CHAPTER 33 —DISPOSAL OF RECORDS
Amendments
2004—
1984—
1976—
1974—
1970—
1 Does not conform to section catchline.
§3301. Definition of records
As used in this chapter, "records" includes all books, papers, maps, photographs, machine readable materials, or other documentary materials, regardless of physical form or characteristics, made or received by an agency of the United States Government under Federal law or in connection with the transaction of public business and preserved or appropriate for preservation by that agency or its legitimate successor as evidence of the organization, functions, policies, decisions, procedures, operations, or other activities of the Government or because of the informational value of data in them. Library and museum material made or acquired and preserved solely for reference or exhibition purposes, extra copies of documents preserved only for convenience of reference, and stocks of publications and of processed documents are not included.
(
Historical and Revision Notes
Based on
Amendments
1976—
§3302. Regulations covering lists of records for disposal, procedure for disposal, and standards for reproduction
The Archivist shall promulgate regulations, not inconsistent with this chapter, establishing—
(1) procedures for the compiling and submitting to him of lists and schedules of records proposed for disposal,
(2) procedures for the disposal of records authorized for disposal, and
(3) standards for the reproduction of records by photographic or microphotographic processes with a view to the disposal of the original records.
(
Historical and Revision Notes
Based on
Amendments
1984—
1976—
Effective Date of 1984 Amendment
Amendment by
§3303. Lists and schedules of records to be submitted to the Archivist by head of each Government agency
The head of each agency of the United States Government shall submit to the Archivist, under regulations promulgated as provided by
(1) lists of any records in the custody of the agency that have been photographed or microphotographed under the regulations and that, as a consequence, do not appear to have sufficient value to warrant their further preservation by the Government;
(2) lists of other records in the custody of the agency not needed by it in the transaction of its current business and that do not appear to have sufficient administrative, legal, research, or other value to warrant their further preservation by the Government; and
(3) schedules proposing the disposal after the lapse of specified periods of time of records of a specified form or character that either have accumulated in the custody of the agency or may accumulate after the submission of the schedules and apparently will not after the lapse of the period specified have sufficient administrative, legal, research, or other value to warrant their further preservation by the Government.
(
Historical and Revision Notes
Based on
Amendments
1984—
Effective Date of 1984 Amendment
Amendment by
§3303a. Examination by Archivist of lists and schedules of records lacking preservation value; disposal of records
(a) The Archivist shall examine the lists and schedules submitted to him under
(1) notify the agency to that effect; and
(2) empower the agency to dispose of those records in accordance with regulations promulgated under
(b) Authorizations granted under lists and schedules submitted to the Archivist under
(c) The Archivist may request advice and counsel from the Committee on Rules and Administration of the Senate and the Committee on House Oversight of the House of Representatives with respect to the disposal of any particular records under this chapter whenever he considers that—
(1) those particular records may be of special interest to the Congress; or
(2) consultation with the Congress regarding the disposal of those particular records is in the public interest.
However, this subsection does not require the Archivist to request such advice and counsel as a regular procedure in the general disposal of records under this chapter.
(d) The Archivist shall promulgate schedules authorizing the disposal, after the lapse of specified periods of time, of records of a specified form or character common to several or all agencies if such records will not, at the end of the periods specified, have sufficient administrative, legal, research, or other value to warrant their further preservation by the United States Government.
(e) The Archivist may approve and effect the disposal of records that are in his legal custody, provided that records that had been in the custody of another existing agency may not be disposed of without the written consent of the head of the agency.
(f) The Archivist shall make an annual report to the Congress concerning the disposal of records under this chapter, including general descriptions of the types of records disposed of and such other information as he considers appropriate to keep the Congress fully informed regarding the disposal of records under this chapter.
(Added
Amendments
2004—Subsec. (d).
1996—Subsec. (c).
1984—
Subsec. (a).
Subsecs. (b) to (f).
1978—Subsec. (b).
Subsec. (d).
Change of Name
Committee on House Oversight of House of Representatives changed to Committee on House Administration of House of Representatives by House Resolution No. 5, One Hundred Sixth Congress, Jan. 6, 1999.
Effective Date of 1984 Amendment
Amendment by
Termination of Reporting Requirements
For termination, effective May 15, 2000, of reporting provisions in subsec. (f) of this section, see section 3003 of
[§§3304 to 3307. Repealed. Pub. L. 91–287, §2(c), June 23, 1970, 84 Stat. 321 ]
Section 3304,
Section 3305,
Section 3306,
Section 3307,
§3308. Disposal of similar records where prior disposal was authorized
When it appears to the Archivist that an agency has in its custody, or is accumulating, records of the same form or character as those of the same agency previously authorized to be disposed of, he may empower the head of the agency to dispose of the records, after they have been in existence a specified period of time, in accordance with regulations promulgated under
(
Historical and Revision Notes
Based on
Amendments
1984—
1970—
Effective Date of 1984 Amendment
Amendment by
§3309. Preservation of claims of Government until settled in Government Accountability Office; disposal authorized upon written approval of Comptroller General
Records pertaining to claims and demands by or against the Government of the United States or to accounts in which the Government of the United States is concerned, either as debtor or creditor, may not be disposed of by the head of an agency under authorization granted under this chapter, until the claims, demands, and accounts have been settled and adjusted in the Government Accountability Office, except upon the written approval of the Comptroller General of the United States.
