18 USC 3301: Securities fraud offenses
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*Public Laws 117-328 through 117-362 have been enacted, but classifications have not yet been finalized. The currency ("laws in effect") date does not reflect acts for which classification has not been finalized.

18 USC 3301: Securities fraud offenses Text contains those laws in effect on February 1, 2023
From Title 18-CRIMES AND CRIMINAL PROCEDUREPART II-CRIMINAL PROCEDURECHAPTER 213-LIMITATIONS

§3301. Securities fraud offenses

(a) Definition.-In this section, the term "securities fraud offense" means a violation of, or a conspiracy or an attempt to violate-

(1) section 1348;

(2) section 32(a) of the Securities Exchange Act of 1934 (15 U.S.C. 78ff(a));

(3) section 24 of the Securities Act of 1933 (15 U.S.C. 77x);

(4) section 217 of the Investment Advisers Act of 1940 (15 U.S.C. 80b–17);

(5) section 49 of the Investment Company Act of 1940 (15 U.S.C. 80a–48); or

(6) section 325 of the Trust Indenture Act of 1939 (15 U.S.C. 77yyy).


(b) Limitation.-No person shall be prosecuted, tried, or punished for a securities fraud offense, unless the indictment is found or the information is instituted within 6 years after the commission of the offense.

(Added Pub. L. 111–203, title X, §1079A(b)(1), July 21, 2010, 124 Stat. 2079 .)


Statutory Notes and Related Subsidiaries

Effective Date

Section effective 1 day after July 21, 2010, except as otherwise provided, see section 4 of Pub. L. 111–203, set out as a note under section 5301 of Title 12, Banks and Banking.