CHAPTER 119 —HOMELESS ASSISTANCE
SUBCHAPTER I—GENERAL PROVISIONS
(a)
Findings.
(b)
Purpose.
(a)
In general.
(b)
Income eligibility.
(c)
Exclusion.
(a)
Calculation.
(b)
Availability until expended.
(c)
Limitation.
SUBCHAPTER II—INTERAGENCY COUNCIL ON THE HOMELESS
(a)
Members.
(b)
Chairperson.
(c)
Meetings.
(d)
Prohibition of additional pay.
(a)
Duties.
(b)
Authority.
(c)
Reports.
(d)
Notification of other Federal agencies.
(e)
Program timetables.
(a)
Director.
(b)
Additional personnel.
(c)
Details from other agencies.
(d)
Administrative support.
(e)
Experts and consultants.
(a)
Meetings.
(b)
Delegation.
(c)
Information.
(d)
Donations.
(e)
Mails.
(a)
Transfers from HHS Task Force.
(b)
Termination of HHS Task Force.
(a)
State contact persons.
(b)
State interagency councils and lead agencies.
SUBCHAPTER III—FEDERAL EMERGENCY MANAGEMENT FOOD AND SHELTER PROGRAM
Part A—Administrative Provisions
(a)
Establishment.
(b)
Members.
(c)
Chairperson.
(d)
Other activities.
(e)
Transfers from previous national board.
(a)
Establishment.
(b)
Responsibilities.
(a)
In general.
(b)
Specific support activities.
(a)
Annual independent audit of National Board.
(b)
Access to records of recipients of assistance.
(c)
Authority of Comptroller General.
Part B—Emergency Food and Shelter Grants
(a)
Eligible activities.
(b)
Limitations on activities.
(a)
Guidelines.
(b)
Publication.
Part C—General Provisions
SUBCHAPTER IV—HOUSING ASSISTANCE
Part A—Comprehensive Homeless Assistance Plan
Part B—Emergency Shelter Grants Program
(a)
In general.
(b)
Minimum allocation requirement.
(c)
Distributions to nonprofit organizations.
(d)
Reallocation of funds.
(e)
Allocations to territories.
(a)
In general.
(b)
Waiver authority.
(a)
Matching amounts.
(b)
Administration of assistance.
(c)
Certifications on use of assistance.
(d)
Participation of homeless individuals.
(e)
Termination of assistance.
(a)
Regulations.
(b)
Initial allocation of assistance.
(c)
Minimum standards of habitability.
Part C—Supportive Housing Program
(a)
In general.
(b)
Use restrictions.
(c)
Repayment of assistance and prevention of undue benefits.
(a)
In general.
(b)
Transitional housing.
(c)
Permanent housing for homeless persons with disabilities.
(d)
Single room occupancy dwellings.
(a)
In general.
(b)
Requirements.
(c)
Services.
(d)
Provision of services.
(e)
Coordination with Secretary of Health and Human Services.
(a)
Applications.
(b)
Selection criteria.
(c)
Required agreements.
(d)
Occupancy charge.
(e)
Matching funding.
(f)
Flood protection standards.
(g)
Participation of homeless individuals.
(h)
Limitation on use of funds.
(i)
Limitation on administrative expenses.
(j)
Termination of assistance.
(a)
Authorization of appropriations.
(b)
Set-asides.
(c)
Reallocations.
Part D—Safe Havens for Homeless Individuals Demonstration Program
(a)
In general.
(b)
Purposes.
(a)
In general.
(b)
Matching funding.
(a)
Applications.
(b)
Site control.
(c)
Selection criteria.
(d)
Required agreements.
(a)
In general.
(b)
Consultation.
(c)
Eligibility for SSI and medicaid.
Part E—Miscellaneous Provisions
(a)
Increase in budget authority.
(b)
Use of funds.
(c)
Allocation.
(d)
Fire and safety improvements.
(e)
Cost limitation.
(f)
Contract requirements.
(g)
Applicability to Indian housing authorities.
(h)
Participation of homeless individuals.
(i)
Termination of assistance.
(j)
Definitions.
Part F—Shelter Plus Care Program
subpart i—general requirements
(a)
In general.
(b)
Funding limitations.
(a)
Matching funding.
(b)
Recapture.
(a)
In general.
(b)
Minimum contents.
(a)
In general.
(b)
Funding limitation.
(c)
Participation of homeless individuals.
(a)
Standards required.
(b)
Prohibition.
(a)
Occupancy agreement.
(b)
Vacancy payments.
(a)
Authority.
(b)
Procedure.
(a)
In general.
(b)
Availability.
subpart ii—tenant-based rental assistance
subpart iii—project-based rental assistance
(a)
Term of contract.
(b)
Amount of assistance.
subpart iv—sponsor-based rental assistance
(a)
Term of contract.
(b)
Amount of assistance.
subpart v—section 1437f moderate rehabilitation assistance for single-room occupancy dwellings
Part G—Rural Homeless Housing Assistance
(a)
Establishment.
(b)
Use of funds.
(c)
Award of grants.
(d)
Application.
(e)
Eligible organizations.
(f)
Federal share.
(g)
Participation of homeless individuals.
(h)
Evaluation.
(i)
Technical assistance.
(j)
Termination of assistance.
(k)
Definitions.
(l)
Authorization of appropriations.
(a)
In general.
(b)
Priority.
(c)
Transitional housing.
(d)
Lease procedures.
(e)
Purchase procedures.
(f)
Employment of homeless individuals.
(g)
Participation of homeless individuals.
(h)
Budget compliance.
SUBCHAPTER V—IDENTIFICATION AND USE OF SURPLUS FEDERAL PROPERTY
(a)
Identification of suitable property.
(b)
Availability of property.
(c)
Publication of properties.
(d)
Holding period.
(e)
Application for property.
(f)
Making property available to representatives of homeless.
(g)
Records.
(h)
Definitions.
(a)
Omitted.
(b)
Requirement for notification.
(c)
Costs.
SUBCHAPTER VI—EDUCATION, TRAINING, AND COMMUNITY SERVICES PROGRAMS
Part A—Adult Education for Homeless
(a)
General authority.
(b)
Application.
(c)
Authorization of appropriations.
(d)
"State" defined.
Part B—Education for Homeless Children and Youth
(a)
General authority.
(b)
Application.
(c)
Allocation and reservations.
(d)
Activities.
(e)
State and local grants.
(f)
Functions of Office of Coordinator.
(g)
State plan.
(a)
General authority.
(b)
Application.
(c)
Awards.
(d)
Authorized activities.
(a)
Review of plans.
(b)
Technical assistance.
(c)
Evaluation and dissemination.
(d)
Submission and distribution.
(e)
Determination by Secretary.
(f)
Reports.
Part C—Job Training for Homeless
(a)
General authority.
(b)
Authority to monitor expenditure of funds.
(c)
Administration through Assistant Secretary of Labor for Veterans' Employment and Training.
(d)
"Homeless veteran" defined.
(e)
Authorization of appropriations.
Part D—Emergency Community Services Homeless Grant Program
(a)
General allocation procedure.
(b)
Alternate allocation procedure.
(a)
Application.
(b)
Assurances.
(c)
Eligible use of funds.
(d)
Compliance with 60-day requirement.
(a)
Purpose.
(b)
Requirement for evaluation activities.
Part E—Miscellaneous Provisions
(a)
Authorization.
(b)
Funding.
(a)
In general.
(b)
"Indian tribe" defined.
Part F—Family Support Centers
(a)
Authority.
(b)
Gateway programs.
(c)
Agreements with eligible entities.
(d)
Considerations by Secretary.
(e)
Requirements.
(f)
Administrative provisions.
(g)
Family support centers.
(a)
Requirement.
(b)
Needs assessment.
(c)
Continuing functions.
(d)
Limitation.
(a)
In general.
(b)
Selection of grant recipients.
(c)
Individuals eligible for services.
(d)
Priority.
(e)
Mandatory services.
(f)
Permissive services.
(a)
In general.
(b)
Matter to be evaluated.
(c)
Information.
(d)
Results.
Chapter Referred to in Other Sections
This chapter is referred to in
SUBCHAPTER I—GENERAL PROVISIONS
§11301. Findings and purpose
(a) Findings
The Congress finds that—
(1) the Nation faces an immediate and unprecedented crisis due to the lack of shelter for a growing number of individuals and families, including elderly persons, handicapped persons, families with children, Native Americans, and veterans;
(2) the problem of homelessness has become more severe and, in the absence of more effective efforts, is expected to become dramatically worse, endangering the lives and safety of the homeless;
(3) the causes of homelessness are many and complex, and homeless individuals have diverse needs;
(4) there is no single, simple solution to the problem of homelessness because of the different subpopulations of the homeless, the different causes of and reasons for homelessness, and the different needs of homeless individuals;
(5) due to the record increase in homelessness, States, units of local government, and private voluntary organizations have been unable to meet the basic human needs of all the homeless and, in the absence of greater Federal assistance, will be unable to protect the lives and safety of all the homeless in need of assistance; and
(6) the Federal Government has a clear responsibility and an existing capacity to fulfill a more effective and responsible role to meet the basic human needs and to engender respect for the human dignity of the homeless.
(b) Purpose
It is the purpose of this chapter—
(1) to establish an Interagency Council on the Homeless;
(2) to use public resources and programs in a more coordinated manner to meet the critically urgent needs of the homeless of the Nation; and
(3) to provide funds for programs to assist the homeless, with special emphasis on elderly persons, handicapped persons, families with children, Native Americans, and veterans.
(
References in Text
This chapter, referred to in subsec. (b), was in the original "this Act", meaning
Short Title of 1994 Amendment
Short Title of 1993 Amendment
Short Title of 1992 Amendment
Short Title of 1990 Amendment
Short Title of 1988 Amendment
Short Title
Section 101(a) of
Regulations
Innovative Homeless Initiatives Demonstration Program
Strategy To Eliminate Unfit Transient Facilities
Report on Effect of Rent Control on Homelessness
Requirement of Certain Study With Respect to Homelessness
Section 603 of
§11302. General definition of homeless individual
(a) In general
For purposes of this chapter, the term "homeless" or "homeless individual or homeless person" 1 includes—
(1) an individual who lacks a fixed, regular, and adequate nighttime residence; and
(2) an individual who has a primary nighttime residence that is—
(A) a supervised publicly or privately operated shelter designed to provide temporary living accommodations (including welfare hotels, congregate shelters, and transitional housing for the mentally ill);
(B) an institution that provides a temporary residence for individuals intended to be institutionalized; or
(C) a public or private place not designed for, or ordinarily used as, a regular sleeping accommodation for human beings.
(b) Income eligibility
(1) In general
A homeless individual shall be eligible for assistance under any program provided by this chapter, only if the individual complies with the income eligibility requirements otherwise applicable to such program.
(2) Exception
Notwithstanding paragraph (1), a homeless individual shall be eligible for assistance under the Job Training Partnership Act [
(c) Exclusion
For purposes of this chapter, the term "homeless" or "homeless individual" does not include any individual imprisoned or otherwise detained pursuant to an Act of the Congress or a State law.
(
References in Text
This chapter, referred to in text, was in the original "this Act", meaning
The Job Training Partnership Act, referred to in subsec. (b)(2), is
Amendments
1990—Subsec. (a).
Subsec. (b).
Section Referred to in Other Sections
This section is referred to in
1 So in original. Probably should be " 'homeless individual' or 'homeless person' ".
§11303. Funding availability and limitations
(a) Calculation
The amounts authorized in this chapter shall be in addition to any amount appropriated for the programs involved before July 22, 1987.
(b) Availability until expended
Any amount appropriated under an authorization in this chapter shall remain available until expended.
(c) Limitation
Appropriations pursuant to the authorizations in this chapter shall be made in accordance with the provisions of the Congressional Budget and Impoundment Control Act of 1974, which prohibits the consideration of any bill that would cause the deficit to exceed the levels established by the Balanced Budget and Emergency Deficit Control Act of 1985, such that it shall not increase the deficit of the Federal Government for fiscal year 1987.
(
References in Text
The Congressional Budget and Impoundment Control Act of 1974, referred to in subsec. (c), is
The Balanced Budget and Emergency Deficit Control Act of 1985, referred to in subsec. (c), is title II of
Budget Compliance
"(a)
"(b)
§11304. Annual program summary by Comptroller General
The Comptroller General of the United States shall annually evaluate the disbursement and use of the amounts made available by appropriation Acts under the authorizations in subchapters III and IV of this chapter, and submit to the Congress an annual summary of the status of each program authorized under this chapter.
(
Amendments
1988—
SUBCHAPTER II—INTERAGENCY COUNCIL ON THE HOMELESS
§11311. Establishment
There is established in the executive branch an independent establishment to be known as the Interagency Council on the Homeless.
(
Section Referred to in Other Sections
This section is referred to in
§11312. Membership
(a) Members
The Council shall be composed of the following members:
(1) The Secretary of Agriculture, or the designee of the Secretary.
(2) The Secretary of Commerce, or the designee of the Secretary.
(3) The Secretary of Defense, or the designee of the Secretary.
(4) The Secretary of Education, or the designee of the Secretary.
(5) The Secretary of Energy, or the designee of the Secretary.
(6) The Secretary of Health and Human Services, or the designee of the Secretary.
(7) The Secretary of Housing and Urban Development, or the designee of the Secretary.
(8) The Secretary of the Interior, or the designee of the Secretary.
(9) The Secretary of Labor, or the designee of the Secretary.
(10) The Secretary of Transportation, or the designee of the Secretary.
(11) The Secretary of Veterans Affairs, or the designee of the Secretary.
(12) The Chief Executive Officer of the Corporation for National and Community Service, or the designee of the Chief Executive Officer.
(13) The Director of the Federal Emergency Management Agency, or the designee of the Director.
(14) The Administrator of General Services, or the designee of the Administrator.
(15) The Postmaster General of the United States, or the designee of the Postmaster General.
(16) The heads of such other Federal agencies as the Council considers appropriate, or their designees.
(b) Chairperson
The Council shall elect a Chairperson and a Vice Chairperson from among its members.
(c) Meetings
The Council shall meet at the call of its Chairperson or a majority of its members. The first meeting of the Council shall be held not later than 30 days after July 22, 1987.
(d) Prohibition of additional pay
Members of the Council shall receive no additional pay, allowances, or benefits by reason of their service on the Council.
(
Amendments
1993—Subsec. (a)(12).
1990—Subsec. (a)(11) to (15).
Effective Date of 1993 Amendment
Amendment by
Section Referred to in Other Sections
This section is referred to in
§11313. Functions
(a) Duties
The Council shall—
(1) review all Federal activities and programs to assist homeless individuals;
(2) take such actions as may be necessary to reduce duplication among programs and activities by Federal agencies to assist homeless individuals;
(3) monitor, evaluate, and recommend improvements in programs and activities to assist homeless individuals conducted by Federal agencies, State and local governments, and private voluntary organizations;
(4) provide professional and technical assistance (by at least 2, but in no case more than 5, regional coordinators employed by the Council, each having responsibility for interaction and coordination of the activities of the Council within the 10 standard Federal regions) to States, local governments, and other public and private nonprofit organizations, in order to enable such governments and organizations to—
(A) interpret regulations and assist in the application process for Federal assistance, including grants;
(B) provide assistance on the ways in which Federal programs, other than those authorized under this chapter, may best be coordinated to complement the objectives of this chapter;
(C) develop recommendations and program ideas based on regional specific issues in serving the homeless population; and
(D) establish a schedule for biennial regional workshops to be held by the Council in each of the 10 standard Federal regions to further carry out and provide the assistance described in subparagraphs (A), (B), and (C) and other appropriate assistance as necessary, of which—
(i) not less than 5 such workshops shall be held by September 30, 1989; and
(ii) at least 1 such workshop shall be held in each of the 10 Federal regions every 2 years, beginning on September 30, 1988;
(5) collect and disseminate information relating to homeless individuals;
(6) prepare the annual reports required in subsection (c)(2) of this section; and
(7) prepare and distribute to States (including State contact persons), local governments, and other public and private nonprofit organizations, a bimonthly bulletin that describes the Federal resources available to them to assist the homeless, including current information regarding application deadlines and appropriate persons to contact in each Federal agency providing the resources.
(b) Authority
In carrying out subsection (a) of this section, the Council may—
(1) arrange Federal, regional, State, and local conferences for the purpose of developing and coordinating effective programs and activities to assist homeless individuals; and
(2) publish a newsletter concerning Federal, State, and local programs that are effectively meeting the needs of homeless individuals.
(c) Reports
(1) Within 90 days after July 22, 1987, and annually thereafter, the head of each Federal agency that is a member of the Council shall prepare and transmit to the Congress and the Council a report that describes—
(A) each program to assist homeless individuals administered by such agency and the number of homeless individuals served by such program;
(B) impediments, including any statutory and regulatory restrictions, to the use by homeless individuals of each such program and to obtaining services or benefits under each such program; and
(C) efforts made by such agency to increase the opportunities for homeless individuals to obtain shelter, food, and supportive services.
(2) The Council shall prepare and transmit to the President and the Congress an annual report that—
(A) assesses the nature and extent of the problems relating to homelessness and the needs of homeless individuals;
(B) provides a comprehensive and detailed description of the activities and accomplishments of the Federal Government in resolving the problems and meeting the needs assessed pursuant to subparagraph (A);
(C) describes the accomplishments and activities of the Council, in working with Federal, State, and local agencies and public and private organizations in order to provide assistance to homeless individuals;
(D) assesses the level of Federal assistance necessary to adequately resolve the problems and meet the needs assessed pursuant to subparagraph (A); and
(E) specifies any recommendations of the Council for appropriate and necessary legislative and administrative actions to resolve such problems and meet such needs.
(d) Notification of other Federal agencies
If, in monitoring and evaluating programs and activities to assist homeless individuals conducted by other Federal agencies, the Council determines that any significant problem, abuse, or deficiency exists in the administration of the program or activity of any Federal agency, the Council shall submit a notice of the determination of the Council to the Inspector General of the Federal agency (or the head of the Federal agency, in the case of a Federal agency that has no Inspector General).
(e) Program timetables
Not later than 90 days after November 7, 1988, the head of each Federal agency that is a member of the Council and responsible for administering a program under this chapter shall provide to the Council a timetable regarding program funding availability and application deadlines. The Council shall furnish such information to each State (including the State contact person).
(
References in Text
This chapter, referred to in subsecs. (a)(4)(B) and (e), was in the original "this Act", meaning
Amendments
1988—Subsec. (a)(4).
Subsec. (a)(4)(A) to (D).
"(A) effectively coordinate and maximize resources of existing programs and activities to assist homeless individuals; and
"(B) develop new and innovative programs and activities to assist homeless individuals;".
Subsec. (a)(7).
Subsec. (e).
Personnel From Federal Departments and Agencies
Nonimplementation of Subsection (a)(4)
Ex. Ord. No. 12848. Federal Plan To Break Cycle of Homelessness
Ex. Ord. No. 12848, May 19, 1993, 58 F.R. 29517, provided:
By the authority vested in me as President by the Constitution and the laws of the United States of America, including title II of the Stewart B. McKinney Homeless Assistance Act, as amended (
William J. Clinton.
Section Referred to in Other Sections
This section is referred to in
§11314. Director and staff
(a) Director
The Council shall appoint an Executive Director, who shall be compensated at a rate not to exceed the rate of basic pay payable for level V of the Executive Schedule under
(b) Additional personnel
With the approval of the Council, the Executive Director of the Council may appoint and fix the compensation of such additional personnel as the Executive Director considers necessary to carry out the duties of the Council.
(c) Details from other agencies
Upon request of the Council, the head of any Federal agency may detail, on a reimbursable basis, any of the personnel of such agency to the Council to assist the Council in carrying out its duties under this subchapter. Upon request of the Council, the Secretary of Health and Human Services shall detail, on a reimbursable basis, any of the personnel of the Department of Health and Human Services who have served the Federal Task Force on the Homeless of the Department to assist the Council in carrying out its duties under this subchapter.