(
Historical and Revision Notes
Based on
Amendments
2004—
1970—
§3310. Disposal of records constituting menace to health, life, or property
When the Archivist and the head of the agency that has custody of them jointly determine that records in the custody of an agency of the United States Government are a continuing menace to human health or life or to property, the Archivist shall eliminate the menace immediately by any method he considers necessary. When records in the custody of the Archivist are disposed of under this section, the Archivist shall report their disposal to the agency from which they were transferred.
(
Historical and Revision Notes
Based on
Amendments
1984—
Effective Date of 1984 Amendment
Amendment by
§3311. Destruction of records outside continental United States in time of war or when hostile action seems imminent; written report to Archivist
During a state of war between the United States and another nation, or when hostile action by a foreign power appears imminent, the head of an agency of the United States Government may authorize the destruction of records in his legal custody situated in a military or naval establishment, ship, or other depository outside the territorial limits of continental United States—
(1) the retention of which would be prejudicial to the interests of the United States or
(2) which occupy space urgently needed for military purposes and are, in his opinion, without sufficient administrative, legal, research, or other value to warrant their continued preservation.
Within six months after their disposal, the official who directed the disposal shall submit a written report to the Archivist in which he shall describe the character of the records and state when and where he disposed of them.
(
Historical and Revision Notes
Based on
Amendments
1984—
Effective Date of 1984 Amendment
Amendment by
§3312. Photographs or microphotographs of records considered as originals; certified reproductions admissible in evidence
Photographs or microphotographs of records made in compliance with regulations under
(
Historical and Revision Notes
Based on
§3313. Moneys from sale of records payable into the Treasury
Moneys derived by agencies of the Government from the sale of records disposed of under this chapter shall be paid into the Treasury of the United States unless otherwise required by law.
(
Historical and Revision Notes
Based on
§3314. Procedures for disposal of records exclusive
The procedures prescribed by this chapter are exclusive, and records of the United States Government may not be alienated or destroyed except under this chapter.
(
Historical and Revision Notes
Based on
§3315. Definitions
For purposes of this section and section 3316 through
(1) the term "Federal official" means any individual holding the office of President or Vice President of the United States, or Senator or Representative in, or Delegate or Resident Commissioner to, the Congress of the United States, or any officer of the executive, judicial, or legislative branch of the Federal Government;
(2) the term "Commission" means the National Study Commission on Records and Documents of Federal Officials; and
(3) the term "records and documents" shall include handwritten and typewritten documents, motion pictures, television tapes and recordings, magnetic tapes, automated data processing documentation in various forms, and other records that reveal the history of the Nation.
(Added
Termination of Commission
For provision that Commission is to cease to exist sixty days after transmitting its report, see
§3316. Establishment of Commission
There is established a commission to be known as the National Study Commission on Records and Documents of Federal Officials.
(Added
Termination of Commission
For provision that Commission is to cease to exist sixty days after transmitting its report, see
§3317. Duties of Commission
It shall be the duty of the Commission to study problems and questions with respect to the control, disposition, and preservation of records and documents produced by or on behalf of Federal officials, with a view toward the development of appropriate legislative recommendations and other recommendations regarding appropriate rules and procedures with respect to such control, disposition, and preservation. Such study shall include consideration of—
(1) whether the historical practice regarding the records and documents produced by or on behalf of Presidents of the United States should be rejected or accepted and whether such practice should be made applicable with respect to all Federal officials;
(2) the relationship of the findings of the Commission to the provisions of
(3) whether the findings of the Commission should affect the control, disposition, and preservation of records and documents of agencies within the Executive Office of the President created for short-term purposes by the President;
(4) the recordkeeping procedures of the White House Office, with a view toward establishing means to determine which records and documents are produced by or on behalf of the President;
(5) the nature of rules and procedures which should apply to the control, disposition, and preservation of records and documents produced by Presidential task forces, commissions, and boards;
(6) criteria which may be used generally in determining the scope of materials which should be considered to be the records and documents of Members of the Congress;
(7) the privacy interests of individuals whose communications with Federal officials, and with task forces, commissions, and boards, are a part of the records and documents produced by such officials, task forces, commissions, and boards; and
(8) any other problems, questions, or issues which the Commission considers relevant to carrying out its duties under section 3315 through
(Added
References in Text
Termination of Commission
For provision that Commission is to cease to exist sixty days after transmitting its report, see
