15 USC 78o-1: Brokers deemed to be registered
Result 1 of 1
   
 
<< Previous   TITLE 15 / CHAPTER 2B / § 78o-1   Next >>
 
15 USC 78o-1: Brokers deemed to be registered Text contains those laws in effect on January 15, 2013
From Title 15-COMMERCE AND TRADECHAPTER 2B-SECURITIES EXCHANGES
Jump To: Source CreditCodification

§78o–1. Brokers deemed to be registered

All brokers and dealers for whom registration was in effect on May 27, 1936, in accordance with rules and regulations of the Commission prescribed pursuant to section 78o of this title shall be deemed to be registered pursuant to said section.

(May 27, 1936, ch. 462, §10, 49 Stat. 1380 .)

Codification

Section was not enacted as a part of the Securities Exchange Act of 1934 which comprises this chapter.

Transfer of Functions

For transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, §§1, 2, eff. May 24, 1950, 15 F.R. 3175, 64 Stat. 1265, set out under section 78d of this title.