(d) Administrative support
The Secretary of Housing and Urban Development shall provide the Council with such administrative and support services as are necessary to ensure that the Council carries out its functions under this subchapter in an efficient and expeditious manner.
(e) Experts and consultants
With the approval of the Council, the Executive Director of the Council may procure temporary and intermittent services under
(
§11315. Powers
(a) Meetings
For the purpose of carrying out this subchapter, the Council may hold such meetings, and sit and act at such times and places, as the Council considers appropriate.
(b) Delegation
Any member or employee of the Council may, if authorized by the Council, take any action that the Council is authorized to take in this subchapter.
(c) Information
The Council may secure directly from any Federal agency such information as may be necessary to enable the Council to carry out this subchapter. Upon request of the Chairperson of the Council, the head of such agency shall furnish such information to the Council.
(d) Donations
The Council may accept, use, and dispose of gifts or donations of services or property.
(e) Mails
The Council may use the United States mails in the same manner and under the same conditions as other Federal agencies.
(
§11316. Transfer of functions
(a) Transfers from HHS Task Force
The Council shall be the successor to the Federal Task Force on the Homeless of the Department of Health and Human Services. The property, records, and undistributed program funds of the Task Force shall be transferred to the Council.
(b) Termination of HHS Task Force
The Secretary of Health and Human Services shall terminate the Federal Task Force on the Homeless of the Department of Health and Human Services as soon as practicable following the first meeting of the Council.
(
§11317. Definitions
For purposes of this subchapter:
(1) The term "Council" means the Interagency Council on the Homeless established in
(2) The term "Federal agency" has the meaning given the term "agency" in
(
§11318. Authorization of appropriations
There are authorized to be appropriated to carry out this subchapter $1,500,000 for fiscal year 1993 and $1,563,000 for fiscal year 1994.
(
Amendments
1992—
1990—
1988—
§11319. Termination
The Council shall cease to exist, and the requirements of this subchapter shall terminate, on October 1, 1994.
(
Amendments
1992—
1990—
1988—
Effective Date of 1990 Amendment
Amendment by
Temporary Extension of Council
"(a)
"(b)
§11320. Encouragement of State involvement
(a) State contact persons
Each State shall designate an individual to serve as a State contact person for the purpose of receiving and disseminating information and communications received from the Council, including the bimonthly bulletin described in
(b) State interagency councils and lead agencies
Each State is encouraged to establish a State interagency council on the homeless or designate a lead agency for the State for the purpose of assuming primary responsibility for coordinating and interacting with the Council and State and local agencies as necessary.
(
SUBCHAPTER III—FEDERAL EMERGENCY MANAGEMENT FOOD AND SHELTER PROGRAM
Subchapter Referred to in Other Sections
This subchapter is referred to in
Part A—Administrative Provisions
§11331. Emergency Food and Shelter Program National Board
(a) Establishment
There is established to carry out the provisions of this subchapter the Emergency Food and Shelter Program National Board. The Director of the Federal Emergency Management Agency shall constitute the National Board in accordance with subsection (b) of this section in administering the program under this subchapter.
(b) Members
The National Board shall consist of the Director and 6 members appointed by the Director. The initial members of the National Board shall be appointed by the Director not later than 30 days after July 22, 1987. Each such member shall be appointed from among individuals nominated by 1 of the following organizations:
(1) The United Way of America.
(2) The Salvation Army.
(3) The National Council of Churches of Christ in the U.S.A.
(4) Catholic Charities U.S.A.
(5) The Council of Jewish Federations, Inc.
(6) The American Red Cross.
(c) Chairperson
The Director shall be the Chairperson of the National Board.
(d) Other activities
Except as otherwise specifically provided in this subchapter, the National Board shall establish its own procedures and policies for the conduct of its affairs.
(e) Transfers from previous national board
Upon the appointment of members to the National Board under subsection (b) of this section—
(1) the national board constituted under the emergency food and shelter program established pursuant to section 101(g) of
(2) the personnel, property, records, and undistributed program funds of such national board shall be transferred to the National Board.
(
References in Text
The emergency food and shelter program established pursuant to section 101(g) of
§11332. Local boards
(a) Establishment
Each locality designated by the National Board shall constitute a local board for the purpose of determining how program funds allotted to the locality will be distributed. The local board shall consist, to the extent practicable, of representatives of the same organizations as the National Board, except that the mayor or other appropriate heads of government will replace the Federal members, and except that each local board administering program funds for a locality within which is located a reservation (as such term is defined in
(b) Responsibilities
Each local board shall—
(1) determine which private nonprofit organizations or public organizations of the local government in the individual locality shall receive grants to act as service providers;
(2) monitor recipient service providers for program compliance;
(3) reallocate funds among service providers;
(4) ensure proper reporting; and
(5) coordinate with other Federal, State, and local government assistance programs available in the locality.
(
Amendments
1990—Subsec. (a).
Implementation of 1990 Amendment
Section 202(b) of
1 So in original. A closing parenthesis probably should precede the punctuation.
§11333. Role of Federal Emergency Management Agency
(a) In general
The Director shall provide the National Board with administrative support and act as Federal liaison to the National Board.
(b) Specific support activities
The Director shall—
(1) make available to the National Board, upon request, the services of the legal counsel and Inspector General of the Federal Emergency Management Agency;
(2) assign clerical personnel to the National Board on a temporary basis; and
(3) conduct audits of the National Board annually and at such other times as may be appropriate.
(
§11334. Records and audit of National Board and recipients of assistance
(a) Annual independent audit of National Board
(1) The accounts of the National Board shall be audited annually in accordance with generally accepted auditing standards by independent certified public accountants or independent licensed public accountants certified or licensed by a regulatory authority of a State or other political subdivision of the United States. The audits shall be conducted at the place or places where the accounts of the National Board are normally kept. All books, accounts, financial records, reports, files, and all other papers, things, or property belonging to or in use by the National Board and necessary to facilitate the audits shall be made available to the person or persons conducting the audits, and full facilities for verifying transactions with any assets held by depositories, fiscal agents, and custodians shall be afforded to such person or persons.
(2) The report of each such independent audit shall be included in the annual report required in
(b) Access to records of recipients of assistance
(1) Each recipient of assistance under this subchapter shall keep such records as may be reasonably necessary to fully disclose the amount and the disposition by such recipient of the proceeds of such assistance, the total cost of the project or undertaking in connection with which such assistance is given or used, and the amount and nature of that portion of the cost of the project or undertaking supplied by other sources, and such other records as will facilitate an effective audit.
(2) The National Board, or any of its duly authorized representatives, shall have access for the purpose of audit and examination to any books, documents, papers, and records of the recipient that are pertinent to assistance received under this subchapter.
(c) Authority of Comptroller General
The Comptroller General of the United States, or any of the duly authorized representatives of the Comptroller General, shall also have access to any books, documents, papers, and records of the National Board and recipients for such purpose.
(
§11335. Annual report
The National Board shall transmit to the Congress an annual report covering each year in which it conducts activities with funds made available under this subchapter.
(
Section Referred to in Other Sections
This section is referred to in
Part B—Emergency Food and Shelter Grants
§11341. Grants by Director
Not later than 30 days following the date on which appropriations become available to carry out this part, the Director shall award a grant for the full amount that the Congress appropriates for the program under this part to the National Board for the purpose of providing emergency food and shelter to needy individuals through private nonprofit organizations and local governments in accordance with
(
§11342. Retention of interest earned
Interest accrued on the balance of any grant to the National Board shall be available to the National Board for reallocation, and total administrative costs shall be determined based on total amount of funds available, including interest and any private contributions that are made to the National Board.
(
§11343. Purposes of grants
(a) Eligible activities
Grants to the National Board may be used—
(1) to supplement and expand ongoing efforts to provide shelter, food, and supportive services for homeless individuals with sensitivity to the transition from temporary shelter to permanent homes, and attention to the special needs of homeless individuals with mental and physical disabilities and illnesses, and to facilitate access for homeless individuals to other sources of services and benefits;
(2) to strengthen efforts to create more effective and innovative local programs by providing funding for them; and
(3) to conduct minimum rehabilitation of existing mass shelter or mass feeding facilities, but only to the extent necessary to make facilities safe, sanitary, and bring them into compliance with local building codes.
(b) Limitations on activities
(1) The National Board may only provide funding provided under this part for—
(A) programs undertaken by private nonprofit organizations and local governments; and
(B) programs that are consistent with the purposes of this subchapter.
(2) The National Board may not carry out programs directly.
(
Section Referred to in Other Sections
This section is referred to in
§11344. Limitation on certain costs
Not more than 5 percent of the total amount appropriated for the emergency food and shelter program for each fiscal year may be expended for the costs of administration.
(
§11345. Disbursement of funds
Any amount made available by appropriation Acts under this subchapter shall be disbursed by the National Board before the expiration of the 3-month period beginning on the date on which such amount becomes available.
(
§11346. Program guidelines
(a) Guidelines
The National Board shall establish written guidelines for carrying out the program under this part, including—
(1) methods for identifying localities with the highest need for emergency food and shelter assistance;
(2) methods for determining the amount and distribution to such localities;
(3) eligible program costs, including maximum flexibility in meeting currently existing needs;
(4) guidelines specifying the responsibilities and reporting requirements of the National Board, its recipients, and service providers;
(5) guidelines requiring each private nonprofit organization and local government carrying out a local emergency food and shelter program with amounts provided under this part, to the maximum extent practicable, to involve homeless individuals and families, through employment, volunteer services, or otherwise, in providing emergency food and shelter and in otherwise carrying out the local program; and
(6) guidelines requiring each private nonprofit organization and local government carrying out a local emergency food and shelter program with amounts provided under this part to provide for the participation of not less than 1 homeless individual or former homeless individual on the board of directors or other equivalent policy making entity of the organization or governmental agency to the extent that such entity considers and makes policies and decisions regarding the local program of the organization or locality; except that such guidelines may grant waivers to applicants unable to meet such requirement if the organization or government agrees to otherwise consult with homeless or formerly homeless individuals in considering and making such policies and decisions.
(b) Publication
Guidelines established under subsection (a) of this section shall be published annually, and whenever modified, in the Federal Register. The National Board shall not be subject to the procedural rulemaking requirements of subchapter II of
(
Amendments
1992—Subsec. (a)(5), (6).
Part C—General Provisions
§11351. Definitions
For purposes of this subchapter:
(1) The term "Director" means the Director of the Federal Emergency Management Agency.
(2) The term "emergency shelter" means a facility all or a part of which is used or designed to be used to provide temporary housing.
(3) The term "local government" means a unit of general purpose local government.
(4) The term "locality" means the geographical area within the jurisdiction of a local government.
(5) The term "National Board" means the Emergency Food and Shelter Program National Board.
(6) The term "private nonprofit organization" means an organization—
(A) no part of the net earnings of which inures to the benefit of any member, founder, contributor, or individual;
(B) that has a voluntary board;
(C) that has an accounting system, or has designated a fiscal agent in accordance with requirements established by the Director; and
(D) that practices nondiscrimination in the provision of assistance.
(7) The term "State" means each of the several States, the District of Columbia, the Commonwealth of Puerto Rico, the Virgin Islands, Guam, American Samoa, the Northern Mariana Islands, the Trust Territory of the Pacific Islands, and any other territory or possession of the United States.
(
Termination of Trust Territory of the Pacific Islands
For termination of Trust Territory of the Pacific Islands, see note set out preceding
Section Referred to in Other Sections
This section is referred to in
§11352. Authorization of appropriations
There are authorized to be appropriated to carry out this subchapter $180,000,000 for fiscal year 1993 and $187,560,000 for fiscal year 1994.
(
Amendments
1992—
1990—
1988—
SUBCHAPTER IV—HOUSING ASSISTANCE
Codification
Subchapter Referred to in Other Sections
This subchapter is referred to in
Part A—Comprehensive Homeless Assistance Plan
§11361. Housing affordability strategy
Assistance may be made under this subchapter only if the grantee certifies that it is following—
(1) a current housing affordability strategy which has been approved by the Secretary in accordance with
(2) a comprehensive homeless assistance plan which was approved by the Secretary during the 180-day period beginning on November 28, 1990, or during such longer period as may be prescribed by the Secretary in any case for good cause.
(
Amendments
1990—
Subsec. (a).
Subsec. (a)(1).
Subsec. (b)(2).
Subsec. (b)(3).
Subsec. (b)(5).
Subsec. (b)(7), (8).
Subsec. (b)(9).
Subsecs. (c)(1), (d).
Subsec. (g).
Subsec. (h).
1988—Subsec. (a)(1).
Subsec. (a)(2), (3).
Subsec. (b)(3).
Subsec. (b)(4).
Subsec. (b)(5), (6).
Subsec. (d)(3).
Subsec. (g).
Effective Date of 1990 Amendment
Section 836(b) of
Evaluation of Programs
"(a)
"(b)
Homeless Housing Act of 1986
Part B—Emergency Shelter Grants Program
§11371. Definitions
For purposes of this part:
(1) The term "local government" means a unit of general purpose local government.
(2) The term "locality" means the geographical area within the jurisdiction of a local government.
(3) The term "metropolitan city" has the meaning given such term in
(4) The term "operating costs" means expenses incurred by a recipient operating a facility assisted under this part with respect to—
(A) the administration, maintenance, repair, and security of such housing; and
(B) utilities, fuels, furnishings, and equipment for such housing.
(5) The term "private nonprofit organization" means a secular or religious organization described in
(6) The term "recipient" means any governmental or private nonprofit entity that is approved by the Secretary as to financial responsibility.
(7) The term "Secretary" means the Secretary of Housing and Urban Development.
(8) The term "State" means each of the several States, the District of Columbia, the Commonwealth of Puerto Rico, the Virgin Islands, Guam, American Samoa, the Northern Mariana Islands, the Trust Territory of the Pacific Islands, and any other territory or possession of the United States.
(9) The term "urban county" has the meaning given such term in
(10) The term "Indian tribe" has the meaning given such term in
(
Amendments
1990—Par. (10).
Termination of Trust Territory of the Pacific Islands
For termination of Trust Territory of the Pacific Islands, see note set out preceding
§11372. Grant assistance
The Secretary of Housing and Urban Development shall, to the extent of amounts approved in appropriation Acts under
(
Amendments
1990—
1 So in original. The comma probably should not appear.
§11373. Allocation and distribution of assistance
(a) In general
The Secretary shall allocate assistance under this part to metropolitan cities, urban counties, and States (for distribution to local governments and private nonprofit organizations in the States), and to Indian tribes, in a manner that ensures that the percentage of the total amount available under this part for any fiscal year that is allocated to any State, metropolitan city, or urban county, or for Indian tribes is equal to the percentage of the total amount available for
(b) Minimum allocation requirement
If, under the allocation provisions applicable under this part, any metropolitan city or urban county would receive a grant of less than 0.05 percent of the amounts appropriated to carry out this part for any fiscal year, such amount shall instead be reallocated to the State, except that any city that is located in a State that does not have counties as local governments, that has a population greater than 40,000 but less than 50,000 as used in determining the fiscal year 1987 community development block grant program allocation, and that was allocated in excess of $1,000,000 in community development block grant funds in fiscal year 1987, shall receive directly the amount allocated to such city under subsection (a) of this section.
(c) Distributions to nonprofit organizations
Any local government or Indian tribe receiving assistance under this part may distribute all or a portion of such assistance to private nonprofit organizations providing assistance to homeless individuals. Any State receiving assistance under this part may distribute all or a portion of such assistance to private nonprofit organizations providing assistance to homeless individuals, if the local government for the locality in which the project is located certifies that it approves of the project.
(d) Reallocation of funds
(1) The Secretary shall, not less than twice during each fiscal year, reallocate any assistance provided under this part that is unused or returned or that becomes available under subsection (b) of this section.
(2) If a city or county eligible for a grant under subsection (a) of this section fails to obtain approval of its comprehensive plan during the 90-day period following the date funds authorized by this part first become available for allocation during any fiscal year, the amount that the city or county would have received shall be available to the State in which the city or county is located if the State has obtained approval of its comprehensive plan. Any amounts that cannot be allocated to a State under the preceding sentence shall be reallocated to other States, counties, and cities that demonstrate extraordinary need or large numbers of homeless individuals, as determined by the Secretary.
(3) If a State or Indian tribe fails to obtain approval of its comprehensive plan during the 90-day period following the date funds authorized by this part first become available for allocation during any fiscal year, the amount that the State or Indian tribe would have received shall be reallocated to other States and to cities and counties, or other Indian tribes, as applicable, that demonstrate extraordinary need or large numbers of homeless individuals, as determined by the Secretary.
(e) Allocations to territories
In addition to the other allocations required in this section, the Secretary shall (for amounts appropriated after July 22, 1987) allocate assistance under this part to the Virgin Islands, Guam, American Samoa, the Northern Mariana Islands, the Trust Territory of the Pacific Islands, and any other territory or possession of the United States, in accordance with an allocation formula established by the Secretary.
(
Amendments
1990—Subsec. (a).
Subsec. (c).
Subsec. (d)(3).
1988—Subsec. (a).
Subsec. (c).
Termination of Trust Territory of the Pacific Islands
For termination of Trust Territory of the Pacific Islands, see note set out preceding
§11374. Eligible activities
(a) In general
Assistance provided under this part may be used for the following activities relating to emergency shelter for homeless individuals:
(1) The renovation, major rehabilitation, or conversion of buildings to be used as emergency shelters.
(2) The provision of essential services, including services concerned with employment, health, drug abuse, or education, if—
(A) such services have not been provided by the local government or Indian tribe during any part of the immediately preceding 12-month period, or the use of assistance under this part would complement those services; and
(B) not more than 30 percent of the aggregate amount of all assistance to a State, local government, or Indian tribe under this part is used for activities under this paragraph.
(3) Maintenance, operation, insurance, utilities, and furnishings, except that not more than 10 percent of the amount of any grant received under this part may be used for costs of staff.
(4) Efforts to prevent homelessness such as financial assistance to families who have received eviction notices or notices of termination of utility services if—
(A) the inability of the family to make the required payments is due to a sudden reduction in income;
(B) the assistance is necessary to avoid the eviction or termination of services;
(C) there is a reasonable prospect that the family will be able to resume payments within a reasonable period of time; and
(D) the assistance will not supplant funding for preexisting homelessness prevention activities from other sources.
Not more than 30 percent of the aggregate amount of all assistance to a State, local government, or Indian tribe under this part may be used for activities under this paragraph.
(b) Waiver authority
The Secretary may waive the 20 percent limitation on the use of assistance for essential services contained in subsection (a)(2)(B) of this section, if the local government receiving the assistance demonstrates that the other eligible activities under the program are already being carried out in the locality with other resources.
(
Amendments
1992—Subsec. (a)(3).
1990—Subsec. (a)(2)(A).
Subsec. (a)(2)(B).
Subsec. (a)(4).
1988—Subsec. (a)(2)(A).
Subsec. (a)(2)(B).
Subsec. (a)(4).
Subsec. (b).
Report by Comptroller General
Section 423(b) of
"(1) an examination of other homelessness prevention programs, including other Federal programs and State and local programs; and
"(2) recommendations for such legislation as the Comptroller General determines appropriate, including recommendations on how to prevent homelessness as a result of mortgage foreclosures."
Section Referred to in Other Sections
This section is referred to in
§11375. Responsibilities of recipients
(a) Matching amounts
(1) Except as provided in paragraph (2), each recipient under this part shall be required to supplement the assistance provided under this part with an equal amount of funds from sources other than this part. Each recipient shall certify to the Secretary its compliance with this paragraph, and shall include with such certification a description of the sources and amounts of such supplemental funds.
