rural, minority, and underserved populations throughout the country; and
(3) ensure that the grants are distributed among the principal geographic regions of the United States.
(d) Application
To be eligible to receive a grant under this section, an entity shall submit an application to the Director of the National Institute on Aging at such time, in such manner, and containing or accompanied by such information, as the Director may reasonably require, including, at a minimum, an assurance that the entity will coordinate programs provided under this section with the State agency designated under section 305(a)(1) of the Older Americans Act of 1965 [
(e) Coordination
The Director of the National Institute on Aging shall coordinate the award of grants under this section with the heads of other appropriate agencies, including the Commissioner of the Administration on Aging.
(
References in Text
The Older Americans Act of 1965, referred to in subsec. (a)(1)(A)(iii), is
Amendments
1992—
Section Referred to in Other Sections
This section is referred to in
§11293. Education programs for safety and transportation personnel
The Director of the National Institute on Aging, through centers supported under
(
Section Referred to in Other Sections
This section is referred to in
§11294. Authorization of appropriations
(a) To carry out
(b) There are authorized to be appropriated such sums as may be necessary for each of the fiscal years 1992 through 1996, to carry out
(
Amendments
1992—