1 See References in Text note below.
§3318. Membership
(a)(1) The Commission shall be composed of seventeen members as follows:
(A) one Member of the House of Representatives appointed by the Speaker of the House upon recommendation made by the majority leader of the House;
(B) one Member of the House of Representatives appointed by the Speaker of the House upon recommendation made by the minority leader of the House;
(C) one Member of the Senate appointed by the President pro tempore of the Senate upon recommendation made by the majority leader of the Senate;
(D) one Member of the Senate appointed by the President pro tempore of the Senate upon recommendation made by the minority leader of the Senate;
(E) one member of the Federal judiciary appointed by the Chief Justice of the United States;
(F) one person employed by the Executive Office of the President or the White House Office, appointed by the President;
(G) three appointed by the President, by and with the advice and consent of the Senate, from persons who are not officers or employees of any government and who are specially qualified to serve on the Commission by virtue of their education, training, or experience;
(H) one representative of the Department of State, appointed by the Secretary of State;
(I) one representative of the Department of Defense, appointed by the Secretary of Defense;
(J) one representative of the Department of Justice, appointed by the Attorney General;
(K) the Administrator of General Services (or his delegate);
(L) the Librarian of Congress;
(M) one member of the American Historical Association, appointed by the counsel of such Association;
(N) one member of the Society of American Archivists, appointed by such Society; and
(O) one member of the Organization of American Historians, appointed by such Organization.
(2) No more than two members appointed under paragraph (1)(G) may be of the same political party.
(b) A vacancy in the Commission shall be filled in the manner in which the original appointment was made.
(c) If any member of the Commission who was appointed to the Commission as a Member of the Congress leave such office, or if any member of the Commission who was appointed from persons who are not officers or employees of any government becomes an officer or employee of a government, he may continue as a member of the Commission for no longer than the sixty-day period beginning on the date he leaves such office or becomes such an officer or employee, as the case may be.
(d) Members shall be appointed for the life of the Commission.
(e)(1) Members of the Commission shall serve without pay.
(2) While away from their homes or regular places of business in the performance of services for the Commission, members of the Commission shall be allowed travel expenses in the same manner as persons employed intermittently in the service of the Federal Government are allowed expenses under
(f) The Chairman of the Commission shall be designated by the President from among members appointed under subsection (a)(1)(G).
(g) The Commission shall meet at the call of the Chairman or a majority of its members.
(Added
Amendments
1976—Subsec. (a)(1)(E).
Subsec. (e)(2).
Termination of Commission
For provision that Commission is to cease to exist sixty days after transmitting its report, see
§3319. Director and staff; experts and consultants
(a) The Commission shall appoint a Director who shall be paid at a rate not to exceed the rate of basic pay in effect for level V of the Executive Schedule (
(b) The Commission may appoint and fix the pay of such additional personnel as it deems necessary.
(c)(1) The Commission may procure temporary and intermittent services to the same extent as is authorized by
(2) In procuring services under this subsection, the Commission shall seek to obtain the advice and assistance of constitutional scholars and members of the historical, archival, and journalistic professions.
(d) Upon request of the Commission, the head of any Federal agency is authorized to detail, on a reimbursable basis, any of the personnel of such agency to the Commission to assist it in carrying out its duties under
(Added
Termination of Commission
For provision that Commission is to cease to exist sixty days after transmitting its report, see
§3320. Powers of Commission
(a) The Commission may, for the purpose of carrying out its duties under
(b) When so authorized by the Commission, any member or agent of the Commission may take any action which the Commission is authorized to take by this section.
(c) The Commission may secure directly from any department or agency of the United States information necessary to enable the Commission to carry out its duties under section 3315 through
(Added
Termination of Commission
For provision that Commission is to cease to exist sixty days after transmitting its report, see
§3321. Support services
(a) The Administrator of General Services shall provide to the Commission on a reimbursable basis such administrative support services and assistance as the Commission may request.
(b) The Archivist of the United States shall provide to the Commission on a reimbursable basis such technical and expert advice, consultation, and support assistance as the Commission may request.
(Added
Termination of Commission
For provision that Commission is to cease to exist sixty days after transmitting its report, see
§3322. Report
The Commission shall transmit to the President and to each House of the Congress a report not later than March 31, 1977. Such report shall contain a detailed statement of the findings and conclusions of the Commission, together with its recommendations for such legislation, administrative actions, and other actions, as it deems appropriate.
(Added
Amendments
1976—
Termination of Commission
For provision that Commission is to cease to exist sixty days after transmitting its report, see
§3323. Termination
The Commission shall cease to exist sixty days after transmitting its report under
(Added
§3324. Authorization of appropriations
There is authorized to be appropriated such sums as may be necessary to carry out section 3315 through
(Added