(2) Each recipient under this part that is a State shall be required to supplement the assistance provided under this part with an amount of funds from sources other than this part equal to the difference between the amount received under this part and $100,000. If the amount received by the State is $100,000 or less, the State may not be required to supplement the assistance provided under this part.
(3) In calculating the amount of supplemental funds provided by a recipient under this part, a recipient may include the value of any donated material or building, the value of any lease on a building, any salary paid to staff to carry out the program of the recipient, and the value of the time and services contributed by volunteers to carry out the program of the recipient at a rate determined by the Secretary.
(b) Administration of assistance
Each recipient shall act as the fiscal agent of the Secretary with respect to assistance provided to such recipient.
(c) Certifications on use of assistance
Each recipient shall certify to the Secretary that—
(1) it will—
(A) in the case of assistance involving major rehabilitation or conversion, maintain any building for which assistance is used under this part as a shelter for homeless individuals and families for not less than a 10-year period;
(B) in the case of assistance involving rehabilitation (other than major rehabilitation or conversion), maintain any building for which assistance is used under this part as a shelter for homeless individuals and families for not less than a 3-year period; or
(C) in the case of assistance involving solely activities described in paragraphs (2) and (3) of
(2) any renovation carried out with assistance under this part shall be sufficient to ensure that the building involved is safe and sanitary;
(3) it will assist homeless individuals in obtaining—
(A) appropriate supportive services, including permanent housing, medical and mental health treatment, counseling, supervision, and other services essential for achieving independent living; and
(B) other Federal, State, local, and private assistance available for such individuals;
(4) in the case of a recipient that is a State, it will obtain any matching amounts required under subsection (a) of this section in a manner so that local governments, Indian tribes, agencies, and local nonprofit organizations receiving assistance from the grant that are least capable of providing the recipient State with such matching amounts receive the benefit of the $100,000 subtrahend under subsection (a)(2) of this section;
(5) it will develop and implement procedures to ensure the confidentiality of records pertaining to any individual provided family violence prevention or treatment services under any project assisted under this part and that the address or location of any family violence shelter project assisted under this part will, except with written authorization of the person or persons responsible for the operation of such shelter, not be made public;
(6) activities undertaken by the recipient with assistance under this part are consistent with any housing strategy submitted by the grantee in accordance with
(7) to the maximum extent practicable, it will involve, through employment, volunteer services, or otherwise, homeless individuals and families in constructing, renovating, maintaining, and operating facilities assisted under this part, in providing services assisted under this part, and in providing services for occupants of facilities assisted under this part.
(d) Participation of homeless individuals
The Secretary shall, by regulation, require each recipient that is not a State to provide for the participation of not less than 1 homeless individual or former homeless individual on the board of directors or other equivalent policymaking entity of such recipient, to the extent that such entity considers and makes policies and decisions regarding any facility, services, or other assistance of the recipient assisted under this part. The Secretary may grant waivers to recipients unable to meet the requirement under the preceding sentence if the recipient agrees to otherwise consult with homeless or formerly homeless individuals in considering and making such policies and decisions.
(e) Termination of assistance
If an individual or family who receives assistance under this part from a recipient violates program requirements, the recipient may terminate assistance in accordance with a formal process established by the recipient that recognizes the rights of individuals affected, which may include a hearing.
(
Amendments
1992—Subsec. (c).
Subsec. (d).
Subsec. (e).
1990—Subsec. (a)(1).
Subsec. (a)(2), (3).
Subsec. (c)(2), (3).
Subsec. (c)(4).
Subsec. (c)(5).
1988—Subsec. (c)(1).
§11376. Administrative provisions
(a) Regulations
Not later than 60 days after July 22, 1987, the Secretary shall by notice establish such requirements as may be necessary to carry out the provisions of this part. Such requirements shall be subject to
(b) Initial allocation of assistance
Not later than the expiration of the 60-day period following the date of enactment of a law providing appropriations to carry out this part, the Secretary shall notify each State, Indian tribe, metropolitan city, and urban county that is to receive a direct grant of its allocation of assistance under this part. Such assistance shall be allocated and may be used notwithstanding any failure of the Secretary to issue requirements under subsection (a) of this section.
(c) Minimum standards of habitability
The Secretary shall prescribe such minimum standards of habitability as the Secretary determines to be appropriate to ensure that emergency shelters assisted under this section are environments that provide appropriate privacy, safety, and sanitary and other health-related conditions for homeless persons and families. Grantees are authorized to establish standards of habitability in addition to those prescribed by the Secretary.
(
References in Text
The emergency shelter grants program under the provisions made effective by section 101(g) of
Amendments
1990—Subsec. (b).
Subsec. (c).
§11377. Authorization of appropriations
There are authorized to be appropriated to carry out this part $138,000,000 for fiscal year 1993 and $143,796,000 for fiscal year 1994.
(
Amendments
1992—
1990—
1988—
Section Referred to in Other Sections
This section is referred to in
§11378. Administrative costs
A recipient may use up to 5 percent of any annual grant received under this part for administrative purposes. A recipient State shall share the amount available for administrative purposes pursuant to the preceding sentence with local governments funded by the State.
(
Part C—Supportive Housing Program
§11381. Purpose
The purpose of the program under this part is to promote the development of supportive housing and supportive services, including innovative approaches to assist homeless persons in the transition from homelessness, and to promote the provision of supportive housing to homeless persons to enable them to live as independently as possible.
(
Prior Provisions
A prior section 11381,
Transitional Provision
Section 1403(b) of
Demonstration Projects To Reduce Number of Homeless AFDC Families in Welfare Hotels
§11382. Definitions
For purposes of this part:
(1) The term "applicant" means a State, Indian tribe, metropolitan city, urban county, governmental entity, private nonprofit organization, or community mental health association that is a public nonprofit organization, that is eligible to receive assistance under this part and submits an application under
(2) The term "disability" means—
(A) a disability as defined in
(B) to be determined to have, pursuant to regulations issued by the Secretary, a physical, mental, or emotional impairment which (i) is expected to be of long-continued and indefinite duration, (ii) substantially impedes an individual's ability to live independently, and (iii) of such a nature that such ability could be improved by more suitable housing conditions,
(C) a developmental disability as defined in
(D) the disease of acquired immunodeficiency syndrome or any conditions arising from the etiologic agency for acquired immunodeficiency syndrome.
Subparagraph (D) shall not be construed to limit eligibility under subparagraphs (A) through (C) or the provisions referred to in subparagraphs (A) through (C).
(3) The term "Indian tribe" has the meaning given the term in
(4) The term "metropolitan city" has the meaning given the term in
(5) The term "operating costs" means expenses incurred by a recipient operating supportive housing under this part with respect to—
(A) the administration, maintenance, repair, and security of such housing;
(B) utilities, fuel, furnishings, and equipment for such housing; and
(C) the conducting of the assessment under
(6) The term "outpatient health services" means outpatient health care, outpatient mental health services, outpatient substance abuse services, and case management.
(7) The term "private nonprofit organization" means an organization—
(A) no part of the net earnings of which inures to the benefit of any member, founder, contributor, or individual;
(B) that has a voluntary board;
(C) that has an accounting system, or has designated a fiscal agent in accordance with requirements established by the Secretary; and
(D) that practices nondiscrimination in the provision of assistance.
(8) The term "project" means a structure or structures (or a portion of such structure or structures) that is acquired, rehabilitated, constructed, or leased with assistance provided under this part or with respect to which the Secretary provides technical assistance or annual payments for operating costs under this part, or supportive services.
(9) The term "recipient" means any governmental or nonprofit entity that receives assistance under this part.
(10) The term "Secretary" means the Secretary of Housing and Urban Development.
(11) The term "State" means each of the several States, the District of Columbia, the Commonwealth of Puerto Rico, the Virgin Islands, Guam, American Samoa, the Northern Mariana Islands, and Palau.
(12) The term "supportive housing" means a project that meets the requirements of
(13) The term "supportive services" means services under
(14) The term "urban county" has the meaning given the term in
(
Prior Provisions
A prior section 11382,
§11383. Eligible activities
(a) In general
The Secretary may provide any project with one or more of the following types of assistance under this part:
(1) Acquisition and rehabilitation
A grant, in an amount not to exceed $200,000, for the acquisition, rehabilitation, or acquisition and rehabilitation, of an existing structure (including a small commercial property or office space) to provide supportive housing other than emergency shelter or to provide supportive services; except that the Secretary may increase the dollar limitation under this sentence to not more than $400,000 for areas that the Secretary finds have high acquisition and rehabilitation costs. The repayment of any outstanding debt owed on a loan made to purchase an existing structure shall be considered to be a cost of acquisition eligible for a grant under this paragraph if the structure was not used as supportive housing, or to provide supportive services, before the receipt of assistance.
(2) New construction
A grant, in an amount not to exceed $400,000, for new construction of a structure to provide supportive housing.
(3) Leasing
A grant for leasing of an existing structure or structures, or portions thereof, to provide supportive housing or supportive services during the period covered by the application. Grant recipients may reapply for such assistance as needed to continue the use of such structure for purposes of this part.
(4) Operating costs
Annual payments for operating costs of housing assisted under this part, not to exceed 75 percent of the annual operating costs of such housing. Grant recipients may reapply for such assistance as needed to continue the use of the housing for purposes of this part.
(5) Supportive services
A grant for costs of supportive services provided to homeless individuals. Any recipient, including program recipients under this subchapter before October 28, 1992, may reapply for such assistance or for the renewal of such assistance to continue services funded under prior grants or to provide other services.
(6) Technical assistance
Technical assistance in carrying out the purposes of this part.
(b) Use restrictions
(1) Acquisition, rehabilitation, and new construction
Projects assisted under subsection (a)(1) or (2) of this section shall be operated for not less than 20 years for the purpose specified in the application.
(2) Other assistance
Projects assisted under subsection (a)(3), (4), (5), or (6) of this section (but not under subsection (a)(1) or (2) of this section) shall be operated for the purposes specified in the application for the duration of the period covered by the grant.
(3) Conversion
If the Secretary determines that a project is no longer needed for use as supportive housing and approves the use of the project for the direct benefit of low-income persons pursuant to a request for such use by the recipient operating the project, the Secretary may authorize the recipient to convert the project to such use.
(c) Repayment of assistance and prevention of undue benefits
(1) Repayment
The Secretary shall require recipients to repay 100 percent of any assistance received under subsection (a)(1) or (2) of this section if the project ceases to be used as supportive housing within 10 years after the project is placed in service. If such project is used as supportive housing for more than 10 years, the Secretary shall reduce the percentage of the amount required to be repaid by 10 percentage points for each year in excess of 10 that the project is used as supportive housing.
(2) Prevention of undue benefits
Except as provided in paragraph (3), upon any sale or other disposition of a project assisted under subsection (a)(1) or (2) of this section occurring before the expiration of the 20-year period beginning on the date that the project is placed in service, the recipient shall comply with such terms and conditions as the Secretary may prescribe to prevent the recipient from unduly benefiting from such sale or disposition.
(3) Exception
A recipient shall not be required to comply with the terms and conditions prescribed under paragraphs (1) and (2) if the sale or disposition of the project results in the use of the project for the direct benefit of very low-income persons or if all of the proceeds are used to provide supportive housing meeting the requirements of this part.
(
Prior Provisions
A prior section 11383,
Section Referred to in Other Sections
This section is referred to in
§11384. Supportive housing
(a) In general
Housing providing supportive services for homeless individuals shall be considered supportive housing for purposes of this part if—
(1) the housing is safe and sanitary and meets any applicable State and local housing codes and licensing requirements in the jurisdiction in which the housing is located; and
(2) the housing—
(A) is transitional housing;
(B) is permanent housing for homeless persons with disabilities; or
(C) is, or is part of, a particularly innovative project for, or alternative methods of, meeting the immediate and long-term needs of homeless individuals and families.
(b) Transitional housing
For purposes of this section, the term "transitional housing" means housing, the purpose of which is to facilitate the movement of homeless individuals and families to permanent housing within 24 months or such longer period as the Secretary determines necessary. The Secretary may deny assistance for housing based on a violation of this subsection only if the Secretary determines that a substantial number of homeless individuals or families have remained in the housing longer than such period.
(c) Permanent housing for homeless persons with disabilities
For purposes of this section, the term "permanent housing for homeless persons with disabilities" means community-based housing for homeless persons with disabilities that provides long-term housing and supportive services for not more than—
(1) 8 such persons in a single structure or contiguous structures;
(2) 16 such persons, but only if not more than 20 percent of the units in a structure are designated for such persons; or
(3) more than 16 persons if the applicant demonstrates that local market conditions dictate the development of a large project and such development will achieve the neighborhood integration objectives of the program within the context of the affected community.
(d) Single room occupancy dwellings
A project may provide supportive housing or supportive services in dwelling units that do not contain bathrooms or kitchen facilities and are appropriate for use as supportive housing or in projects containing some or all such dwelling units.
(
Prior Provisions
A prior section 11384,
Section Referred to in Other Sections
This section is referred to in
§11385. Supportive services
(a) In general
To the extent practicable, each project shall provide supportive services for residents of the project and homeless persons using the project, which may be designed by the recipient or participants.
(b) Requirements
Supportive services provided in connection with a project shall address the special needs of individuals (such as homeless persons with disabilities and homeless families with children) intended to be served by a project.
(c) Services
Supportive services may include such activities as (A) establishing and operating a child care services program for homeless families, (B) establishing and operating an employment assistance program, (C) providing outpatient health services, food, and case management, (D) providing assistance in obtaining permanent housing, employment counseling, and nutritional counseling, (E) providing security arrangements necessary for the protection of residents of supportive housing and for homeless persons using the housing or project, (F) providing assistance in obtaining other Federal, State, and local assistance available for such residents (including mental health benefits, employment counseling, and medical assistance, but not including major medical equipment), and (G) providing other appropriate services.
(d) Provision of services
Services provided pursuant to this section may be provided directly by the recipient or by contract with other public or private service providers. Such services may be provided to homeless individuals who do not reside in supportive housing.
(e) Coordination with Secretary of Health and Human Services
(1) Approval
Promptly upon receipt of any application for assistance under this part that includes the provision of outpatient health services, the Secretary of Housing and Urban Development shall consult with the Secretary of Health and Human Services with respect to the proposed outpatient health services. If, within 45 days of such consultation, the Secretary of Health and Human Services determines that the proposal for delivery of the outpatient health services does not meet guidelines for determining the appropriateness of such proposed services, the Secretary of Housing and Urban Development may require resubmission of the application, and the Secretary of Housing and Urban Development may not approve such portion of the application unless and until such portion has been resubmitted in a form that the Secretary of Health and Human Services determines meets such guidelines.
(2) Guidelines
The Secretary of Housing and Urban Development and the Secretary of Health and Human Services shall jointly establish guidelines for determining the appropriateness of proposed outpatient health services under this section. Such guidelines shall include any provisions necessary to enable the Secretary of Housing and Urban Development to meet the time limits under this part for the final selection of applications for assistance.
(
Prior Provisions
A prior section 11385,
Section Referred to in Other Sections
This section is referred to in
§11386. Program requirements
(a) Applications
(1) Form and procedure
Applications for assistance under this part shall be submitted by applicants in the form and in accordance with the procedures established by the Secretary. The Secretary may not give preference or priority to any application on the basis that the application was submitted by any particular type of applicant entity.
(2) Contents
The Secretary shall require that applications contain at a minimum—
(A) a description of the proposed project, including the activities to be undertaken;
(B) a description of the size and characteristics of the population that would occupy the supportive housing assisted under this part;
(C) a description of the public and private resources that are expected to be made available for the project;
(D) in the case of projects assisted under section 11383(a)(1) or (2) of this title, assurances satisfactory to the Secretary that the project will be operated for not less than 20 years for the purpose specified in the application;
(E) in the case of projects assisted under this subchapter that do not receive assistance under such sections, annual assurances during the period specified in the application that the project will be operated for the purpose specified in the application for such period;
(F) a certification from the public official responsible for submitting the comprehensive housing affordability strategy under
(G) a certification that the applicant will comply with the requirements of the Fair Housing Act [
(3) Site control
The Secretary shall require that each application include reasonable assurances that the applicant will own or have control of a site for the proposed project not later than the expiration of the 12-month period beginning upon notification of an award for grant assistance, unless the application proposes providing supportive housing assisted under
(b) Selection criteria
The Secretary shall select applicants approved by the Secretary as to financial responsibility to receive assistance under this part by a national competition based on criteria established by the Secretary, which shall include—
(1) the ability of the applicant to develop and operate a project;
(2) the innovative quality of the proposal in providing a project;
(3) the need for the type of project proposed by the applicant in the area to be served;
(4) the extent to which the amount of assistance to be provided under this part will be supplemented with resources from other public and private sources;
(5) the cost-effectiveness of the proposed project;
(6) the extent to which the applicant has demonstrated coordination with other Federal, State, local, private and other entities serving homeless persons in the planning and operation of the project, to the extent practicable; and
(7) such other factors as the Secretary determines to be appropriate to carry out this part in an effective and efficient manner.
(c) Required agreements
The Secretary may not provide assistance for any project under this part unless the applicant agrees—
(1) to operate the proposed project in accordance with the provisions of this part;
(2) to conduct an ongoing assessment of the supportive services required by homeless individuals served by the project and the availability of such services to such individuals;
(3) to provide such residential supervision as the Secretary determines is necessary to facilitate the adequate provision of supportive services to the residents and users of the project;
(4) to monitor and report to the Secretary on the progress of the project;
(5) to develop and implement procedures to ensure (A) the confidentiality of records pertaining to any individual provided family violence prevention or treatment services through any project assisted under this part, and (B) that the address or location of any family violence shelter project assisted under this part will not be made public, except with written authorization of the person or persons responsible for the operation of such project;
(6) to the maximum extent practicable, to involve homeless individuals and families, through employment, volunteer services, or otherwise, in constructing, rehabilitating, maintaining, and operating the project assisted under this part and in providing supportive services for the project; and
(7) to comply with such other terms and conditions as the Secretary may establish to carry out this part in an effective and efficient manner.
(d) Occupancy charge
Each homeless individual or family residing in a project providing supportive housing may be required to pay an occupancy charge in an amount determined by the recipient providing the project, which may not exceed the amount determined under
(e) Matching funding
Each recipient shall be required to supplement the amount of assistance provided under paragraphs (1) and (2) of
(f) Flood protection standards
Flood protection standards applicable to housing acquired, rehabilitated, constructed, or assisted under this part shall be no more restrictive than the standards applicable under Executive Order No. 11988 (May 24, 1977) to the other programs under this subchapter.
(g) Participation of homeless individuals
The Secretary shall, by regulation, require each recipient to provide for the participation of not less than 1 homeless individual or former homeless individual on the board of directors or other equivalent policymaking entity of the recipient, to the extent that such entity considers and makes policies and decisions regarding any project, supportive services, or assistance provided under this part. The Secretary may grant waivers to applicants unable to meet the requirement under the preceding sentence if the applicant agrees to otherwise consult with homeless or formerly homeless individuals in considering and making such policies and decisions.
(h) Limitation on use of funds
No assistance received under this part (or any State or local government funds used to supplement such assistance) may be used to replace other State or local funds previously used, or designated for use, to assist homeless persons.
(i) Limitation on administrative expenses
No recipient may use more than 5 percent of a grant received under this part for administrative purposes.
(j) Termination of assistance
If an individual or family who receives assistance under this part (not including residents of an emergency shelter) from a recipient violates program requirements, the recipient may terminate assistance in accordance with a formal process established by the recipient that recognizes the rights of individuals receiving such assistance to due process of law, which may include a hearing.
