15 USC 79z-1: Liability of controlling person; preventing compliance with law
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15 USC 79z-1: Liability of controlling person; preventing compliance with law Text contains those laws in effect on January 23, 2000
From Title 15-COMMERCE AND TRADECHAPTER 2C-PUBLIC UTILITY HOLDING COMPANIES
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§79z–1. Liability of controlling person; preventing compliance with law

(a) It shall be unlawful for any person, directly or indirectly, to cause to be done any act or thing through or by means of any other person which it would be unlawful for such person to do under the provisions of this chapter or any rule, regulation, or order thereunder.

(b) It shall be unlawful for any person without just cause to hinder, delay, or obstruct the making, filing, or keeping of any information, document, report, record, or account required to be made, filed, or kept under any provision of this chapter or any rule, regulation, or order thereunder.

(Aug. 26, 1935, ch. 687, title I, §27, 49 Stat. 836 .)

Cross References

Liability of controlling persons under-

Investment Company Act of 1940, see section 80a–47 of this title.

Securities Act of 1933, see section 77o of this title.

Securities Exchange Act of 1934, see section 78t of this title.