15 USC Ch. 2B: Front Matter
From Title 15-COMMERCE AND TRADECHAPTER 2B-SECURITIES EXCHANGES
CHAPTER 2B-SECURITIES EXCHANGES
Sec.
78a.
Short title.
78b.
Necessity for regulation.
78c.
Definitions and application.
78c–1.
Swap agreements.
78d.
Securities and Exchange Commission.
78d–1.
Delegation of functions by Commission.
78d–2.
Transfer of functions with respect to assignment of personnel to chairman.
78d–3.
Appearance and practice before the Commission.
78e.
Transactions on unregistered exchanges.
78f.
National securities exchanges.
78g.
Margin requirements.
78h.
Restrictions on borrowing and lending by members, brokers, and dealers.
78i.
Manipulation of security prices.
78j.
Manipulative and deceptive devices.
78j–1.
Audit requirements.
78k.
Trading by members of exchanges, brokers, and dealers.
78k–1.
National market system for securities; securities information processors.
78l.
Registration requirements for securities.
78l–1.
Applications for unlisted trading privileges deemed filed under section 78l of this title.
78m.
Periodical and other reports.
78n.
Proxies.
78o.
Registration and regulation of brokers and dealers.
78o–1.
Brokers deemed to be registered.
78o–2.
Liabilities arising prior to amendment unaffected.
78o–3.
Registered securities associations.
78o–4.
Municipal securities.
78o–5.
Government securities brokers and dealers.
78o–6.
Securities analysts and research reports.
78o–7.
Registration of nationally recognized statistical rating organizations.
78p.
Directors, officers, and principal stockholders.
78q.
Records and reports.
78q–1.
National system for clearance and settlement of securities transactions.
78q–2.
Automated quotation systems for penny stocks.
78r.
Liability for misleading statements.
78s.
Registration, responsibilities, and oversight of self-regulatory organizations.
78t.
Liability of controlling persons and persons who aid and abet violations.
78t–1.
Liability to contemporaneous traders for insider trading.
78u.
Investigations and actions.
78u–1.
Civil penalties for insider trading.
78u–2.
Civil remedies in administrative proceedings.
78u–3.
Cease-and-desist proceedings.
78u–4.
Private securities litigation.
78u–5.
Application of safe harbor for forward-looking statements.
78v.
Hearings by Commission.
78w.
Rules, regulations, and orders; annual reports.
78x.
Public availability of information.
78y.
Court review of orders and rules.
78z.
Unlawful representations.
78aa.
Jurisdiction of offenses and suits.
78aa–1.
Special provision relating to statute of limitations on private causes of action.
78bb.
Effect on existing law.
78cc.
Validity of contracts.
78dd.
Foreign securities exchanges.
78dd–1.
Prohibited foreign trade practices by issuers.
78dd–2.
Prohibited foreign trade practices by domestic concerns.
78dd–3.
Prohibited foreign trade practices by persons other than issuers or domestic concerns.
78ee.
Transaction fees.
78ff.
Penalties.
78gg.
Separability.
78hh.
Effective date.
78hh–1.
Effective date of certain sections.
78ii, 78jj.
Omitted or Repealed.
78kk.
Authorization of appropriations.
78ll.
Requirements for the EDGAR system.
78mm.
General exemptive authority.
78nn.
Tennessee Valley Authority.