(
References in Text
The Fair Housing Act, referred to in subsec. (a)(2)(G), is title VIII of
The Civil Rights Act of 1964, referred to in subsec. (a)(2)(G), is
The Age Discrimination Act of 1975, referred to in subsec. (a)(2)(G), is title III of
Executive Order No. 11988, referred to in subsec. (f), is set out as a note under
Prior Provisions
A prior section 11386,
Section Referred to in Other Sections
This section is referred to in
§11387. Regulations
Not later than the expiration of the 90-day period beginning on October 28, 1992, the Secretary shall issue interim regulations to carry out this part, which shall take effect upon issuance. The Secretary shall issue final regulations to carry out this part after notice and opportunity for public comment regarding the interim regulations, pursuant to the provisions of
(
Prior Provisions
A prior section 11387,
§11388. Reports to Congress
The Secretary shall submit a report to the Congress annually, summarizing the activities carried out under this part and setting forth the findings, conclusions, and recommendations of the Secretary as a result of the activities. The report shall be submitted not later than 4 months after the end of each fiscal year (except that, in the case of fiscal year 1993, the report shall be submitted not later than 6 months after the end of the fiscal year).
(
Prior Provisions
A prior section 11388,
§11389. Authorization of appropriations
(a) Authorization of appropriations
There are authorized to be appropriated to carry out this part $204,000,000 for fiscal year 1993 and $212,568,000 for fiscal year 1994.
(b) Set-asides
Of any amounts appropriated to carry out this part—
(1) not less than 25 percent shall be allocated to projects designed primarily to serve homeless families with children;
(2) not less than 25 percent shall be allocated to projects designed primarily to serve homeless persons with disabilities; and
(3) not less than 10 percent shall be allocated for use only for providing supportive services under
(c) Reallocations
If, following the receipt of applications for the final funding round under this part for any fiscal year, any amount set aside for assistance pursuant to subsection (b) of this section will not be required to fund the approvable applications submitted for such assistance, the Secretary shall reallocate such amount for other assistance pursuant to this part.
(
Part D—Safe Havens for Homeless Individuals Demonstration Program
§11391. Establishment of demonstration
(a) In general
The Secretary may make grants to applicants to demonstrate the desirability and feasibility of providing very low-cost housing, to be known as safe havens, to homeless persons who, at the time, are unwilling or unable to participate in mental health treatment programs or to receive other supportive services.
(b) Purposes
The demonstration program carried out under this part shall demonstrate—
(1) whether and on what basis eligible persons choose to reside in safe havens;
(2) the extent to which, after a period of residence in a safe haven, residents are willing to participate in mental health treatment programs, substance abuse treatment, or other treatment programs and to move toward a more traditional form of permanent housing and the availability in the community of such permanent housing and treatment programs;
(3) whether safe havens are cost-effective in comparison with other alternatives for eligible persons; and
(4) the various ways in which safe havens may be used to provide accommodations and low-demand services and referrals for eligible persons.
(
Prior Provisions
A prior section 11391,
§11392. Definitions
For purposes of this part:
(1) Applicant
The term "applicant" means a nonprofit corporation, public nonprofit organization, State, or unit of general local government.
(2) Eligible person
The term "eligible person" means an individual who—
(A) is seriously mentally ill and resides primarily in a public or private place not designed for, or ordinarily used as, a regular sleeping accommodation for human beings, which may include occasional residence in an emergency shelter; and
(B) is currently unwilling or unable to participate in mental health or substance abuse treatment programs or to receive other supportive services.
Such term does not include a person whose sole impairment is substance abuse.
(3) Facility
The term "facility" means a structure or a clearly identifiable portion of a structure that is assisted under this part.
(4) Low-demand services and referrals
The term "low-demand services and referrals" means the provision of health care, mental health, substance abuse, and other supportive services and referrals for services in a noncoercive manner, which may include medication management, education, counseling, job training, and assistance in obtaining entitlement benefits and in obtaining other supportive services including mental health treatment and substance abuse treatment.
(5) Nonprofit organization
The term "nonprofit organization" means an organization—
(A) no part of the net earnings of which inures to the benefit of any member, founder, contributor, or individual;
(B) that has a voluntary board;
(C) that has an accounting system, or has designated a fiscal agent in accordance with requirements established by the Secretary; and
(D) that practices nondiscrimination in the provision of assistance.
(6) Operating costs
The term "operating costs" means expenses incurred by a recipient operating a safe haven under this part with respect to—
(A) the operation of the facility, including the cost of 24-hour management, and maintenance, repair, and security;
(B) utilities, fuel, furnishings, and equipment for such housing; and
(C) other reasonable costs necessary to the operation of the facility, which may include appropriate outreach and drop-in services.
(7) Recipient
The term "recipient" means an applicant that receives assistance under this part.
(8) Safe haven
The term "safe haven" means a facility—
(A) that provides 24-hour residence for eligible persons who may reside for an unspecified duration;
(B) that provides private or semiprivate accommodations;
(C) that may provide for the common use of kitchen facilities, dining rooms, and bathrooms;
(D) that may provide supportive services to eligible persons who are not residents on a drop-in basis; and
(E) in which overnight occupancy is limited to no more than 25 persons.
(9) Secretary
The term "Secretary" means the Secretary of Housing and Urban Development.
(10) Seriously mentally ill
The term "seriously mentally ill" means having a severe and persistent mental or emotional impairment that seriously limits a person's ability to live independently.
(11) State
The term "State" means each of the several States, the District of Columbia, the Commonwealth of Puerto Rico, the Virgin Islands, Guam, American Samoa, the Northern Mariana Islands, and Palau.
(12) Unit of general local government
The term "unit of general local government" has the meaning given the term in
(
Prior Provisions
A prior section 11392,
§11393. Program assistance
(a) In general
(1) Eligible activities
The Secretary may provide assistance with respect to a program under this part for the following activities:
(A) The construction of a structure for use in providing a safe haven or the acquisition, rehabilitation, or acquisition and rehabilitation of an existing structure for use in providing a safe haven.
(B) The leasing of an existing structure for use in providing a safe haven.
(C) To cover the operating costs of a safe haven.
(D) To cover the costs of administering a safe haven program, not to exceed 10 percent of the amounts made available for activities under subparagraphs (A) through (C).
(E) Outreach activities designed to inform eligible persons about and attract them to a safe haven program.
(F) The provision of low-demand services and referrals for residents of a safe haven, except that grants under this part may not be used to cover more than 50 percent of the cost of such services and referrals.
(G) Other activities that further the purposes of this part, including the modification of an existing facility to use a portion of the facility to provide with a safe haven.
(2) Period of assistance
Assistance may be provided to any safe haven program for activities under subparagraphs (B) through (F) of paragraph (1) for a period of not more than 5 years, except that the Secretary may, upon application by the recipient, provide assistance for an additional period of time, not to exceed 5 years, subject to—
(A) the determination of the Secretary that the performance of the recipient under this part is satisfactory; and
(B) the availability of appropriations for such purpose.
(3) Limit on amount
The total amount of assistance provided to any recipient under this subsection may not exceed $400,000 in any 5-year period.
(b) Matching funding
(1) In general
Each recipient shall supplement a grant provided under this part with an equal amount of funds from sources other than this part. Each recipient shall certify to the Secretary that it has complied with this paragraph, and shall include with the certification a description of the sources and amounts of such supplemental funds.
(2) Calculation of amounts
In calculating the amount of supplemental funds required under paragraph (1), a recipient may include any funds derived from another source, the value of any lease on a building, any salary paid to staff to carry out the program of the recipient, and the value of the time and services contributed by volunteers, at a rate determined by the Secretary, to carry out the program of the recipient.
(
Prior Provisions
A prior section 11393,
Section Referred to in Other Sections
This section is referred to in
§11394. Program requirements
(a) Applications
Applications for assistance under this part shall be submitted by an applicant in such form and in accordance with such procedures as the Secretary shall establish, and such applications shall contain at a minimum—
(1) a description of the proposed facility;
(2) a description of the number and characteristics of the eligible persons expected to occupy the safe haven;
(3) a plan for identifying and selecting eligible persons to participate;
(4) a program plan, containing a description of the method—
(A) of operation of the facility, including staffing plans and facility rules;
(B) by which the applicant will secure supportive services for residents of the safe haven;
(C) by which the applicant will monitor the willingness of residents to engage in treatment programs and other supportive services;
(D) by which access to supportive services will be secured for residents willing to use them;
(E) by which access to permanent housing with appropriate services, such as the Shelter Plus Care program under part F of this subchapter, will be sought after residents are stabilized; and
(F) by which the applicant will conduct outreach activities to facilitate the entrance of eligible persons into the safe haven;
(5) a plan to ensure that adequate security precautions are taken to make the facility safe for the residents;
(6) an estimate of program costs;
(7) a description of the resources that are expected to be made available in accordance with
(8) assurances satisfactory to the Secretary that the facility will have 24-hour, on-site management, if practicable;
(9) assurances satisfactory to the Secretary that the facility will be operated for the purpose specified in the application for each year in which assistance is provided under this part;
(10) a certification by the public official responsible for submitting the comprehensive housing affordability strategy under
(11) a certification that the applicant will comply with the requirements of the Fair Housing Act [
(12) a plan for program evaluation based on information that is collected on a periodic basis regarding the characteristics of the residents, including their movement in and out of the safe haven, their willingness to use low-demand services and referrals, the availability and quality of services used, and the movement of residents toward a more traditional form of permanent housing after a period of residency in the safe haven; and
(13) such other information as the Secretary may require.
(b) Site control
The Secretary shall require that an applicant furnish reasonable assurances that the applicant will have control of a site for the proposed facility not later than 1 year after notification of an award of assistance under this part. If an applicant fails to obtain control of the site within this period, the grant shall be recaptured by the Secretary and reallocated for use under this part.
(c) Selection criteria
The Secretary shall establish selection criteria for selecting applicants to receive assistance under this part pursuant to a national competition, which shall include—
(1) the extent to which the applicant demonstrates the ability to develop and operate a safe haven;
(2) the extent to which there is a need for a safe haven in the jurisdiction in which the facility will be located;
(3) the extent to which the program would link eligible persons to permanent housing and supportive services after stabilization in a safe haven;
(4) the cost-effectiveness of the proposed program;
(5) providing for geographical diversity among applicants selected to receive assistance;
(6) the extent to which the safe haven would meet the need of the eligible persons proposed to be served by the safe haven; and
(7) such other factors as the Secretary determines to be appropriate for purposes of carrying out the program established under this part in an effective and efficient manner.
(d) Required agreements
The Secretary may not provide assistance under this part for any safe haven program unless the applicant agrees—
(1) to develop and operate the proposed facility as a safe haven in accordance with the provisions of this part;
(2) to ensure that the facility meets any standards of habitability established by the Secretary;
(3) to provide low-demand services and referrals for the residents of the safe haven;
(4) to prohibit the use of illegal drugs and alcohol in the facility;
(5) to ensure that adequate security precautions are taken to make the facility safe for the residents;
(6) not to establish limitations on the duration of residency;
(7) not to require participation in low-demand services and referrals as a condition of occupancy;
(8) to monitor and report to the Secretary on progress in carrying out the safe haven program;
(9) to the maximum extent practicable, to involve eligible persons, through employment, volunteer services, or otherwise, in renovating, maintaining, and operating facilities assisted under this part and in providing services assisted under this part;
(10) to provide for the participation of not less than 1 homeless individual or former homeless individual on the board of directors or other equivalent policymaking entity of such recipient (in accordance with regulations that the Secretary shall issue), to the extent that such entity considers and makes policies and decisions regarding any facility or services assisted under this part, or to otherwise provide for the consultation and participation of such an individual in considering and making such policies and decisions; and
(11) to comply with such other terms and conditions as the Secretary may establish for purposes of carrying out the program established under this part in an effective and efficient manner.
The Secretary may waive the applicability of the requirement under paragraph (10) for an applicant that is unable to meet such requirement, if the applicant agrees to otherwise consult with homeless or formerly homeless individuals in considering and making such policies and decisions.
(
References in Text
The Fair Housing Act, referred to in subsec. (a)(11), is title VIII of
The Civil Rights Act of 1964, referred to in subsec. (a)(11), is
The Age Discrimination Act of 1975, referred to in subsec. (a)(11), is title III of
Prior Provisions
A prior section 11394,
§11395. Occupancy charge
Each eligible person who resides in a facility assisted under this part shall pay an occupancy charge in an amount determined by the recipient, but not to exceed the amount determined under
(
§11396. Termination of assistance
If an eligible person who resides in a safe haven or who receives low-demand services or referrals endangers the safety, welfare, or health of other residents, or repeatedly violates a condition of occupancy contained in the rules for the safe haven (as set forth in the application submitted under this part), the recipient may terminate such residency or assistance in accordance with a formal process established by the rules for the safe haven, which may include a hearing.
(
§11397. Evaluation and report
The Secretary shall conduct an evaluation of the safe haven demonstration program under this part and shall submit a report to the Congress, not later than December 31, 1994, which shall set forth the findings of the Secretary as a result of the evaluation.
(
§11398. Regulations
(a) In general
The Secretary shall, by notice published in the Federal Register, establish such requirements as may be necessary to carry out the amendments made by this part.
(b) Consultation
In establishing requirements to carry out the provisions of this part, and in considering applications under this part, the Secretary shall consult with officials of the appropriate agencies of the Department of Health and Human Services and with representative provider and public interest groups.
(c) Eligibility for SSI and medicaid
(1) Supplemental security income
All provisions of the Supplemental Security Income program under title XVI of the Social Security Act [
(A) be considered an inmate of a public institution (as provided in section 1611(e)(1)(A) of such Act [
(B) have benefits under such title XVI [
(2) Medicaid
A safe haven shall not be considered a hospital, nursing facility, institution for mental disease as defined under section 1905(i) of the Social Security Act [
(
References in Text
The Social Security Act, referred to in subsec. (c), is act Aug. 14, 1935, ch. 531,
§11399. Authorization of appropriations
There are authorized to be appropriated to carry out this part $62,000,000 for fiscal year 1993 and $64,604,000 for fiscal year 1994.
(
Part E—Miscellaneous Provisions
§11401. Section 1437f assistance for single room occupancy dwellings
(a) Increase in budget authority
The budget authority available under
(b) Use of funds
The amounts made available under this section shall be used only in connection with the moderate rehabilitation of housing described in
(c) Allocation
The amounts made available under this section shall be allocated by the Secretary of Housing and Urban Development on the basis of a national competition to the applicants that best demonstrate a need for the assistance under this section and the ability to undertake and carry out a program to be assisted under this section. To be considered for assistance under this section, an applicant shall submit to the Secretary of Housing and Urban Development a written proposal containing—
(1) a description of the size and characteristics of the population within the applicant's jurisdiction that would occupy single room occupancy dwellings;
(2) a listing of additional commitments from public and private sources that the applicant might be able to provide in connection with the program;
(3) an inventory of suitable housing stock to be rehabilitated with such assistance;
(4) a description of the interest that has been expressed by builders, developers, and others (including profit and nonprofit organizations) in participating in the program; and
(5) assurances satisfactory to the Secretary that the applicant, to the maximum extent practicable, will involve homeless individuals and families, through employment, volunteer services, or otherwise, in rehabilitating and operating facilities assisted under this section and in providing services for occupants of such facilities.
No single city or urban county shall be eligible to receive more than 10 percent of the assistance made available under this section.
(d) Fire and safety improvements
Each contract for housing assistance payments entered into with the authority provided under this section shall require the installation of a sprinkler system that protects all major spaces, hard wired smoke detectors, and such other fire and safety improvements as may be required by State or local law. For purposes of this subsection, the term "major spaces" means hallways, large common areas, and other areas specified in local fire, building, or safety codes.
(e) Cost limitation
(1) The total cost of rehabilitation that may be compensated for in a contract for housing assistance payments entered into with the authority provided under this section shall not exceed $14,000 per unit, plus the expenditures required by subsection (d) of this section.
(2) The Secretary of Housing and Urban Development shall increase the limitation contained in paragraph (1) by an amount the Secretary determines is reasonable and necessary to accommodate special local conditions, including—
(A) high construction costs; or
(B) stringent fire or building codes.
(3) The Secretary of Housing and Urban Development shall increase the limitation in paragraph (1) on October 1 of each year by an amount necessary to take into account increases in construction costs during the previous 12-month period.
(f) Contract requirements
Each contract for annual contributions entered into with a 3 approved applicant to obligate the authority made available under this section shall—
(1) commit the Secretary of Housing and Urban Development to make such authority available to the approved applicant for an aggregate period of 10 years, and require that any amendments increasing such authority shall be available for the remainder of such 10-year period;
(2) provide the Secretary of Housing and Urban Development with the option to renew the contract for an additional period of 10 years, subject to the availability of appropriations; and
(3) provide that, notwithstanding any other provision of law, first priority for occupancy of housing rehabilitated under this section shall be given to homeless individuals.
(g) Applicability to Indian housing authorities
Amounts made available for assistance under this section shall be available through contracts between the Secretary and Indian housing authorities, and the provisions of this section regarding public housing authorities shall include and apply to Indian housing authorities.
(h) Participation of homeless individuals
The Secretary shall, by regulation, require each approved applicant receiving assistance under this section that is not a public housing agency or Indian housing authority to provide for the participation of not less than one homeless individual or former homeless individual on the board of directors or other equivalent policymaking entity of such applicant, to the extent that such entity considers and makes policies and decisions regarding the rehabilitation of any housing with assistance under this section. The Secretary may grant waivers to approved applicants unable to meet the requirements under the preceding sentence if the applicant agrees to otherwise consult with homeless or formerly homeless individuals in considering and making such policies and decisions.
(i) Termination of assistance
If an individual or family who receives assistance under this section violates program requirements, the recipient of amounts made available under this section may terminate assistance in accordance with a formal process established by the recipient that recognizes the rights of individuals receiving such assistance to due process of law.
(j) Definitions
For purposes of this section—
(1) the term "applicant" means a public housing agency, Indian housing authority, or private nonprofit organization that applies for assistance under this section; and
(2) the term "private nonprofit organization" means an organization—
(A) no part of the net earnings of which inures to the benefit of any member, founder, contributor, or individual;
(B) that has a voluntary board;
(C) that has an accounting system, or has designated a fiscal agent in accordance with requirements established by the Secretary; and
(D) that practices nondiscrimination in the provision of assistance.
(
References in Text
Amendments
1992—Subsec. (a).
Subsec. (b).
Subsec. (c)(5).
Subsec. (f).
Subsecs. (h), (i).
Subsec. (j).
1990—Subsec. (a).
Subsec. (g).
1988—Subsec. (a).
Subsec. (b).
Subsec. (d).
Subsec. (e)(3).
Effective Date of 1988 Amendment
Section 481(d)(2) of
1 See References in Text note below.
2 So in original. The period before the comma probably should not appear.
3 So in original. Probably should be "an".
§11402. Administrative provisions
The provisions of, and regulations and procedures applicable under,
(
Part F—Shelter Plus Care Program
Part Referred to in Other Sections
This part is referred to in
subpart i—general requirements
§11403. Purpose
The purpose of the program authorized under this part is to provide rental housing assistance, in connection with supportive services funded from sources other than this part, to homeless persons with disabilities (primarily persons who are seriously mentally ill, have chronic problems with alcohol, drugs, or both, or have acquired immunodeficiency syndrome and related diseases) and the families of such persons.
(
Establishment of Requirements by Notice; Issuance of Regulations
Section 837(b) of
§11403a. Rental housing assistance
(a) In general
The Secretary is authorized, in accordance with the provisions of this subpart, to provide rental housing assistance under subparts II, III, IV, and V of this part.
(b) Funding limitations
To the maximum extent practicable, the Secretary shall reserve not less than 50 percent of all funds provided under this part for homeless individuals who are seriously mentally ill or have chronic problems with alcohol, drugs, or both.
(
Amendments
1992—Subsec. (a).
