| 80a–1. | Findings and declaration of policy. | |
| 80a–2. | Definitions; applicability; rulemaking considerations. | |
| 80a–3. | Definition of investment company. | |
| 80a–3a. | Protection of philanthropy under State law. | |
| 80a–4. | Classification of investment companies. | |
| 80a–5. | Subclassification of management companies. | |
| 80a–6. | Exemptions. | |
| 80a–7. | Transactions by unregistered investment companies. | |
| 80a–8. | Registration of investment companies. | |
| 80a–9. | Ineligibility of certain affiliated persons and underwriters. | |
| 80a–10. | Affiliations or interest of directors, officers, and employees. | |
| 80a–11. | Offers to exchange securities. | |
| 80a–12. | Functions and activities of investment companies. | |
| 80a–13. | Changes in investment policy. | |
| 80a–14. | Size of investment companies. | |
| 80a–15. | Contracts of advisers and underwriters. | |
| 80a–16. | Board of directors. | |
| 80a–17. | Transactions of certain affiliated persons and underwriters. | |
| 80a–18. | Capital structure of investment companies. | |
| 80a–19. | Payments or distributions. | |
| 80a–20. | Proxies; voting trusts; circular ownership. | |
| 80a–21. | Loans by management companies. | |
| 80a–22. | Distribution, redemption, and repurchase of securities; regulations by securities associations. | |
| 80a–23. | Closed-end companies. | |
| 80a–24. | Registration of securities under Securities Act of 1933. | |
| 80a–25. | Reorganization plans; reports by Commission. | |
| 80a–26. | Unit investment trusts. | |
| 80a–27. | Periodic payment plans. | |
| 80a–28. | Face-amount certificate companies. | |
| 80a–29. | Reports and financial statements of investment companies and affiliated persons. | |
| 80a–30. | Accounts and records. | |
| 80a–31. | Accountants and auditors. | |
| 80a–32. | Filing of documents with Commission in civil actions. | |
| 80a–33. | Destruction and falsification of reports and records. | |
| 80a–34. | Unlawful representations and names. | |
| 80a–35. | Breach of fiduciary duty. | |
| 80a–36. | Larceny and embezzlement. | |
| 80a–37. | Rules, regulations, and orders. | |
| 80a–38. | Procedure for issuance of rules and regulations. | |
| 80a–39. | Procedure for issuance of orders. | |
| 80a–40. | Hearings by Commission. | |
| 80a–41. | Enforcement of subchapter. | |
| 80a–42. | Court review of orders. | |
| 80a–43. | Jurisdiction of offenses and suits. | |
| 80a–44. | Disclosure of information filed with Commission; copies. | |
| 80a–45. | Reports by Commission; hiring and leasing authority. | |
| 80a–46. | Validity of contracts. | |
| 80a–47. | Liability of controlling persons; preventing compliance with subchapter. | |
| 80a–48. | Penalties. | |
| 80a–49. | Construction with other laws. | |
| 80a–50. | Separability. | |
| 80a–51. | Short title. | |
| 80a–52. | Effective date. | |
| 80a–53. | Election to be regulated as business development company. | |
| 80a–54. | Acquisition of assets by business development companies. | |
| 80a–55. | Qualifications of directors. | |
| 80a–56. | Transactions with certain affiliates. | |
| 80a–57. | Changes in investment policy. | |
| 80a–58. | Incorporation of subchapter provisions. | |
| 80a–59. | Functions and activities of business development companies. | |
| 80a–60. | Capital structure. | |
| 80a–61. | Loans. | |
| 80a–62. | Distribution and repurchase of securities. | |
| 80a–63. | Accounts and records. | |
| 80a–64. | Preventing compliance with subchapter; liability of controlling persons. | |
| 80b–1. | Findings. | |
| 80b–2. | Definitions. | |
| 80b–3. | Registration of investment advisers. | |
| 80b–3a. | State and Federal responsibilities. | |
| 80b–4. | Reports by investment advisers. | |
| 80b–4a. | Prevention of misuse of nonpublic information. | |
| 80b–5. | Investment advisory contracts. | |
| 80b–6. | Prohibited transactions by investment advisers. | |
| 80b–6a. | Exemptions. | |
| 80b–7. | Material misstatements. | |
| 80b–8. | General prohibitions. | |
| 80b–9. | Enforcement of subchapter. | |
| 80b–10. | Disclosure of information by Commission. | |
| 80b–10a. | Consultation. | |
| 80b–11. | Rules, regulations, and orders of Commission. | |
| 80b–12. | Hearings. | |
| 80b–13. | Court review of orders. | |
| 80b–14. | Jurisdiction of offenses and suits. | |
| 80b–15. | Validity of contracts. | |
| 80b–16. | Omitted. | |
| 80b–17. | Penalties. | |
| 80b–18. | Hiring and leasing authority of Commission. | |
| 80b–18a. | State regulation of investment advisers. | |
| 80b–18b. | Custody of client accounts. | |
| 80b–18c. | Rule of construction relating to the Commodities Exchange Act. | |
| 80b–19. | Separability. | |
| 80b–20. | Short title. | |
| 80b–21. | Effective date. | |