§11403b. Supportive services requirements
(a) Matching funding
(1) In general
Each recipient shall be required to supplement the assistance provided under this part with an equal amount of funds for supportive services from sources other than this part. Each recipient shall certify to the Secretary its compliance with this paragraph, and shall include with the certification a description of the sources and amounts of such supplemental funds.
(2) Determination of matching amounts
In calculating the amount of supplemental funds provided under this part, a recipient may include the value of any lease on a building, any salary paid to staff to carry out the program of the recipient, and the value of the time and services contributed by volunteers to carry out the program of the recipient at a rate determined by the Secretary.
(b) Recapture
If the supportive services and funding for the supportive services required by this section are not provided, the Secretary may recapture any unexpended housing assistance.
(
Section Referred to in Other Sections
This section is referred to in
§11403c. Applications
(a) In general
An application for rental housing assistance under this part shall be submitted by an applicant in such forms and in accordance with such procedures as the Secretary shall establish.
(b) Minimum contents
The Secretary shall require that an application identify the need for the assistance in the community to be served and shall contain at a minimum—
(1) a request for housing assistance under subpart II, III, IV, or V of this part, or a combination, specifying the number of units requested and the amount of necessary budget authority;
(2) a description of the size and characteristics of the population of eligible persons;
(3) an identification of the need for the program in the community to be served;
(4) the identity of the proposed service provider or providers (which may be, or include, the applicant) and a statement of the qualifications of the provider or providers;
(5) a description of the supportive services that the applicant proposes to assure will be available for eligible persons;
(6) a description of the resources that are expected to be made available to provide the supportive services required by
(7) a description of the mechanisms for developing a housing and supportive services plan for each person and for monitoring each person's progress in meeting that plan;
(8) reasonable assurances satisfactory to the Secretary that the supportive services will be provided for the full term of the housing assistance under subpart II, III, IV, or V of this part, or a combination; and a certification from the applicant that it will fund the supportive services itself if the planned resources do not become available for any reason;
(9) a certification by the public official responsible for submitting the comprehensive housing affordability strategy under
(10) a plan for—
(A) in the case of rental housing assistance under subpart II,1 or III of this part, providing housing assistance;
(B) identifying and selecting eligible persons to participate, including a proposed definition of the term "chronic problems with alcohol, other drugs, or both";
(C) coordinating the provision of housing assistance and supportive services;
(D) ensuring that the service providers are providing supportive services adequate to meet the needs of the persons served;
(E) obtaining participation of eligible persons who have previously not been assisted under programs designed to assist the homeless or have been considered not capable of participation in these programs; this plan shall specifically address how homeless persons, as defined in
(11) in the case of housing assistance under subpart V of this part, identification of the specific structures that the recipient is proposing for assistance; and
(12) in the case of housing assistance under subpart IV of this part, identification of the nonprofit entity that will be the owner or lessor of the property, and identification of the specific structures in which the nonprofit entity proposes to house eligible persons.
(
Amendments
1992—Subsec. (b)(1), (8).
Subsec. (b)(10)(A).
Subsec. (b)(11).
1 So in original. The comma probably should not appear.
§11403d. Selection criteria
(a) In general
The Secretary shall establish selection criteria for a national competition for assistance under this part, which shall include—
(1) the ability of the applicant to develop and operate the proposed assisted housing and supportive services program, taking into account the quality of any ongoing program of the applicant;
(2) geographic diversity among the projects to be assisted;
(3) the need for a program providing housing assistance and supportive services for eligible persons in the area to be served;
(4) the quality of the proposed program for providing supportive services and housing assistance;
(5) the extent to which the proposed funding for the supportive services is or will be available;
(6) the extent to which the project would meet the needs of the homeless persons proposed to be served by the program;
(7) the extent to which the program integrates program recipients into the community served by the program;
(8) the cost-effectiveness of the proposed program; and
(9) such other factors as the Secretary specifies in regulations to be appropriate for purposes of carrying out the program established by this part in an effective and efficient manner.
(b) Funding limitation
No more than 10 percent of the assistance made available under this part for any fiscal year may be used for programs located within any one unit of general local government.
(c) Participation of homeless individuals
The Secretary shall, by regulation, require each recipient to provide for the consultation and participation of not less than one homeless individual or former homeless individual on the board of directors or other equivalent policymaking entity of the recipient, to the extent that such entity considers and makes policies and decisions regarding any housing assisted under this part or services for such housing. The Secretary may grant waivers to recipients unable to meet the requirement under the preceding sentence if the recipient agrees to otherwise consult with homeless or formerly homeless individuals in considering and making such policies and decisions.
(
Amendments
1992—Subsec. (c).
§11403e. Required agreements
The Secretary may not approve assistance under this part unless the applicant agrees—
(1) to operate the proposed program in accordance with the provisions of this part;
(2) to conduct an ongoing assessment of the housing assistance and supportive services required by the participants in the program;
(3) to assure the adequate provision of supportive services to the participants in the program;
(4) to comply with such other terms and conditions as the Secretary may establish for purposes of carrying out the program in an effective and efficient manner; and
(5) to the maximum extent practicable, to involve homeless individuals and families, through employment volunteer services, or otherwise, in constructing or rehabilitating housing assisted under this part and in providing services required under this part.
(
Amendments
1992—Par. (5).
§11403e–1. Housing standards and rent reasonableness
(a) Standards required
The Secretary shall require that—
(1) before any assistance may be provided to or on behalf of the person, each unit shall be inspected by the applicant directly or by another entity, including the local public housing agency, to determine that the unit meets the housing quality standards under
(2) the recipient shall make at least annual inspections of each unit during the contract term.
(b) Prohibition
No assistance may be provided for a dwelling unit (1) for which the occupancy charge is not reasonable, or (2) which fails to meet the housing standards, unless the owner promptly corrects the deficiency and the recipient verifies the correction.
(
Codification
Section was formerly classified to
Amendments
1992—Subsec. (a)(1).
§11403e–2. Tenant rent
Each tenant shall pay as rent an amount determined in accordance with the provisions of
(
Codification
Section was formerly classified to
§11403e–3. Administrative fees
From amounts made available under appropriations Acts, the Secretary shall make amounts available to pay the entity administering the housing assistance an administrative fee in an amount determined appropriate by the Secretary for the costs of administering the housing assistance.
(
Codification
Section was formerly classified to
§11403e–4. Occupancy
(a) Occupancy agreement
The occupancy agreement between a tenant and an owner of a dwelling unit assisted under this part shall be for at least one month.
(b) Vacancy payments
If an eligible person vacates a dwelling unit assisted under this part before the expiration of the occupancy agreement, no assistance payment may be made with respect to the unit after the month that follows the month during which the unit was vacated, unless it is occupied by another eligible person.
(
§11403f. Termination of assistance
(a) Authority
If an eligible individual who receives assistance under this part violates program requirements, the recipient may terminate assistance in accordance with the process established pursuant to subsection (b) of this section.
(b) Procedure
In terminating assistance under this section, the recipient shall provide a formal process that recognizes the rights of individuals receiving such assistance to due process of law.
(
Prior Provisions
A prior section 461 of
§11403g. Definitions
For purposes of this part:
(1) The term "acquired immunodeficiency syndrome and related diseases" has the meaning given such term in
(2) The term "applicant" means a State, unit of general local government, Indian tribe, or public housing agency.
(3) The term "eligible person" means a homeless person with disabilities (primarily persons who are seriously mentally ill, have chronic problems with alcohol, drugs, or both, or have acquired immunodeficiency syndrome and related diseases) and the family of such a person.
(4) The term "Indian tribe" has the meaning given such term in
(5) The term "nonprofit organization" has the meaning given such term by
(6) The term "person with disabilities" has the same meaning given the term in
(7) The term "public housing agency" has the meaning given such term in
(8) The term "recipient" means an applicant approved for participation in the program authorized under this part.
(9) The term "Secretary" means the Secretary of Housing and Urban Development.
(10) The term "seriously mentally ill" means having a severe and persistent mental or emotional impairment that seriously limits a person's ability to live independently.
(11) The term "State" means each of the several States, the District of Columbia, the Commonwealth of Puerto Rico, the Virgin Islands, Guam, American Samoa, the Northern Mariana Islands, the Trust Territory of the Pacific Islands, and any other territory or possession of the United States.
(12) The term "supportive services" means assistance that the Secretary determines (A) addresses the special needs of eligible persons; and (B) provides appropriate services or assists such persons in obtaining appropriate services, including health care, mental health services, substance and alcohol abuse services, child care services, case management services, counseling, supervision, education, job training, and other services essential for achieving and maintaining independent living. Inpatient acute hospital care shall not qualify as a supportive service.
(13) The term "unit of general local government" has the meaning given such term in
(
Prior Provisions
A prior section 462 of
Amendments
1992—Par. (2).
"(A) in the case of rental housing assistance under subparts II and IV of this part, a State, unit of general local government, or Indian tribe; and
"(B) in the case of single room occupancy housing under the section 8 moderate rehabilitation program under subpart III of this part (i) a State, unit of general local government, or Indian tribe (that shall be responsible for assuring the provision of supportive services and the overall administration of the program), and (ii) a public housing agency (that shall be primarily responsible for administering the housing assistance under subpart III of this part)."
Par. (5).
Termination of Trust Territory of the Pacific Islands
For termination of Trust Territory of the Pacific Islands, see note set out preceding
§11403h. Authorization of appropriations
(a) In general
For purposes of the housing programs under this part, there are authorized to be appropriated $266,550,000 for fiscal year 1993 and $277,745,100 for fiscal year 1994. Of any amount appropriated in any fiscal year to carry out this part—
(1) not less than 10 percent shall be available only for carrying out subpart II of this part;
(2) not less than 10 percent shall be available only for carrying out subpart III of this part;
(3) not less than 10 percent shall be available only for carrying out subpart IV of this part; and
(4) not less than 10 percent shall be available only for carrying out subpart V of this part.
(b) Availability
Sums appropriated under this section shall remain available until expended.
(
Prior Provisions
A prior section 463 of
Amendments
1992—Subsec. (a).
Subsecs. (b) to (d).
Transitional Provisions; Availability of Appropriations
Section 837(c) of
Section Referred to in Other Sections
This section is referred to in
subpart ii—tenant-based rental assistance
Subpart Referred to in Other Sections
This subpart is referred to in
§11404. Authority
The Secretary may use amounts made available under
(
Prior Provisions
A prior section 11404,
A prior section 471 of
§11404a. Housing assistance
An eligible person on behalf of whom assistance is provided under this subpart shall select the unit in which such person will live using rental assistance under this subpart; except that where necessary to assure that the provision of supportive services to persons is feasible, a recipient may require that a person participating in the program live (1) in a particular structure or unit for up to the first year of participation, and (2) within a particular geographic area for the full period of participation or the period remaining after the period referred to in paragraph 1 (1).
(
Prior Provisions
A prior section 472 of
Amendments
1992—
1 So in original. Probably should be "clause".
§11404b. Amount of assistance
The contract with a recipient for assistance under this subpart shall be for a term of 5 years. Each contract shall provide that the recipient shall receive aggregate amounts not to exceed the appropriate existing housing fair market rent limitation under
(
Prior Provisions
A prior section 473 of
Amendments
1992—
§§11404c to 11404e. Transferred
Codification
Section 11404c,
Section 11404d,
Section 11404e,
subpart iii—project-based rental assistance
Subpart Referred to in Other Sections
This subpart is referred to in
§11405. Authority
The Secretary may use amounts made available under
(
Prior Provisions
A prior section 11405,
§11405a. Housing assistance
Assistance under this subpart shall be provided pursuant to a contract between the recipient and an owner of an existing structure. The contract shall provide that rental assistance payments shall be made to the owner and that the units in the structure shall be occupied by eligible persons for not less than the term of the contract.
(
Prior Provisions
A prior section 11405a,
§11405b. Term of contract and amount of assistance
(a) Term of contract
Each contract with a recipient for assistance under this subpart shall be for a term of 5 years, and the owner shall have an option to renew the assistance for an additional 5-year term, subject to the availability of amounts provided in appropriation Acts; except that if an expenditure of at least $3,000 for each unit (including its prorated share of work on common areas or systems) is required to make the structure decent, safe, and sanitary, and the owner agrees to carry out the rehabilitation with resources other than assistance under this part within 12 months of notification of grant approval, the contract shall be for a term of 10 years.
(b) Amount of assistance
Each contract shall provide that the recipient shall receive aggregate amounts not to exceed the appropriate existing housing fair market rental under
(
Prior Provisions
Prior sections 11405b and 11405c were repealed by
Section 11405b,
Section 11405c,
subpart iv—sponsor-based rental assistance
Subpart Referred to in Other Sections
This subpart is referred to in
§11406. Authority
The Secretary may use amounts made available under
(
Prior Provisions
A prior section 11406,
§11406a. Housing assistance
Assistance under this subpart shall be provided pursuant to a contract between the recipient and a private nonprofit sponsor that owns or leases dwelling units. The contract shall provide that rental assistance payments shall be made to the sponsor and that such assisted units shall be occupied by eligible persons.
(
Prior Provisions
A prior section 11406a,
§11406b. Term of contract and amount of assistance
(a) Term of contract
The contract with a recipient of assistance under this subpart shall be for a term of 5 years.
(b) Amount of assistance
Each contract shall provide that the recipient shall receive aggregate amounts not to exceed the appropriate existing housing fair market rental under
(
Prior Provisions
Prior sections 11406b and 11406c were repealed by
Section 11406b,
Section 11406c,
subpart v—section 1437 f moderate rehabilitation assistance for single-room occupancy dwellings
Subpart Referred to in Other Sections
This subpart is referred to in
§11407. Authority
The Secretary may use amounts made available under
(
§11407a. Fire and safety improvements
Each contract for housing assistance payments entered into under this subpart shall require the installation of a sprinkler system that protects all major spaces, hard-wired smoke detectors, and any other fire safety improvements as may be required by State or local law. For purposes of this section, the term "major spaces" means hallways, large common areas, and other areas specified in local fire, building, or safety codes.
(
§11407b. Contract requirements
Each contract for annual contributions entered into by the Secretary with a public housing agency to obligate the authority made available under
(1) commit the Secretary to make the authority available to the public housing agency for an aggregate period of 10 years, and require that any amendments increasing the authority shall be available for the remainder of such 10-year period;
(2) provide the Secretary with the option to renew the contract for an additional period of 10 years, subject to the availability of authority; and
(3) provide that, notwithstanding any other provision of law, first priority for occupancy of housing rehabilitated under this subpart shall be given to homeless persons.
(
Part G—Rural Homeless Housing Assistance
§11408. Rural homelessness grant program
(a) Establishment
The Secretary of Housing and Urban Development shall establish and carry out a rural homelessness grant program. In carrying out the program, the Secretary may award grants to eligible organizations in order to pay for the Federal share of the cost of—
(1) assisting programs providing direct emergency assistance to homeless individuals and families;
(2) providing homelessness prevention assistance to individuals and families at risk of becoming homeless; and
(3) assisting individuals and families in obtaining access to permanent housing and supportive services.
(b) Use of funds
(1) In general
An eligible organization may use a grant awarded under subsection (a) of this section to provide, in rural areas—
(A) rent, mortgage, or utility assistance after 2 months of nonpayment in order to prevent eviction, foreclosure, or loss of utility service;
(B) security deposits, rent for the first month of residence at a new location, and relocation assistance;
(C) short-term emergency lodging in motels or shelters, either directly or through vouchers;
(D) transitional housing;
(E) rehabilitation and repairs such as insulation, window repair, door repair, roof repair, and repairs that are necessary to make premises habitable;
(F) development of comprehensive and coordinated support services that use and supplement, as needed, community networks of services, including—
(i) outreach services to reach eligible recipients;
(ii) case management;
(iii) housing counseling;
(iv) budgeting;
(v) job training and placement;
(vi) primary health care;
(vii) mental health services;
(viii) substance abuse treatment;
(ix) child care;
(x) transportation;
(xi) emergency food and clothing;
(xii) family violence services;
(xiii) education services;
(xiv) moving services;
(xv) entitlement assistance; and
(xvi) referrals to veterans services and legal services; and
(G) costs associated with making use of Federal inventory property programs to house homeless families, including the program established under subchapter V of this chapter and the Single Family Property Disposition Program established pursuant to
(2) Capacity building activities
Not more than 20 percent of the funds appropriated under subsection (l)(1) of this section for a fiscal year may be used by eligible organizations for capacity building activities, including payment of operating costs and staff retention.
(c) Award of grants
(1) Communities with populations of less than 10,000
(A) Set aside
In awarding grants under subsection (a) of this section for a fiscal year, the Secretary shall make available not less than 50 percent of the funds appropriated under subsection (l)(1) of this section for the fiscal year for grants to eligible organizations serving communities that have populations of less than 10,000.
(B) Priority within set aside
In awarding grants in accordance with subparagraph (A), the Secretary shall give priority to eligible organizations serving communities with populations of less than 5,000.
(2) Communities without significant Federal assistance
In awarding grants under subsection (a) of this section, including grants awarded in accordance with paragraph (1), the Secretary shall give priority to eligible organizations serving communities not currently receiving significant Federal assistance under this chapter.
(3) State limit
In awarding grants under subsection (a) of this section for a fiscal year, the Secretary shall not award to eligible organizations within a State an aggregate sum of more than 10 percent of the funds appropriated under subsection (l)(1) of this section, for the fiscal year.
(d) Application
In order to be eligible to receive a grant under subsection (a) of this section, an organization shall submit an application to the Secretary at such time, in such manner, and containing such information as the Secretary may require. The application shall include, at a minimum—
(1) a description of the target population and geographic area to be served;
(2) a description of the types of assistance to be provided;
(3) an assurance that the assistance to be provided is closely related to the identified needs of the target population;
(4) a description of the existing assistance available to the target population, including Federal, State, and local programs, and a description of the manner in which the organization will coordinate with and expand existing assistance or provide assistance not available in the immediate area;
(5) an agreement by the organization that the organization will collect data on the projects conducted by the organization, including assistance provided, number and characteristics of persons served, and causes of homelessness for persons served; and
(6) an agreement by the organization that, to the maximum extent practicable, the organization will involve homeless individuals and families through employment, volunteer services, and otherwise, in providing, operating, and rehabilitating housing assisted under this section and in providing services assisted under this section and services for occupants of housing assisted under this section.
(e) Eligible organizations
Organizations eligible to receive a grant under subsection (a) of this section shall include private nonprofit entities, Indian tribes (as such term is defined in
(f) Federal share
(1) In general
The Federal share of the costs of providing assistance under this section shall be 75 percent.
(2) Non-Federal share
The non-Federal share of the cost of providing the assistance shall be in cash or in kind, fairly evaluated, including plant, equipment, staff services, or services delivered by volunteers.
(g) Participation of homeless individuals
The Secretary shall, by regulation, require each eligible organization receiving a grant under this section to provide for the participation of not less than 1 homeless individual or former homeless individual on the board of directors or other equivalent policy making entity of the recipient, to the extent that such entity considers and makes policies and decisions regarding any housing, services, or other assistance of the eligible organization receiving the grant under this section. The Secretary may grant waivers to recipients unable to meet the requirement under the preceding sentence if the recipient agrees to otherwise consult with homeless or formerly homeless individuals in considering and making such policies and decisions.
(h) Evaluation
(1) In general
The Secretary shall conduct an evaluation of the program to—
(A) determine the effectiveness of the program in providing housing and other assistance to homeless persons in the area served; and
(B) determine the types of assistance needed to address homelessness in rural areas.
(2) Report
The Secretary shall submit to Congress, not later than 18 months after the date on which the Secretary first makes grants under the program, the evaluation of the program conducted under paragraph (1), including recommendations for any Federal administrative or legislative changes that may be necessary to improve the ability of rural communities to prevent and respond to homelessness.
(i) Technical assistance
The Secretary shall provide technical assistance to eligible organizations in developing programs in accordance with this section, and in gaining access to other Federal resources that may be used to assist homeless persons in rural areas. Such assistance may be provided through regional workshops, and may be provided directly or through grants to, or contracts with, nongovernmental entities.
(j) Termination of assistance
If an individual or family who receives assistance under this section violates requirements of the assistance program provided by the organization receiving a grant under this section, the organization may terminate assistance in accordance with a formal process established by the organization that recognizes the rights of individuals receiving such assistance to due process of law, which may include a hearing.
(k) Definitions
For purposes of this section:
(1) Program
The term "program" means the rural homelessness grant program established under this section.
(2) Rural area; rural community
The terms "rural area" and "rural community" mean—
(A) any area or community, respectively, no part of which is within an area designated as a standard metropolitan statistical area by the Office of Management and Budget; or
(B) any area or community, respectively, that is—
(i) within an area designated as a metropolitan statistical area or considered as part of a metropolitan statistical area; and
(ii) located in a rural census tract.
(3) Secretary
The term "Secretary" means the Secretary of Housing and Urban Development.
(l) Authorization of appropriations
(1) In general
There are authorized to be appropriated to carry out this section $30,000,000 for fiscal year 1993 and $31,260,000 for fiscal year 1994.
(2) Availability
Any amount paid to a grant recipient for a fiscal year that remains unobligated at the end of the year shall remain available to the recipient for the purposes for which the payment was made for the next fiscal year. The Secretary shall take such action as may be necessary to recover any amount not obligated by the recipient at the end of the second fiscal year, and shall redistribute the amount to another eligible organization.
(
References in Text
This chapter, referred to in subsec. (c)(2), was in the original "this Act", meaning
§11408a. Use of FMHA inventory for transitional housing for homeless persons and for turnkey housing
(a) In general
The Secretary of Agriculture (in this section referred to as the "Secretary") shall, on a priority basis, lease or sell program and nonprogram inventory properties held by the Secretary under title V of the Housing Act of 1949 [
(1) to provide transitional housing; and
(2) to provide turnkey housing for tenants of such transitional housing and for eligible families.
(b) Priority
The priority uses of inventory property under this section shall not have a higher priority than—
(1) the disposition of such property by sale to eligible families; or
(2) the disposition of such property by transfer for use as rental housing by eligible families.
(c) Transitional housing
(1) Leases authorized
The Secretary shall lease inventory properties to public agencies and nonprofit organizations to provide transitional housing for homeless families and individuals and to provide such agencies the option to provide turnkey housing opportunities for homeless persons and other inadequately housed families.
(2) Rental to eligible families
A public agency or nonprofit organization may rent housing leased to it under paragraph (1) to a family for up to 10 years and may, during that period, assist the tenant in obtaining a loan and credit assistance under title V of the Housing Act of 1949 [
(d) Lease procedures
(1) Identification of property
Upon receipt by the Secretary of written notification from a public agency or nonprofit organization that it proposes to lease a property for the purpose of providing transitional housing or for the purpose of providing transitional housing and turnkey housing opportunities, the Secretary shall—
(A) withdraw the property from the market for not more than 30 days for the purpose of negotiations under subparagraph (B);
(B) negotiate a lease agreement with the organization or agency; and
(C) if a lease is agreed to, commence the repairs necessary to make the property meet standards for decent, safe, and sanitary housing.
(2) Lease terms
A lease of inventory property under this section shall—
(A) be for a period of not more than 10 years;
(B) provide for the payment of $1 for the 10-year lease; and
(C) provide the nonprofit organization or public agency—
(i) the right to use the property for transitional housing; and
(ii) the option to arrange for the sale of the property to an eligible purchaser.
(e) Purchase procedures
(1) Identification of property
Upon receipt by the Secretary of written notification from a public agency or nonprofit organization that it proposes to purchase a property for the purpose of providing transitional housing or for the purpose of providing transitional housing and turnkey housing opportunities, the Secretary shall—
(A) withdraw the property from the market for not more than 30 days for the purpose of negotiations under subparagraph (B);
(B) negotiate a purchase agreement with the organization or agency; and
(C) if a purchase agreement is agreed to, commence the repairs necessary to make the property meet standards for decent, safe, and sanitary housing.
(2) Purchase terms
A purchase of inventory property under this section shall provide for a purchase price equal to not more than the fair market value of the property minus 10 percent.
(f) Employment of homeless individuals
A public agency or nonprofit organization may lease or purchase property under this section only if the agency or organization, to the maximum extent practicable, involves homeless individuals and families, through employment, volunteer services, or otherwise, in maintaining, operating, and renovating any properties leased or acquired under this section and in providing any services for occupants of properties assisted under this section.
(g) Participation of homeless individuals
(1) In general
The Secretary shall, by regulation, require each public agency and nonprofit organization leasing or purchasing property under this section to provide for the participation of not less than 1 homeless individual or former homeless individual on the board of directors or other equivalent policy making entity of such agency or organization, to the extent that such organization or applicant considers and makes policies and decisions regarding any property acquired under this section.
(2) Waiver
The Secretary may grant a waiver to a public agency or nonprofit organization that is unable to meet the requirement of paragraph (1), if the agency or organization agrees to otherwise consult with homeless or formerly homeless individuals in considering and making such policies and decisions.
(h) Budget compliance
The authority provided to the Secretary under this section shall be effective only to the extent approved in advance in appropriations Acts.
(
References in Text
The Housing Act of 1949, referred to in subsecs. (a) and (c)(2), is act July 15, 1949, ch. 338,
SUBCHAPTER V—IDENTIFICATION AND USE OF SURPLUS FEDERAL PROPERTY
Subchapter Referred to in Other Sections
This subchapter is referred to in
§11411. Use of unutilized and underutilized public buildings and real property to assist the homeless
(a) Identification of suitable property
The Secretary of Housing and Urban Development shall, on a quarterly basis, request information from each landholding agency regarding Federal public buildings and other Federal real properties (including fixtures) that are excess property or surplus property or that are described as unutilized or underutilized in surveys by the heads of landholding agencies under
(b) Availability of property
(1) The Secretary shall promptly notify each Federal agency with respect to any property of that agency that the Secretary has identified under subsection (a) of this section. No later than 45 days after receipt of such a notice, the head of the appropriate landholding agency shall transmit to the Secretary the agency's response to property identifications contained in such notification, which shall include—
(A) in the case of unutilized or underutilized property—
(i) a statement of intention to determine the property excess to the agency's needs;
(ii) a statement of intention to make the property available for use to assist the homeless; or
(iii) a statement of the reasons (including a full explanation of the need) the property cannot be determined excess to the agency's needs or made available for use to assist the homeless; and
(B) in the case of excess property—
(i) a statement that there is no other compelling Federal need for the property and, therefore, the property will be determined surplus; or
(ii) a statement that there is further and compelling Federal need for the property (including a full explanation of such need) and that, therefore, the property is not presently available for use to assist the homeless.
(2)(A) All properties identified by the Secretary under subsection (a) of this section shall be available for application—
(i) in the case of property other than surplus property, for use to assist the homeless in accordance with the provisions of this section; and
(ii) in the case of surplus property, for use to assist the homeless either in accordance with this section or as a public health use in accordance with paragraphs (1) and (4) of
(3) The Secretary shall maintain a written public record of—
(A) the identification of buildings and other properties by the Secretary under this subsection and the reasons for such identifications; and
(B) the responses of landholding agencies to such identifications.
(c) Publication of properties
(1)(A) No later than 15 days after the last day of the 45-day period provided for under subsection (b)(1) of this section, the Secretary shall publish in the Federal Register—
(i) a list of all properties reviewed by the Secretary under subsection (a) of this section; and
(ii) a list of all properties that are available under subsection (b)(2) of this section for application for use to assist the homeless.
(B) Each publication of properties shall include a description and the location of each property (including the address and zip code) and the current classification of each property as unutilized, underutilized, excess property, or surplus property.
(C) The Secretary shall make available to the public upon request all information in the possession of the Department of Housing and Urban Development (other than valuation information), regardless of format, about all properties reviewed and not identified as being suitable for use to assist the homeless, including the reasons such properties were not so identified.
(D) The Secretary shall publish separately, on an annual basis, all properties identified as being suitable for use to assist the homeless, but reported to be unavailable, and the reasons such properties were unavailable.
(2)(A) No later than 15 days after the last day of the 45-day period provided for under subsection (b)(1) of this section, the Secretary shall transmit a copy of the list of available properties published under paragraph (1)(A)(ii) to the Interagency Council on the Homeless. The Council shall immediately distribute to all State and regional homeless coordinators area-relevant portions of the list.
(B) The Secretary, the Administrator, and the Secretary of Health and Human Services shall make such efforts as are necessary to ensure the widest possible dissemination of the information on such list.
(C) The Secretary shall establish a toll-free number to provide the public with specific information about properties on such list.
(3) The Secretary shall make available to the public upon request all information (other than valuation information) regardless of format in the possession of the Department of Housing and Urban Development about the properties published under paragraph (1)(A), including environmental assessment data. The Secretary shall maintain a current list of agency contacts for making referrals of inquiries for information about specific properties.
(4)(A) On December 31 of each year, the head of each landholding agency shall report to the Secretary the current availability status and the current classification of each property controlled by the agency, that—
(i) was included in a list published in that year by the Secretary under paragraph (1)(A)(ii); and
(ii) remains available for application for use to assist the homeless or has become available for application during that year.
(B) No later than February 15 each year, the Secretary shall publish in the Federal Register a list of all properties reported under subparagraph (A) for the preceding year and the current classification of the properties.
(C) For purposes of subparagraph (A), property shall not be considered to remain available for application for use to assist the homeless after the 60-day holding period provided under subsection (d) of this section if—
(i) an application for or written expression of interest in the property is made under any law for use of the property for any purpose; or
(ii) the Administrator receives a bona fide offer to purchase the property or advertises for the sale of the property by public auction.
(d) Holding period
(1) Properties published under subsection (c)(1)(A)(ii) of this section as available for application for use to assist the homeless shall not be available for any other purpose for a period of 60 days beginning on the date of such publication.
(2) If written notice of intent to apply for such a property for use to assist the homeless is received by the Secretary of Health and Human Services within the 60-day period described under paragraph (1), such property may not be made available for any other purpose until the date the Secretary of Health and Human Services or other appropriate landholding agency has completed action on the application submitted under subsection (e) of this section with respect to that written notice of intent.
(3) Property that is reviewed by the Secretary under subsection (a) of this section and that is not identified by the Secretary as being suitable for use to assist the homeless may not be made available for any other purpose for 20 days after the determination of unsuitability to allow for review of the determination at the request of the representative of the homeless. The Secretary shall disseminate immediately this information to the regional offices of the Department of Housing and Urban Development and to the Interagency Council on the Homeless.
(4)(A) Written notice of intent to apply for a property published under subsection (c)(1)(A)(ii) of this section may be filed at any time after the 60-day period described in paragraph (1) has expired. In such case, an application submitted pursuant to the notice may be approved for disposal for use to assist the homeless only if the property remains available for application for use to assist the homeless. If the property remains available, the use to assist the homeless shall be given priority of consideration over other competing disposal opportunities under
(B) Surplus property for which an application has been approved shall be assigned promptly to the Secretary of Health and Human Services for disposition in accordance with and subject to subsection (f) of this section.
(e) Application for property
(1) A representative of the homeless may submit an application to the Secretary of Health and Human Services for any property that is published under subsection (c)(1)(A)(ii) of this section as available for application for use to assist the homeless.
(2) No later than 90 days after the submission of written notice of intent to apply for a property, an applicant shall submit a complete application to the Secretary of Health and Human Services. The Secretary of Health and Human Services shall, with the concurrence of the appropriate landholding agency, grant reasonable extensions.
(3) No later than 25 days after receipt of a completed application, the Secretary of Health and Human Services shall review, make all determinations, and complete all actions on the application. The Secretary of Health and Human Services shall maintain a written public record of all actions taken in response to an application.
(f) Making property available to representatives of homeless
(1) Subject to the provisions of this subsection, property for which the Secretary of Health and Human Services has approved an application under subsection (e) of this section shall be made promptly available by permit or lease, or by deed as a public health use under paragraphs (1) and (4) of
(2) Unutilized or underutilized property that is the subject of an agency's statement of intention under subsection (b)(1)(A)(ii) of this section shall be made promptly available by the appropriate landholding agency to the approved applicant by lease or permit for a term of not less than 1 year, unless the applicant requests a shorter term.
(3)(A) In disposing of surplus property by deed or lease under
(B) Whenever the Administrator or the Secretary of Health and Human Services makes a determination under subparagraph (A), the Administrator or the Secretary of Health and Human Services shall transmit to the appropriate committees of the Congress an explanatory statement detailing the need satisfied by conveyance of the surplus property and the reasons for determining that such need was so meritorious and compelling as to outweigh the needs of the homeless.
(4) For any property made available by lease to a representative of the homeless before November 29, 1990, the Secretary of Health and Human Services may, upon written request by the representative, convey such property by deed to the representative in accordance with, and subject to the requirements of,
(g) Records
The Secretary shall maintain a written public record of—
(1) the reasons for determinations of the Secretary under this section that property is suitable or unsuitable for use to assist the homeless; and
(2) the responses of landholding agencies under subsection (b)(1) of this section.
(h) Applicability to property under base closure process
(1) The provisions of this section shall not apply to buildings and property at military installations that are approved for closure under the Defense Base Closure and Realignment Act of 1990 (part A of title XXIX of
(2) For provisions relating to the use to assist the homeless of buildings and property located at certain military installations approved for closure under such Act, or under title II of the Defense Authorization Amendments and Base Closure and Realignment Act (
(i) Definitions
For purposes of this section—
(1) the term "Administrator" means the Administrator of General Services;
(2) each of the terms "excess property" and "surplus property" has the meaning given that term under
(3) the term "landholding agency" means a Federal department or agency with statutory authority to control real property;
(4) the term "representative of the homeless" means a State or local government agency, or private nonprofit organization, which provides services to the homeless; and
(5) the term "Secretary" means the Secretary of Housing and Urban Development, except as otherwise provided.
(
References in Text
The Defense Base Closure and Realignment Act of 1990, referred to in subsec. (h), is part A of title XXIX of div. B of
Title II of the Defense Authorization Amendments and Base Closure and Realignment Act, referred to in subsec. (h)(2), is title II of
Section 2(e) of Base Closure Community Redevelopment and Homeless Assistance Act of 1994, referred to in subsec. (h)(2), is section 2(e) of
Amendments
1994—Subsecs. (h), (i).
1992—Subsec. (c)(4)(C).
"(i) no application or written expression of interest has been made under any law for use of the property for any purpose; and
"(ii) the Administrator has not received a bona fide offer to purchase the property or advertised for the sale of the property by public auction."
Subsec. (f)(2).
1990—
1988—
Subsec. (a).
Subsec. (b)(1).
Subsec. (b)(2).
Subsec. (d).
Subsec. (d)(1).
Subsec. (d)(2).
Effective Date of 1990 Amendment
Section 401(b) of
Regulations
Section 401(d) of
Consultation and Report Regarding Use of National Guard Facilities as Overnight Shelters for Homeless Individuals
"(a)
"(b)
"(1) the number and capacity of such facilities that may be made available for shelters for homeless persons and families without adversely affecting the military or emergency service preparedness of the State or the United States; and
"(2) whether any available space is suitable for use as an overnight shelter for homeless individuals or can, with minor repairs, be made suitable for that use.
"(c)
Unutilized and Underutilized Property for Purposes of 1990 Amendment
Section 401(c) of
Section Referred to in Other Sections
This section is referred to in title 20 section 7713; title 38 section 8162.
§11412. Making surplus personal property available to nonprofit agencies
(a) Omitted
(b) Requirement for notification
Within 90 days after July 22, 1987, the Administrator of General Services shall require each State agency administering a State plan under
(c) Costs
Surplus personal property identified pursuant to this section shall be made available to providers of assistance to homeless individuals by a State agency distributing such property at (1) a nominal cost to such organization or (2) at no cost when the Administrator agrees to reimburse the State agency for the costs of care and handling of such property.
(
Codification
Section is comprised of section 502 of
SUBCHAPTER VI—EDUCATION, TRAINING, AND COMMUNITY SERVICES PROGRAMS
Part A—Adult Education for Homeless
§11421. State literacy initiatives
(a) General authority
(1) Grants
The Secretary of Education is authorized to make grants to State educational agencies to enable each such agency to implement, either directly or through contracts and grants, a program of literacy training and academic remediation for adult homeless individuals within the State, which program shall—
(A) include outreach activities; and
(B) be coordinated with other agencies or organizations, such as community-based organizations, nonprofit literacy-action organizations, and recipients of funds under the Adult Education Act [
(2) Estimates and amounts
The Secretary of Education, in awarding grants under this section, shall give special consideration to the estimates submitted in the application submitted under subsection (b) of this section and make such awards in whatever amounts such Secretary determines will best serve the purposes of this section.
(b) Application
Each State educational agency desiring to receive a grant under this section shall submit to the Secretary of Education an application at such time, in such manner, and containing such information as the Secretary may reasonably require. Each such application shall include an estimate of the number of homeless individuals in the State and the number of such individuals expected to be served.
(c) Authorization of appropriations
For the purpose of carrying out the adult literacy training and academic remediation programs authorized by this section, there are authorized to be appropriated such sums as may be necessary for each of the fiscal years 1995 through 1999.
(d) "State" defined
As used in this section, the term "State" means each of the 50 States, the District of Columbia, the Commonwealth of Puerto Rico, the Virgin Islands, Guam, American Samoa, the Commonwealth of the Northern Mariana Islands, and Palau (until the effective date of the Compact of Free Association with the Government of Palau).
(
References in Text
The Adult Education Act, referred to in subsec. (a)(1)(B), is title III of
The Job Training Partnership Act, referred to in subsec. (a)(1)(B), is
The Domestic Volunteer Service Act of 1973, referred to in subsec. (a)(1)(B), is
The Social Security Act, referred to in subsec. (a)(1)(B), is act Aug. 14, 1935, ch. 531,
For Oct. 1, 1994, as the effective date the Compact of Free Association with the Government of Palau, referred to in subsec. (d), see Proc. No. 6726, Sept. 27, 1994, 59 F.R. 49777, set out as a note under
Prior Provisions
A prior section 11421,
A prior section 701 of
Effective Date
Section effective July 1, 1995, see section 3(a)(3)(A) of
Part B—Education for Homeless Children and Youth
Part Referred to in Other Sections
This part is referred to in title 20 section 8825.
§11431. Statement of policy
It is the policy of the Congress that—
(1) each State educational agency shall ensure that each child of a homeless individual and each homeless youth has equal access to the same free, appropriate public education, including a public preschool education, as provided to other children and youth;
(2) in any State that has a compulsory residency requirement as a component of the State's compulsory school attendance laws or other laws, regulations, practices, or policies that may act as a barrier to the enrollment, attendance, or success in school of homeless children and youth, the State will review and undertake steps to revise such laws, regulations, practices, or policies to ensure that homeless children and youth are afforded the same free, appropriate public education as provided to other children and youth;
(3) homelessness alone should not be sufficient reason to separate students from the mainstream school environment; and
(4) homeless children and youth should have access to the education and other services that such children and youth need to ensure that such children and youth have an opportunity to meet the same challenging State student performance standards to which all students are held.
(
Prior Provisions
A prior section 11431,
Effective Date
Part effective July 1, 1995, see section 3(a)(3)(A) of
Section Referred to in Other Sections
This section is referred to in
§11432. Grants for State and local activities for education of homeless children and youth
(a) General authority
The Secretary is authorized to make grants to States in accordance with the provisions of this section to enable such States to carry out the activities described in subsections (d), (e), (f), and (g) of this section.
(b) Application
No State may receive a grant under this section unless the State educational agency submits an application to the Secretary at such time, in such manner, and containing or accompanied by such information as the Secretary may reasonably require.
(c) Allocation and reservations
(1) In general
Subject to paragraph (2) and
(2) Reservation
(A) The Secretary is authorized to reserve 0.1 percent of the amount appropriated for each fiscal year under
(B)(i) The Secretary is authorized to transfer one percent of the amount appropriated for each fiscal year under
(ii) The Secretary and the Secretary of the Interior shall enter into an agreement, consistent with the requirements of this part,1 for the distribution and use of the funds described in clause (i) under terms that the Secretary determines best meet the purposes of the programs described in such clause. Such agreement shall set forth the plans of the Secretary of the Interior for the use of the amounts transferred, including appropriate goals, objectives, and milestones.
(3) "State" defined
As used in this subsection, the term "State" shall not include the Virgin Islands, Guam, American Samoa, the Commonwealth of the Northern Mariana Islands, or Palau.
(d) Activities
Grants under this section shall be used—
(1) to carry out the policies set forth in
(2) to provide activities for, and services to, homeless children, including preschool-aged children, and homeless youth that enable such children and youth to enroll in, attend, and succeed in school, or, if appropriate, in preschool programs;
(3) to establish or designate an Office of Coordinator of Education of Homeless Children and Youth in the State educational agency in accordance with subsection (f) of this section;
(4) to prepare and carry out the State plan described in subsection (g) of this section; and
(5) to develop and implement professional development programs for school personnel to heighten their awareness of, and capacity to respond to, specific problems in the education of homeless children and youth.
(e) State and local grants
(1) In general
(A) Subject to subparagraph (B), if the amount allotted to the State educational agency for any fiscal year under this part exceeds the amount such agency received for fiscal year 1990 under this part, such agency shall provide grants to local educational agencies for purposes of
(B) The State educational agency may reserve not more than the greater of 5 percent of the amount such agency receives under this part for any fiscal year, or the amount such agency received under this part for fiscal year 1990, to conduct activities under subsection (f) of this section directly or through grants or contracts.
(2) Special rule
If the amount allotted to a State educational agency for any fiscal year under this part is less than the amount such agency received for fiscal year 1990 under this part, such agency, at such agency's discretion, may provide grants to local educational agencies in accordance with
(f) Functions of Office of Coordinator
The Coordinator of Education of Homeless Children and Youth established in each State shall—
(1) estimate the number of homeless children and youth in the State and the number of such children and youth served with assistance provided under the grants or contracts under this part;
(2) gather, to the extent possible, reliable, valid, and comprehensive information on the nature and extent of the problems homeless children and youth have in gaining access to public preschool programs and to public elementary and secondary schools, the difficulties in identifying the special needs of such children and youth, any progress made by the State educational agency and local educational agencies in the State in addressing such problems and difficulties, and the success of the program under this part in allowing homeless children and youth to enroll in, attend, and succeed in, school;
(3) develop and carry out the State plan described in subsection (g) of this section;
(4) prepare and submit to the Secretary not later than October 1, 1997, and on October 1 of every third year thereafter, a report on the information gathered pursuant to paragraphs (1) and (2) and such additional information as the Secretary may require to carry out the Secretary's responsibilities under this part;
(5) facilitate coordination between the State educational agency, the State social services agency, and other agencies providing services to homeless children and youth, including homeless children and youth who are preschool age, and families of such children and youth; and
(6) develop relationships and coordinate with other relevant education, child development, or preschool programs and providers of services to homeless children, homeless families, and runaway and homeless youth (including domestic violence agencies, shelter operators, transitional housing facilities, runaway and homeless youth centers, and transitional living programs for homeless youth), to improve the provision of comprehensive services to homeless children and youth and their families.
(g) State plan
(1) In general
Each State shall submit to the Secretary a plan to provide for the education of homeless children and youth within the State, which plan shall describe how such children and youth are or will be given the opportunity to meet the same challenging State student performance standards all students are expected to meet, shall describe the procedures the State educational agency will use to identify such children and youth in the State and to assess their special needs, and shall—
(A) describe procedures for the prompt resolution of disputes regarding the educational placement of homeless children and youth;
(B) describe programs for school personnel (including principals, attendance officers, teachers and enrollment personnel), to heighten the awareness of such personnel of the specific needs of runaway and homeless youth;
(C) describe procedures that ensure that homeless children and youth who meet the relevant eligibility criteria are able to participate in Federal, State, or local food programs;
(D) describe procedures that ensure that—
(i) homeless children have equal access to the same public preschool programs, administered by the State agency, as provided to other children; and
(ii) homeless children and youth who meet the relevant eligibility criteria are able to participate in Federal, State, or local before- and after-school care programs;
(E) address problems set forth in the report provided to the Secretary under subsection (f)(4) of this section;
(F) address other problems with respect to the education of homeless children and youth, including problems caused by—
(i) transportation issues; and
(ii) enrollment delays that are caused by—
(I) immunization requirements;
(II) residency requirements;
(III) lack of birth certificates, school records, or other documentation; or
(IV) guardianship issues;
(G) demonstrate that the State educational agency and local educational agencies in the State have developed, and will review and revise, policies to remove barriers to the enrollment and retention of homeless children and youth in schools in the State; and
(H) contain an assurance that the State educational agency and local educational agencies in the State will adopt policies and practices to ensure that homeless children and youth are not isolated or stigmatized.
(2) Compliance
Each plan adopted under this subsection shall also show how the State will ensure that local educational agencies in the State will comply with the requirements of paragraphs (3) through (9).
(3) Local educational agency requirements
(A) The local educational agency of each homeless child and youth to be assisted under this part shall, according to the child's or youth's best interest, either—
(i) continue the child's or youth's education in the school of origin—
(I) for the remainder of the academic year; or
(II) in any case in which a family becomes homeless between academic years, for the following academic year; or
(ii) enroll the child or youth in any school that nonhomeless students who live in the attendance area in which the child or youth is actually living are eligible to attend.
(B) In determining the best interests of the child or youth under subparagraph (A), the local educational agency shall comply, to the extent feasible, with the request made by a parent or guardian regarding school selection.
(C) For purposes of this paragraph, the term "school of origin" means the school that the child or youth attended when permanently housed, or the school in which the child or youth was last enrolled.
(D) The choice regarding placement shall be made regardless of whether the child or youth lives with the homeless parents or has been temporarily placed elsewhere by the parents.
(4) Comparable services
Each homeless child or youth to be assisted under this part shall be provided services comparable to services offered to other students in the school selected according to the provisions of paragraph (3), including—
(A) transportation services;
(B) educational services for which the child or youth meets the eligibility criteria, such as services provided under title I of the Elementary and Secondary Education Act of 1965 [
(C) programs in vocational education;
(D) programs for gifted and talented students; and
(E) school meals programs.
(5) Records
Any record ordinarily kept by the school, including immunization records, academic records, birth certificates, guardianship records, and evaluations for special services or programs, of each homeless child or youth shall be maintained—
(A) so that the records are available, in a timely fashion, when a child or youth enters a new school district; and
(B) in a manner consistent with
(6) Coordination
Each local educational agency serving homeless children and youth that receives assistance under this part shall coordinate with local social services agencies and other agencies or programs providing services to such children or youth and their families, including services and programs funded under the Runaway and Homeless Youth Act [
(7) Liaison
(A) Each local educational agency that receives assistance under this part shall designate a homelessness liaison to ensure that—
(i) homeless children and youth enroll and succeed in the schools of that agency; and
(ii) homeless families, children, and youth receive educational services for which such families, children, and youth are eligible, including Head Start and Even Start programs and preschool programs administered by the local educational agency, and referrals to health care services, dental services, mental health services, and other appropriate services.
(B) State coordinators and local educational agencies shall inform school personnel, service providers, and advocates working with homeless families of the duties of the liaisons.
(8) Review and revisions
Each State educational agency and local educational agency that receives assistance under this part shall review and revise any policies that may act as barriers to the enrollment of homeless children and youth in schools selected in accordance with paragraph (3). In reviewing and revising such policies, consideration shall be given to issues concerning transportation, immunization, residency, birth certificates, school records, and other documentation, and guardianship. Special attention shall be given to ensuring the enrollment and attendance of homeless children and youth who are not currently attending school.
(9) Coordination
Where applicable, each State and local educational agency that receives assistance under this part shall coordinate with State and local housing agencies responsible for developing the comprehensive housing affordability strategy described in
(
References in Text
For Oct. 1, 1994, as the effective date the Compact of Free Association with the Government of Palau, referred to in subsec. (c)(2)(A), see Proc. No. 6726, Sept. 27, 1994, 59 F.R. 49777, set out as a note under
The Indian Self-Determination and Education Assistance Act, referred to in subsec. (c)(2)(B)(i), is
This chapter, referred to in subsec. (c)(2)(B)(i), was in the original "this Act", meaning
This part, referred to in subsec. (c)(2)(B)(ii), is unidentifiable in the original because subtitle B (§§721–726) of title VII of
The Elementary and Secondary Education Act of 1965, referred to in subsec. (g)(4)(B), is
The Runaway and Homeless Youth Act, referred to in subsec. (g)(6), is title III of
Prior Provisions
A prior section 11432,
Section Referred to in Other Sections
This section is referred to in
1 See References in Text note below.
§11433. Local educational agency grants for education of homeless children and youth
(a) General authority
(1) In general
The State educational agency shall, in accordance with
(2) Services
Unless otherwise specified, services under paragraph (1) may be provided through programs on school grounds or at other facilities. Where such services are provided through programs to homeless students on school grounds, schools may provide services to other children and youth who are determined by the local educational agency to be at risk of failing in, or dropping out of, schools, in the same setting or classroom. To the maximum extent practicable, such services shall be provided through existing programs and mechanisms that integrate homeless individuals with nonhomeless individuals.
(3) Requirement
Services provided under this section shall not replace the regular academic program and shall be designed to expand upon or improve services provided as part of the school's regular academic program.
(b) Application
A local educational agency that desires to receive a grant under this section shall submit an application to the State educational agency at such time, in such manner, and containing or accompanied by such information as the State educational agency may reasonably require according to guidelines issued by the Secretary. Each such application shall include—
(1) a description of the services and programs for which assistance is sought and the problems to be addressed through the provision of such services and programs;
(2) an assurance that the local educational agency's combined fiscal effort per student or the aggregate expenditures of that agency and the State with respect to the provision of free public education by such agency for the fiscal year preceding the fiscal year for which the determination is made was not less than 90 percent of such combined fiscal effort or aggregate expenditures for the second fiscal year preceding the fiscal year for which the determination is made;
(3) an assurance that the applicant complies with, or will use requested funds to come into compliance with, paragraphs (3) through (9) of
(4) a description of policies and procedures that the agency will implement to ensure that activities carried out by the agency will not isolate or stigmatize homeless children and youth.
(c) Awards
(1) In general
The State educational agency shall, in accordance with
(2) Need
In determining need under paragraph (1), the State educational agency may consider the number of homeless children and youth enrolled in preschool, elementary, and secondary schools within the area served by the agency, and shall consider the needs of such children and youth and the ability of the agency to meet such needs. Such agency may also consider—
(A) the extent to which the proposed use of funds would facilitate the enrollment, retention, and educational success of homeless children and youth;
(B) the extent to which the application reflects coordination with other local and State agencies that serve homeless children and youth, as well as the State plan required by
(C) the extent to which the applicant exhibits in the application and in current practice a commitment to education for all homeless children and youth; and
(D) such other criteria as the agency determines appropriate.
(3) Duration of grants
Grants awarded under this section shall be for terms not to exceed three years.
(d) Authorized activities
A local educational agency may use funds awarded under this section for activities to carry out the purpose of this part, including—
(1) the provision of tutoring, supplemental instruction, and enriched educational services that are linked to the achievement of the same challenging State content standards and challenging State student performance standards the State establishes for other children or youth;
(2) the provision of expedited evaluations of the strengths and needs of homeless children and youth, including needs and eligibility for programs and services (such as educational programs for gifted and talented students, children with disabilities, and students with limited-English proficiency, services provided under title I of the Elementary and Secondary Education Act of 1965 [
(3) professional development and other activities for educators and pupil services personnel that are designed to heighten the understanding and sensitivity of such personnel to the needs of homeless children and youth, the rights of such children and youth under this chapter, and the specific educational needs of runaway and homeless youth;
(4) the provision of referral services to homeless children and youth for medical, dental, mental, and other health services;
(5) the provision of assistance to defray the excess cost of transportation for students pursuant to
(6) the provision of developmentally appropriate early childhood education programs, not otherwise provided through Federal, State, or local funding, for preschool-aged children;
(7) the provision of before- and after-school, mentoring, and summer programs for homeless children and youth in which a teacher or other qualified individual provides tutoring, homework assistance, and supervision of educational activities;
(8) where necessary, the payment of fees and other costs associated with tracking, obtaining, and transferring records necessary to enroll homeless children and youth in school, including birth certificates, immunization records, academic records, guardianship records, and evaluations for special programs or services;
(9) the provision of education and training to the parents of homeless children and youth about the rights of, and resources available to, such children and youth;
(10) the development of coordination between schools and agencies providing services to homeless children and youth, including programs funded under the Runaway and Homeless Youth Act [
(11) the provision of pupil services (including violence prevention counseling) and referrals for such services;
(12) activities to address the particular needs of homeless children and youth that may arise from domestic violence;
(13) the adaptation of space and purchase of supplies for nonschool facilities made available under subsection (a)(2) of this section to provide services under this subsection;
(14) the provision of school supplies, including those supplies to be distributed at shelters or temporary housing facilities, or other appropriate locations; and
(15) the provision of other extraordinary or emergency assistance needed to enable homeless children and youth to attend school.
(
References in Text
The Elementary and Secondary Education Act of 1965, referred to in subsec. (d)(2), is
This chapter, referred to in subsec. (d)(3), was in the original "this Act", meaning
The Runaway and Homeless Youth Act, referred to in subsec. (d)(10), is title III of
Prior Provisions
A prior section 11433,
Section Referred to in Other Sections
This section is referred to in
§11434. Secretarial responsibilities
(a) Review of plans
In reviewing the State plans submitted by the State educational agencies under
(b) Technical assistance
The Secretary shall provide support and technical assistance to the State educational agencies to assist such agencies to carry out their responsibilities under this part.
(c) Evaluation and dissemination
The Secretary shall conduct evaluation and dissemination activities of programs designed to meet the educational needs of homeless elementary and secondary school students, and may use funds appropriated under
(d) Submission and distribution
The Secretary shall require applications for grants under this part to be submitted to the Secretary not later than the expiration of the 60-day period beginning on the date that funds are available for purposes of making such grants and shall make such grants not later than the expiration of the 120-day period beginning on such date.
(e) Determination by Secretary
The Secretary, based on the information received from the States and information gathered by the Secretary under subsection (d) of this section, shall determine the extent to which State educational agencies are ensuring that each homeless child and homeless youth has access to a free appropriate public education as described in
(f) Reports
The Secretary shall prepare and submit a report to the Committee on Education and Labor of the House of Representatives and the Committee on Labor and Human Resources of the Senate on the programs and activities authorized by this subtitle by December 31, 1997, and every third year thereafter.
(
Prior Provisions
A prior section 11434,
Change of Name
Committee on Education and Labor of House of Representatives changed to Committee on Economic and Educational Opportunities of House of Representatives by House Resolution No. 6, One Hundred Fourth Congress, Jan. 4, 1995.
Section Referred to in Other Sections
This section is referred to in
§11434a. Definitions
For the purpose of this part, unless otherwise stated—
(1) the term "Secretary" means the Secretary of Education; and
(2) the term "State" means each of the 50 States, the District of Columbia, and the Commonwealth of Puerto Rico.
(
Prior Provisions
A prior section 11434a,
A prior section 725 of
§11435. Authorization of appropriations
For the purpose of carrying out this part, there are authorized to be appropriated $30,000,000 for fiscal year 1995 and such sums as may be necessary for each of the fiscal years 1996, 1997, 1998, and 1999.
(
Prior Provisions
A prior section 11435,
Section Referred to in Other Sections
This section is referred to in
Part C—Job Training for Homeless
Part Referred to in Other Sections
This part is referred to in
§§11441 to 11447. Omitted
Codification
Sections 11441 to 11447 terminated on Oct. 1, 1995, pursuant to former
Section 11441,
Section 11442,
Section 11443,
Section 11444,
Section 11445,
Section 11446,
Section 11447,
§11448. Homeless veterans' reintegration projects
(a) General authority
The Secretary, using funds appropriated and made available for the purpose of carrying out this section, shall conduct, directly or through grant or contract, such programs as the Secretary determines appropriate to expedite the reintegration of homeless veterans into the labor force. Notwithstanding any other provision of law, the amount so appropriated shall be available for distribution in such manner as the Assistant Secretary of Labor for Veterans' Employment and Training considers appropriate and shall remain available until expended.
(b) Authority to monitor expenditure of funds
The Secretary is authorized to obtain such information as the Secretary considers appropriate to enable the Secretary to monitor and evaluate the distribution and expenditure of funds appropriated pursuant to the authorization contained in subsection (a) of this section. Such information shall be furnished to the Secretary in such form as the Secretary considers appropriate for the purpose of this subsection.
(c) Administration through Assistant Secretary of Labor for Veterans' Employment and Training
The Secretary shall administer the program provided for by this section through the Assistant Secretary of Labor for Veterans' Employment and Training.
(d) "Homeless veteran" defined
As used in this section, the term "homeless veteran" means a homeless individual who is a veteran within the meaning of
(e) Authorization of appropriations
(1) There are authorized to be appropriated to carry out this section the following amounts:
(A) $10,000,000 for fiscal year 1993.
(B) $12,000,000 for fiscal year 1994.
(C) $14,000,000 for fiscal year 1995.
(2) Funds obligated for any fiscal year to carry out this section may be expended in that fiscal year and the succeeding fiscal year.
(
Amendments
1992—Subsec. (e).
§§11449, 11450. Omitted
Codification
Sections 11449 and 11450 terminated on Oct. 1, 1995, pursuant to former
Section 11449,
Section 11450,
Part D—Emergency Community Services Homeless Grant Program
§11461. Establishment of program
The Secretary of Health and Human Services (in this part referred to as the "Secretary") shall carry out an emergency community services homeless grant program through the Office of Community Services of the Department of Health and Human Services.
(
Section Referred to in Other Sections
This section is referred to in
§11462. Allocation of grants
(a) General allocation procedure
From the amounts made available under this part, the Secretary shall make grants to States that administer programs under the Community Services Block Grant Act (
(b) Alternate allocation procedure
If a State does not apply for a grant or does not submit an approvable application for a grant under this part, the Secretary shall use the amounts made available under this part to make grants directly to agencies and organizations in such State in accordance with the criteria set forth in
(
References in Text
The Community Services Block Grant Act, referred to in subsec. (a), is subtitle B (§§671–683) of title VI of
Amendments
1988—Subsec. (a).
1 See References in Text note below.
§11463. Program requirements
(a) Application
In order to receive a grant under this part, a State shall submit an application to the Secretary in such form and at such time as the Secretary may require. Such application shall describe the agencies, organizations, and activities that the State intends to support with the amounts received.
(b) Assurances
In order to receive a grant under this part, a State shall ensure that—
(1) it will award not less than 95 percent of the amounts it receives, by not later than 60 days after such receipt, to—
(A) community action agencies that are eligible to receive amounts under section 675(c)(2)(A) of the Community Services Block Grant Act (
(B) organizations serving migrant and seasonal farmworkers; and
(C) any organization to which a State, that applied for and received a waiver from the Secretary under
(2) no amount received under this part will be used to supplant other programs for homeless individuals administered by the State;
(3) not more than 5 percent of the amounts received under this part will be used to defray State administrative costs; and
(4) not more than 25 percent of the amounts received will be used for the purpose described in subsection (c)(4) of this section.
(c) Eligible use of funds
Amounts awarded under this part may be used only for the following purposes:
(1)(A) Expansion of comprehensive services to homeless individuals to provide follow-up and long-term services to enable homeless individuals to make the transition out of poverty.
(B) Renovation of buildings to be used to provide such services, except that not more than 50 percent of such amounts may be used for such purpose.
(2) Provision of assistance in obtaining social and maintenance services and income support services for homeless individuals.
(3) Promotion of private sector and other assistance to homeless individuals.
(4) Provision of assistance to any individual who has received a notice of foreclosure, eviction, or termination of utility services, if—
(A) the inability of the individual to make mortgage, rental, or utility payments is due to a sudden reduction in income;
(B) the assistance is necessary to avoid the foreclosure, eviction, or termination of utility services; and
(C) there is a reasonable prospect that the individual will be able to resume the payments within a reasonable period of time.
(5) Provision of, or referral to, violence counseling for homeless children and individuals, and the provision of violence counseling training to individuals who work with homeless children and individuals.
(d) Compliance with 60-day requirement
It shall be left solely to the discretion of the Secretary to enforce the 60-day requirement specified in subsection (b)(1)(A) of this section.
(
References in Text
The Community Services Block Grant Act, referred to in subsec. (b)(1)(A)(iii), is subtitle B (§§671–683) of title VI of
Amendments
1990—Subsec. (b).
Subsec. (c)(1).
Subsec. (c)(5).
1988—Subsec. (b)(1)(A).
Subsec. (b)(4).
Subsec. (c)(4).
Subsec. (d).
Effective Date of 1990 Amendment
Section 631(d) of
Section Referred to in Other Sections
This section is referred to in
§11464. Authorization of appropriations
There are authorized to be appropriated to carry out this part $50,000,000 for each of fiscal years 1995, 1996, 1997, and 1998.
(
Amendments
1994—
1990—
1988—
Effective Date of 1994 Amendment
Amendment by
§11465. Evaluation
(a) Purpose
It is the purpose of this section to develop as rapidly as practicable, information concerning the organization, impact and effectiveness of services provided to homeless individuals under programs administered by the Secretary of Health and Human Services under this chapter or any other Act, and of the effectiveness of the coordination of such programs with other Federal or Federally assisted programs that provide services to homeless individuals, or to those at risk of becoming homeless.
(b) Requirement for evaluation activities
In carrying out the purpose described in subsection (a) of this section, the Secretary shall conduct evaluations that shall include—
(1) the use of cost and utilization data collected under the Primary Health Care for the Homeless Program under section 340 of the Public Health Service Act [
(2) under part C of title V,1 an evaluation of the need for and availability of services for individuals who are homeless or at risk of becoming homeless that have a serious mental illness or substance abuse problem, with special attention paid to the service needs of the dually diagnosed;
(3) an evaluation to identify and document replicable, community-wide programs that provide integrated, comprehensive services that result in service delivery models which prevent homelessness or lead to the successful relocation of the homeless into permanent housing; and
(4) an identification through the evaluation conducted under this subsection of those areas where services are lacking.
(
References in Text
This subchapter, referred to in subsec. (b)(1), was in the original "this title", meaning title VII of
The Public Health Service Act, referred to in subsec. (b)(1), is act July 1, 1944, ch. 373,
1 See References in Text note below.
§11466. Report by Secretary
Not later than 12 months after November 29, 1990, the General Accounting Office shall conduct a study—
(1) of the extent to which Federal laws, regulations, or policies are hindering Federal facilities (such as cafeterias in the facilities of the Department of Defense and Department of Veterans' Affairs) from making available to programs or entities serving the homeless prepared food that is not consumed, and the issues of liability relating to the provision of such food; and
(2) prepare and submit, to the appropriate Committees of Congress, a report containing the findings made as a result of the study conducted under paragraph (1).
(
Part E—Miscellaneous Provisions
§11471. Study of youth homelessness
(a) Authorization
The Secretary of Health and Human Services may make demonstration grants to a qualified applicant for a special research project to study the underlying causes of youth homelessness.
(b) Funding
The Secretary of Health and Human Services shall make available not to exceed $50,000 of the funds appropriated under
(
§11472. Set-asides for Native Americans
(a) In general
Not less than 1.5 percent of the funds provided under this subchapter for each of the following programs shall be allocated to Indian tribes:
(1) The job training demonstration program established in section 11441 1 of this title.
(2) The emergency community services homeless grant program established in
(b) "Indian tribe" defined
For purposes of this section, the term "Indian tribe" means any tribe, band, nation, or other organized group or community of Indians, including any Alaska Native village or regional or village corporation (as defined in, or established pursuant to, the Alaska Native Claims Settlement Act [
(
References in Text
The Alaska Native Claims Settlement Act, referred to in subsec. (b), is
1 See References in Text note below.
Part F—Family Support Centers
Part Referred to in Other Sections
This part is referred to in title 31 section 6703.
§11481. Definitions
As used in this part:
(1) Advisory council
The term "advisory council" means the advisory council established under section 11482(e)(2)(K) 1 of this title.
(2) Eligible entity
The term "eligible entity" means State or local agencies, a Head Start agency, any community-based organization of demonstrated effectiveness as a community action agency under section 210 of the Economic Opportunity Act of 1984 2 (
(3) Family case managers
The term "family case managers" means advisers operating under the provisions of
(4) Governmentally subsidized housing
The term "governmentally subsidized housing" means any rental housing that is assisted under any Federal, State or local program (including a tax credit or tax exempt financing program) and that serves a population that predominately consists of very low income families or individuals.
(5) Homeless
The term "homeless" has the same meaning given such term in the subsections (a) and (c) of
(6) Intensive and comprehensive supportive services
The term "intensive and comprehensive supportive services" means—
(A) in the case of services provided to infants, children and youth, such services that shall be designed to enhance the physical, social, and educational development of such infants and children and that shall include, where appropriate 3 nutritional services, screening and referral services, child care services, early childhood development programs, early intervention services for children with, or at-risk of developmental delays, drop-out prevention services, after-school activities, job readiness and job training services, education (including basic skills and literacy services), emergency services including special outreach services targeted to homeless and runaway youth, crisis intervention and counseling services, and such other services that the Secretary may deem necessary and appropriate;
(B) in the case of services provided to parents and other family members, services designed to better enable parents and other family members to contribute to their child's healthy development and that shall include, where appropriate, substance abuse education, counseling, referral for treatment, crisis intervention, employment counseling and training as appropriate, life-skills training including personal financial counseling, education including basic skills and literacy services, parenting classes, training in consumer homemaking, and such other services as the Secretary shall deem necessary and appropriate;
(C) in the case of services provided by family case managers, needs assessment and support in accessing and maintaining appropriate public assistance and social services, referral for substance abuse counseling and treatment, counseling and crisis intervention, family advocacy services, and housing assistance activities, housing counseling and eviction or foreclosure prevention assistance and referral to sources of emergency rental or mortgage assistance payments and home energy assistance, and other services as appropriate.
(7) Low income
The term "low income" when applied to families or individuals means a family or individual income that does not exceed 80 percent of the median income for an individual or family in the area, as determined by the Secretary of Housing and Urban Development, except that such Secretary may establish income ceilings that are higher or lower than 80 percent of the median for the area on the basis of a finding by such Secretary that such variations are necessary because of prevailing levels of construction costs or unusually high or low individual or family incomes.
(8) Secretary
The term "Secretary" means the Secretary of Health and Human Services.
(9) Very low income
The term "very low income" when applied to families or individuals means a family or individual income that does not exceed 50 percent of the median income for an individual or family in the area, as determined by the Secretary, except that the Secretary may establish income ceilings that are higher or lower than 50 percent of the median for the area on the basis of a finding by the Secretary that such variations are necessary because of unusually high or low individual or family incomes.
(
References in Text
Section 210 of the Economic Opportunity Act of 1984 (
1 So in original. Probably should be section "11482(e)(2)(J)".
2 See References in Text note below.
3 So in original. Probably should be followed by a comma.
§11482. General grants for provision of services
(a) Authority
The Secretary is authorized to make not more than 30 grants to eligible entities in rural, urban and suburban areas to pay the cost of demonstration programs designed to encourage the provision of intensive and comprehensive supportive services that will enhance the physical, social, and educational development of low-income individuals and families, especially those individuals in very low-income families who were previously homeless and who are currently residing in governmentally subsidized housing or who are at risk of becoming homeless. Such grants shall be of sufficient size, scope, and quality to be effective, and shall be distributed to various entities including those in or near public housing developments, and in low income areas both urban and nonurban.
(b) Gateway programs
The Secretary shall make available not more than 5 demonstration grants in each fiscal year for Gateway programs in accordance with
(c) Agreements with eligible entities
The Secretary shall enter into contracts, agreements, or other arrangements with eligible entities to carry out the provisions of this section.
(d) Considerations by Secretary
In carrying out the provisions of this section, the Secretary shall consider—
(1) the capacity of the eligible entity to administer the comprehensive program for which assistance is sought;
(2) the proximity of the entities and facilities associated with the program to the low-income families to be served by the program or the ability of the entity to provide mobile or offsite services;
(3) the ability of the eligible entity to coordinate and integrate its activities with State and local public agencies (such as agencies responsible for education, employment and training, health and mental health services, substance abuse services, social services, child care, nutrition, income assistance, housing and energy assistance, and other relevant services), with public or private non-profit agencies and organizations that have a demonstrated record of effectiveness in providing assistance to homeless families, and with appropriate nonprofit private organizations involved in the delivery of eligible support services;
(4) fiscal and administrative management of the eligible entity;
(5) the involvement of project participants and community representatives in the planning and operation of the program to the extent practicable; and
(6) the availability and proximity of comparable services provided by Community Action Agencies unless the Community Action Agency is the applicant and intends to expand existing services.
(e) Requirements
(1) In general
Each eligible entity desiring to receive a grant under this section shall—
(A) have demonstrated effectiveness in providing or arranging for the provision of services such as those required under this section;
(B) to the maximum extent practicable, expand, coordinate, integrate, or contract with existing service providers, and avail itself of other resource and reimbursement mechanisms that may be used to provide services; and
(C) submit an application at such time in such manner and containing or accompanied by such information, including the information required under paragraph (2), as the Secretary shall reasonably require.
(2) Application
Each application submitted under paragraph (1)(C) shall—
(A) identify the population and geographic location to be served by the program;
(B) provide assurances that services are closely related to the identifiable needs of the target population;
(C) provide assurances that each program will provide directly or arrange for the provision of intensive and comprehensive supportive services;
(D) identify the referral providers, agencies, and organizations that the program will use;
(E) describe the method of furnishing services at offsite locations, if appropriate;
(F) describe the manner in which the services offered will be accessed through existing program providers to the extent that they are located in the immediate vicinity of the target population, or will contract with such providers for community-based services within the community to be served, and that funds provided under this section will be utilized to create new services only to the extent that no other funds can be obtained to fulfill the purpose.1
(G) describe how the program will relate to the State and local agencies providing assistance to homeless families, or providing health, nutritional, job training, education, housing and energy assistance, and income maintenance services;
(H) describe the collection and provision of data on groups of individuals and geographic areas to be served, including types of services to be furnished, estimated cost of providing comprehensive services on an average per user basis, types and natures of conditions and needs to be identified and assisted, and such other information as the Secretary requires;
(I) describe the manner in which the applicant will implement the requirement of
(J) provide for the establishment of an advisory council that shall provide policy and programming guidance to the eligible entity, consisting of not more than 15 members that shall include—
(i) participants in the programs, including parents;
(ii) representatives of local private industry;
(iii) individuals with expertise in the services the program intends to offer;
(iv) representatives of the community in which the program will be located;
(v) representatives of local government social service providers;
(vi) representatives of local law enforcement agencies;
(vii) representatives of the local public housing agency, where appropriate; and
(viii) representatives of local education providers;
(K) describe plans for evaluating the impact of the program;
(L) include such additional assurances, including submitting necessary reports, as the Secretary may reasonably require;
(M) contain an assurance that if the applicant intends to assess fees for services provided with assistance under this section, such fees shall be nominal in relation to the financial situation of the recipient of such services; and
(N) contain an assurance that amounts received under a grant awarded under this section shall be used to supplement not supplant Federal, State and local funds currently utilized to provide services of the type described in this section.
(f) Administrative provisions
(1) Administrative costs
Two percent of the amounts appropriated under this subchapter may be used by the Secretary to administer the programs established under this subchapter and three percent of the amounts appropriated under this subchapter may be used by the Secretary to evaluate such programs and to provide technical assistance to entities for the development and submission of applications for grants under this section.
(2) Limitation
Not more than 30 grants may be made under this part.
(3) Amount of grants
No grant made under this part may exceed $2,500,000 per year nor more than a total of $4,000,000 for 3 years. Funds received under such grants shall remain available until expended.
(4) Minimum amount
No grant made under subsection (a) of this section may be awarded in an amount that is less than $200,000 per year.
(g) Family support centers
Each program that receives assistance under this section shall establish one or more family support centers that operate—
(1) in or near the immediate vicinity of governmentally subsidized housing;
(2) in urban poverty areas; or
(3) in non-urban poverty areas.
Such centers shall be the primary location for the administration of the programs and the provision of services under this subchapter.
(
References in Text
This subchapter, referred to in subsecs. (f)(1) and (g), was in the original "this title", meaning title VII of
Amendments
1994—Subsec. (f)(1).
Subsec. (f)(3).
Subsec. (f)(4).
Section Referred to in Other Sections
This section is referred to in
1 So in original. The period probably should be a semicolon.
§11483. Training and retention
The Secretary shall require that entities that receive a grant under
(
Section Referred to in Other Sections
This section is referred to in
§11484. Family case managers
(a) Requirement
Each entity that receives a grant under
(b) Needs assessment
Each low-income family that desires to receive services from a program that receives assistance under this part shall be assessed by a family case manager on such family's initial visit to such program as to their need for services.
(c) Continuing functions
Family case managers shall formulate a service plan based on a needs assessment for each family. Such case manager shall carry out such plan, and remain available to provide such family with counseling and referral services, to enable such family to become self-sufficient. In carrying out such plan the case manager shall conduct monitoring, tracking, and follow-up activities, as appropriate.
(d) Limitation
Each family case manager shall have a caseload that is of a sufficiently small size so as to permit such manager to effectively manage the delivery of comprehensive services to those families assigned to such manager.
(
Amendments
1994—Subsec. (a).
Section Referred to in Other Sections
This section is referred to in
§11485. Gateway programs
(a) In general
The Secretary shall use amounts made available in accordance with
(b) Selection of grant recipients
The Secretary of Health and Human Services, in consultation with the Secretary of Education, shall select a local education agency to receive a grant under subsection (a) of this section if such agency has cooperated with the local public housing authority in order to meet the following requirements:
(1) The local education agency shall demonstrate to the Secretary that training and ancillary support services will be accessed through existing program providers to the extent that they are located in the immediate vicinity of the public housing development, or will contract with such providers for on-site service delivery, and that funds provided under this section will be utilized to purchase such services only to the extent that no other funds can be obtained to fulfill the purpose.
(2) The public housing agency shall agree to make available suitable facilities in the public housing development for the provision of education, training and support services under this section.
(3) The local education agency shall demonstrate that the recipients of service have been recruited with the assistance of the public housing authority and are eligible individuals in accordance with the priorities established in subsection (c) of this section.
(4) The local education agency shall demonstrate the ability to coordinate the services provided in this section with other services provided, with the public housing development and private industry council as well as with other public and private agencies and community-based organizations of demonstrated effectiveness providing similar and ancillary services to the target population.
(5) The local education agency shall demonstrate that they have, to the fullest extent practicable, attempted to employ residents of the public housing development to carry out the purposes of this section whenever qualified residents are available.
(c) Individuals eligible for services
Local education agencies receiving grants under this section shall target participation in the training and services provided under such grants to individuals who—
(1) reside in public housing;
(2) are economically disadvantaged; and
(3) have encountered barriers to employment because of basic skills deficiency including not having a high school diploma, GED, or the equivalent.
(d) Priority
Local education agencies providing services under this section shall give priority to single heads of households with young dependent children.
(e) Mandatory services
Any local education agency that receives a grant under this section shall establish a Gateway program to provide—
(1) outreach and information services designed to make eligible individuals aware of available services;
(2) literacy and bilingual education services, where appropriate;
(3) remedial education and basic skills training;
(4) employment training and personal management skill development or referrals for such services; and
(5) child care or dependent care for dependents of eligible individuals during those times, including afternoons and evenings, when training services are being provided.
To the extent practicable, child care or dependent care services shall be designed to employ public housing residents after appropriate training.
(f) Permissive services
Local education agencies receiving grants under this section may make available, as part of their Gateway programs—
(1) pre-employment skills training;
(2) employment counseling and application assistance;
(3) job development services;
(4) job training;
(5) Federal employment-related activity services;
(6) completion of high school or GED program services;
(7) transitional assistance, including child care for up to 6 months to enable such individual to successfully secure unsubsidized employment;
(8) substance abuse prevention and education; and
(9) other support services that the Secretary deems to be appropriate.
(
Section Referred to in Other Sections
This section is referred to in
§11486. Evaluation
(a) In general
The Secretary shall contract for an independent evaluation of the programs and entities that receive assistance under this subchapter. Such evaluation shall be complete not later than the date that is 15 months after the date on which the first grants are awarded under this subchapter.
(b) Matter to be evaluated
The evaluation conducted under subsection (a) of this section shall examine the degree to which the programs receiving assistance under this subchapter have fulfilled the objectives included in the application in accordance with section 11432(e)(2) 1 of this title in—
(1) enhancing the living conditions in low income housing and in neighborhoods;
(2) improving the physical, social and educational development of low income children and families served by the program;
(3) achieving progress towards increased potential for independence and self-sufficiency among families served by the program;
(4) the degree to which the provision of services is affected by caseload size;
(5) promoting increases in literacy levels and basic employment skills among residents of public housing developments served by grants under section 11486 2 of this title; and
(6) such other factors that the Secretary may reasonably require.
(c) Information
Each eligible entity receiving a grant under this part shall furnish information requested by evaluators in order to carry out this section.
(d) Results
The results of such evaluation shall be provided by the Secretary to the eligible entities conducting the programs to enable such entities to improve such programs.
(
Section Referred to in Other Sections
This section is referred to in
1 So in original. Probably should be section "11482(e)(2)".
2 So in original. Probably should be section "11485".
§11487. Report
Not later than July 1, 1995, the Secretary shall prepare and submit, to the Committee on Education and Labor,1 of the House of Representatives and the Committee on Labor and Human Resources of the Senate, a report—
(1) concerning the evaluation required under
(2) providing recommendations for replicating grant programs, including identifying the geographic and demographic characteristics of localities where this service coordination and delivery system may prove effective;
(3) describing any alternative sources of funding utilized or available for the provision of services of the type described in this part; and
(4) describing the degree to which entities are coordinating with other existing programs.
(
Amendments
1994—
Change of Name
Committee on Education and Labor of House of Representatives changed to Committee on Economic and Educational Opportunities of House of Representatives by House Resolution No. 6, One Hundred Fourth Congress, Jan. 4, 1995.
1 So in original. The comma probably should not appear.
§11488. Construction
Nothing in this part shall be construed to modify the Federal selection preferences described in section 6 of the United States Housing Act of 1937 (
(
References in Text
The United States Housing Act of 1937, referred to in text, is act Sept. 1, 1937, ch. 896, as revised generally by
§11489. Authorization of appropriations
There are authorized to be appropriated to carry out this part, $50,000,000 for fiscal year 1991, $55,000,000 for fiscal year 1992, and such sums as may be necessary for each of the fiscal years 1993 through 1998.
(
Amendments
1994—